Brian H Schmucker
CIK 1662166 · Chief Executive Officer · last filed 2021-06-08
Brian H Schmucker is a Chief Executive Officer who has filed 43 SEC Form 4 insider transactions across 7 companies since 2015. The most recent filing shows the insider sold $71.5K of RIVrw on Jun 8, 2021. Across all open-market trades the lifetime net is −$4.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.9M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$3.86M
7
43
-$4.27M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Chief Executive Officer | 0 | — | — | -$4.42M | 25 | 2021-06-08 |
| RMM | 0 | $14.60 | $0 | -$202.9K | 4 | 2021-04-06 | |
| RMI | 0 | $15.34 | $0 | -$31.0K | 4 | 2020-03-16 | |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | 0 | — | — | -$82.2K | 1 | 2020-03-16 | |
| RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | 8,752 | $25.29 | $221.3K | $219.5K | 1 | 2017-11-21 | |
| RIV | 329,090 | $11.59 | $3.81M | $138.2K | 6 | 2017-09-07 | |
| OPP | 6,000 | $7.62 | $45.7K | $112.0K | 2 | 2016-11-22 |
Recent Filings
43 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-06-08 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −4,000 | -$71.5K | EDGAR |
| 2021-04-06 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −22,616 | -$394.3K | EDGAR |
| 2021-04-06 | RMM | Sell (S) | −29,000 | -$540.8K | EDGAR |
| 2020-03-25 | RMM | Buy (P) | +4,000 | $55.2K | EDGAR |
| 2020-03-19 | RMM | Buy (P) | +10,000 | $151.0K | EDGAR |
| 2020-03-16 | RMM | Buy (P) | +7,500 | $131.7K | EDGAR |
| 2020-03-16 | RMI | Sell (S) | −2,155 | -$43.7K | EDGAR |
| 2020-03-16 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | Sell (S) | −6,000 | -$82.2K | EDGAR |
| 2020-03-16 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −29,050 | -$324.5K | EDGAR |
| 2019-10-24 | RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | Sell (S) | −185,157 | -$8.0K | EDGAR |