Patrick W. Galley
CIK 1646929 · President · last filed 2025-10-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$15.10M
Companies
13
Total Filings
72
Lifetime Open-Market Net
$4.91M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RIVpA | President | 330,695 | $22.37 | $7.40M | $0 | 1 | 2025-10-14 |
| RSF | Chief Executive Officer | 459,620 | $14.68 | $6.75M | -$100.9K | 5 | 2025-08-01 |
| RMI | President | 6,009 | $15.34 | $92.2K | $117.7K | 15 | 2025-04-28 |
| RFM | President | 4,400 | $14.66 | $64.5K | $38.6K | 4 | 2025-04-10 |
| RMM | President | 18,000 | $14.60 | $262.8K | $277.6K | 7 | 2025-04-10 |
| RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted | Chief Executive Officer | 237,061 | — | — | $675.7K | 3 | 2024-04-29 |
| RMMZ | President | 0 | $14.87 | $0 | $91.1K | 8 | 2022-12-22 |
| RIVERNORTH OPPORTUNITIES FUND, INC. (RIVrw) Delisted | President | 282,018 | — | — | $430.4K | 10 | 2022-12-06 |
| RFMZ | President | 12,788 | $13.42 | $171.6K | $295.3K | 4 | 2022-10-04 |
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (OPPrw) Delisted | President | 31,763 | — | — | $213.8K | 3 | 2021-10-08 |
| RiverNorth Capital & Income Fund, Inc. (RMPLp) Delisted | President | 88,951 | $25.29 | $2.25M | $2.23M | 6 | 2018-12-26 |
| OPP | President | 9,333 | $7.62 | $71.1K | $142.8K | 2 | 2018-12-26 |
| RIV | Director | 25,000 | $11.59 | $289.8K | $500.0K | 1 | 2015-12-30 |
Recent Filings · Page 2 of 8
72 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-04-09 | RMM | Buy (P) | −6,000 | -$78.9K | EDGAR |
| 2025-04-09 | RMI | Buy (P) | −3,400 | -$47.7K | EDGAR |
| 2025-04-09 | RFM | Buy (P) | −5,300 | -$72.8K | EDGAR |
| 2024-04-29 | RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted | Grant (A) | +68,414 | $1.03M | EDGAR |
| 2024-03-22 | RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted | Buy (P) | +100 | $1.6K | EDGAR |
| 2023-02-08 | RiverNorth Capital & Income Fund, Inc. (RSFrw) Delisted | Buy (P) | +42,558 | $674.1K | EDGAR |
| 2022-12-23 | RSF | Sell (S) | −7,093 | -$176.1K | EDGAR |
| 2022-12-22 | RMMZ | Sell (S) | −1,000 | -$15.7K | EDGAR |
| 2022-12-08 | RMI | Sell (S) | −7,309 | -$129.0K | EDGAR |
| 2022-12-06 | RMI | Sell (S) | −5,505 | -$96.1K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.