Patrick W. Galley

CIK 1646929 · President · last filed 2025-10-14

Patrick W. Galley is a President who has filed 72 SEC Form 4 insider transactions across 13 companies since 2015. The most recent filing, for RIVpA, was dated Oct 14, 2025. Across all open-market trades the lifetime net is +$4.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $15.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$15.10M

Companies

13

Total Filings

72

Lifetime Open-Market Net

$4.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RIVpA President 330,695 $22.37 $7.40M $0 1 2025-10-14
RSF Chief Executive Officer 459,620 $14.68 $6.75M -$100.9K 5 2025-08-01
RMI President 6,009 $15.34 $92.2K $117.7K 15 2025-04-28
RFM President 4,400 $14.66 $64.5K $38.6K 4 2025-04-10
RMM President 18,000 $14.60 $262.8K $277.6K 7 2025-04-10
RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted Chief Executive Officer 237,061 $675.7K 3 2024-04-29
RMMZ President 0 $14.87 $0 $91.1K 8 2022-12-22
RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted President 282,018 $430.4K 10 2022-12-06
RFMZ President 12,788 $13.42 $171.6K $295.3K 4 2022-10-04
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted President 31,763 $213.8K 3 2021-10-08
RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted President 88,951 $25.29 $2.25M $2.23M 6 2018-12-26
OPP President 9,333 $7.62 $71.1K $142.8K 2 2018-12-26
RIV Director 25,000 $11.59 $289.8K $500.0K 1 2015-12-30

Recent Filings

72 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-10-14 RIVpA Other (J) +112,213 $1.34M EDGAR
2025-08-01 RSF Other (J) +39,813 $572.9K EDGAR
2025-07-16 RSF Other (J) +23,633 $346.9K EDGAR
2025-04-28 RMI Buy (P) +700 $10.0K EDGAR
2025-04-10 RMI Buy (P) +3,400 $47.7K EDGAR
2025-04-10 RFM Buy (P) +5,300 $72.8K EDGAR
2025-04-10 RMI Buy (P) +1,600 $22.6K EDGAR
2025-04-10 RFM Buy (P) +900 $12.4K EDGAR
2025-04-10 RMM Buy (P) +4,000 $52.6K EDGAR
2025-04-10 RMM Buy (P) +6,000 $78.9K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.