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Brian H Schmucker

CIK 1662166 · Chief Executive Officer · last filed 2021-06-08

Brian H Schmucker is a Chief Executive Officer who has filed 43 SEC Form 4 insider transactions across 5 companies since 2015. The most recent filing shows the insider sold $71.5K of RIV on Jun 8, 2021. Across all open-market trades the lifetime net is −$4.3M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

5

Total Filings

43

Lifetime Open-Market Net

-$4.27M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RIV Chief Executive Officer 0 $11.58 $0 -$4.28M 31 2021-06-08
RMM 0 $14.49 $0 -$202.9K 4 2021-04-06
RMI 0 $15.80 $0 -$31.0K 4 2020-03-16
OPP 0 $7.67 $0 $29.8K 3 2020-03-16
RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted 8,752 — — $219.5K 1 2017-11-21

Recent Filings

43 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-06-08 RIV Sell (S) −4,000 -$71.5K EDGAR
2021-04-06 RIV Sell (S) −22,616 -$394.3K EDGAR
2021-04-06 RMM Sell (S) −29,000 -$540.8K EDGAR
2020-03-25 RMM Buy (P) +4,000 $55.2K EDGAR
2020-03-19 RMM Buy (P) +10,000 $151.0K EDGAR
2020-03-16 RMM Buy (P) +7,500 $131.7K EDGAR
2020-03-16 RMI Sell (S) −2,155 -$43.7K EDGAR
2020-03-16 OPP Sell (S) −6,000 -$82.2K EDGAR
2020-03-16 RIV Sell (S) −29,050 -$324.5K EDGAR
2019-10-24 RIV Sell (S) −185,157 -$8.0K EDGAR
Showing 1–10 of 43
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.