Patrick W. Galley

CIK 1646929 · President · last filed 2025-10-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$15.10M

Companies

13

Total Filings

72

Lifetime Open-Market Net

$4.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RIVpA President 330,695 $22.37 $7.40M $0 1 2025-10-14
RSF Chief Executive Officer 459,620 $14.68 $6.75M -$100.9K 5 2025-08-01
RMI President 6,009 $15.34 $92.2K $117.7K 15 2025-04-28
RFM President 4,400 $14.66 $64.5K $38.6K 4 2025-04-10
RMM President 18,000 $14.60 $262.8K $277.6K 7 2025-04-10
RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted Chief Executive Officer 237,061 $675.7K 3 2024-04-29
RMMZ President 0 $14.87 $0 $91.1K 8 2022-12-22
RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted President 282,018 $430.4K 10 2022-12-06
RFMZ President 12,788 $13.42 $171.6K $295.3K 4 2022-10-04
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted President 31,763 $213.8K 3 2021-10-08
RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted President 88,951 $25.29 $2.25M $2.23M 6 2018-12-26
OPP President 9,333 $7.62 $71.1K $142.8K 2 2018-12-26
RIV Director 25,000 $11.59 $289.8K $500.0K 1 2015-12-30

Recent Filings · Page 2 of 8

72 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2025-04-09 RMM Buy (P) −6,000 -$78.9K EDGAR
2025-04-09 RMI Buy (P) −3,400 -$47.7K EDGAR
2025-04-09 RFM Buy (P) −5,300 -$72.8K EDGAR
2024-04-29 RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted Grant (A) +68,414 $1.03M EDGAR
2024-03-22 RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted Buy (P) +100 $1.6K EDGAR
2023-02-08 RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted Buy (P) +42,558 $674.1K EDGAR
2022-12-23 RSF Sell (S) −7,093 -$176.1K EDGAR
2022-12-22 RMMZ Sell (S) −1,000 -$15.7K EDGAR
2022-12-08 RMI Sell (S) −7,309 -$129.0K EDGAR
2022-12-06 RMI Sell (S) −5,505 -$96.1K EDGAR
Showing 1120 of 72
Page 2 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.