Patrick W. Galley
CIK 1646929 · President · last filed 2025-10-14
Patrick W. Galley is a President who has filed 72 SEC Form 4 insider transactions across 9 companies since 2015. The most recent filing, for RIV, was dated Oct 14, 2025. Across all open-market trades the lifetime net is +$4.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $11.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$11.36M
9
72
$4.91M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIV | President | 330,695 | $11.58 | $3.83M | $930.4K | 12 | 2025-10-14 |
| RSF | Chief Executive Officer | 459,620 | $14.57 | $6.70M | $574.9K | 8 | 2025-08-01 |
| RMI | President | 6,009 | $15.80 | $94.9K | $117.7K | 15 | 2025-04-28 |
| RFM | President | 4,400 | $14.92 | $65.6K | $38.6K | 4 | 2025-04-10 |
| RMM | President | 18,000 | $14.49 | $260.8K | $277.6K | 7 | 2025-04-10 |
| RMMZ | President | 0 | $14.87 | $0 | $91.1K | 8 | 2022-12-22 |
| RFMZ | President | 12,788 | $13.28 | $169.8K | $295.3K | 4 | 2022-10-04 |
| OPP | President | 31,763 | $7.67 | $243.6K | $356.6K | 5 | 2021-10-08 |
| RiverNorth Capital & Income Fund, Inc. (RMPL) Delisted | President | 88,951 | — | — | $2.23M | 6 | 2018-12-26 |
Recent Filings
72 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-10-14 | RIV | Other (J) | +112,213 | $1.34M | EDGAR |
| 2025-08-01 | RSF | Other (J) | +39,813 | $572.9K | EDGAR |
| 2025-07-16 | RSF | Other (J) | +23,633 | $346.9K | EDGAR |
| 2025-04-28 | RMI | Buy (P) | +700 | $10.0K | EDGAR |
| 2025-04-10 | RMI | Buy (P) | +3,400 | $47.7K | EDGAR |
| 2025-04-10 | RFM | Buy (P) | +5,300 | $72.8K | EDGAR |
| 2025-04-10 | RMI | Buy (P) | +1,600 | $22.6K | EDGAR |
| 2025-04-10 | RFM | Buy (P) | +900 | $12.4K | EDGAR |
| 2025-04-10 | RMM | Buy (P) | +4,000 | $52.6K | EDGAR |
| 2025-04-10 | RMM | Buy (P) | +6,000 | $78.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.