Patrick W. Galley
CIK 1646929 · President · last filed 2025-10-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$11.36M
Companies
9
Total Filings
72
Lifetime Open-Market Net
$4.91M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIV | President | 330,695 | $11.58 | $3.83M | $930.4K | 12 | 2025-10-14 |
| RSF | Chief Executive Officer | 459,620 | $14.57 | $6.70M | $574.9K | 8 | 2025-08-01 |
| RMI | President | 6,009 | $15.80 | $94.9K | $117.7K | 15 | 2025-04-28 |
| RFM | President | 4,400 | $14.92 | $65.6K | $38.6K | 4 | 2025-04-10 |
| RMM | President | 18,000 | $14.49 | $260.8K | $277.6K | 7 | 2025-04-10 |
| RMMZ | President | 0 | $14.87 | $0 | $91.1K | 8 | 2022-12-22 |
| RFMZ | President | 12,788 | $13.28 | $169.8K | $295.3K | 4 | 2022-10-04 |
| OPP | President | 31,763 | $7.67 | $243.6K | $356.6K | 5 | 2021-10-08 |
| RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | President | 88,951 | — | — | $2.23M | 6 | 2018-12-26 |
Recent Filings · Page 7 of 8
72 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-12-19 | RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | Buy (P) | +1,961 | $48.5K | EDGAR |
| 2018-11-09 | RIV | Grant (A) | +30,659 | $519.1K | EDGAR |
| 2018-10-29 | RMI | Buy (P) | +37,500 | $750.0K | EDGAR |
| 2018-01-10 | RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | Buy (P) | +20,000 | $505.6K | EDGAR |
| 2017-12-26 | RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | Buy (P) | +2,400 | $60.7K | EDGAR |
| 2017-11-21 | RIV | Grant (A) | +18,676 | $364.9K | EDGAR |
| 2017-11-02 | RIV | Buy (P) | +100 | $2.0K | EDGAR |
| 2017-11-02 | RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | Buy (P) | +60,000 | $1.50M | EDGAR |
| 2017-09-11 | — | Buy (P) | +15,748 | $392.6K | |
| 2017-01-06 | — | Buy (P) | +39,578 | $998.2K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.