RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578 · last filed 2024-11-27
RIVERNORTH CAPITAL MANAGEMENT, LLC is a corporate insider who has filed 170 SEC Form 4 insider transactions across 10 companies since 2015. The most recent filing, for RMI, was dated Nov 27, 2024. Across all open-market trades the lifetime net is −$10.8M, making them a net seller over the disclosed history.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
10
170
-$10.78M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RMI | 0 | $15.80 | $0 | $300.6K | 2 | 2024-11-27 | |
| RMMZ | 0 | $14.87 | $0 | $0 | 9 | 2024-11-27 | |
| RFM | 0 | $14.92 | $0 | -$4.24M | 68 | 2024-11-27 | |
| RIV | 0 | $11.58 | $0 | -$3.63M | 64 | 2024-11-27 | |
| OPP | 0 | $7.67 | $0 | $0 | 3 | 2024-11-27 | |
| RFMZ | 0 | $13.28 | $0 | -$233.9K | 18 | 2024-11-27 | |
| RMM | 0 | $14.49 | $0 | $0 | 1 | 2024-11-27 | |
| RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | 0 | — | — | -$2.97M | 1 | 2018-04-17 | |
| FTF | 10%+ Owner | 0 | $5.80 | $0 | $0 | 2 | 2017-08-10 |
| PACHOLDER HIGH YIELD FUND INC (PHF) Delisted | 10%+ Owner | 0 | — | — | $0 | 1 | 2016-05-05 |
Recent Filings
170 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-11-27 | RMI | Other (J) | −5,010 | $0 | EDGAR |
| 2024-11-27 | RMMZ | Other (J) | −47,687 | $0 | EDGAR |
| 2024-11-27 | RFM | Other (J) | −75,611 | $0 | EDGAR |
| 2024-11-27 | RIV | Other (J) | −76,796 | $0 | EDGAR |
| 2024-11-27 | OPP | Other (J) | −71,453 | $0 | EDGAR |
| 2024-11-27 | RFMZ | Other (J) | −170,683 | $0 | EDGAR |
| 2024-11-27 | RMM | Other (J) | −5,000 | $0 | EDGAR |
| 2023-12-28 | RFMZ | Grant (A) | +22,545 | $298.4K | EDGAR |
| 2023-12-28 | RIV | Grant (A) | +12,608 | $140.2K | EDGAR |
| 2023-12-22 | OPP | Grant (A) | +29,681 | $245.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.