CREDIT SUISSE AG/
CIK 824468 · last filed 2014-03-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.84B
Companies
18
Total Filings
118
Lifetime Open-Market Net
-$799.76M
Filer Profile
Reported Address
PARADEPLATZ 8ZURICH, V8 CH 8001
Phone
41 44333 2751
Formerly Known As
CREDIT SUISSE/ (2005–2009)
CREDIT SUISSE FIRST BOSTON/ (1997–2005)
Related Filers
GREATBATCH, INC. — 12 joint filings, latest 2003-02-14
Cheniere Energy, Inc. — 7 joint filings, latest 2017-02-14
DLJMB HRH VoteCo, LLC — 7 joint filings, latest 2008-12-08
MONTPELIER RE HOLDINGS LTD — 7 joint filings, latest 2007-02-14
SEACOR HOLDINGS INC /NEW/ — 7 joint filings, latest 2007-02-14
BLUE COAT SYSTEMS INC — 6 joint filings, latest 2006-01-11
ROBERT C TURNHAM JR — 5 joint filings, latest 2006-03-15
Edmund Frederick Taylor — 4 joint filings, latest 2012-06-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| STR HOLDINGS, INC. (STRI) Delisted | 10%+ Owner | 0 | — | — | -$166.71M | 5 | 2014-03-11 |
| PTCT | 276,853 | $66.06 | $18.29M | $0 | 1 | 2013-06-27 | |
| WD | 10%+ Owner | 3,429,875 | $40.53 | $139.01M | -$31.11M | 38 | 2013-03-29 |
| ISTA PHARMACEUTICALS INC (ISTA) Delisted | 10%+ Owner | 3,796,792 | — | — | -$2.30M | 13 | 2012-03-23 |
| BASIC ENERGY SERVICES, INC. (BAS) Delisted | 10%+ Owner | 12,342,238 | — | — | -$186.88M | 1 | 2011-08-03 |
| EPOCRATES INC (EPOC) Delisted | 10%+ Owner | 3,215,612 | — | — | -$9.14M | 1 | 2011-02-08 |
| NxStage Medical, Inc. (NXTM) Delisted | 10%+ Owner | 4,361,556 | — | — | -$24.78M | 12 | 2010-11-10 |
| AFFYMAX INC (AFFY) Delisted | 10%+ Owner | 1,774,407 | — | — | $13.47M | 2 | 2010-08-11 |
| EXPRESSJET HOLDINGS INC (XJT) Delisted | 10%+ Owner | 1,389,211 | — | — | -$3.75M | 9 | 2009-09-30 |
| AUXILIUM PHARMACEUTICALS INC (AUXL) Delisted | 10%+ Owner | 3,256,773 | — | — | -$8.29M | 1 | 2009-06-22 |
| China MediaExpress Holdings, Inc. (TMI.WS) Delisted | 10%+ Owner | 1,306,250 | — | — | -$6.25M | 1 | 2008-11-12 |
| VNUS MEDICAL TECHNOLOGIES INC (VNUS) Delisted | 10%+ Owner | 1,549,457 | — | — | $0 | 3 | 2008-08-06 |
| AHR | 10%+ Owner | 6,613,682 | $53.58 | $354.36M | $0 | 1 | 2008-06-30 |
| ROC | 10%+ Owner | 6,538,521 | $4.25 | $27.79M | -$233.80M | 4 | 2008-06-18 |
| MBRX | 10%+ Owner | 1,717 | $0.71 | $1.2K | $460.1K | 1 | 2008-04-18 |
| ULTA | 10%+ Owner | 5,073,082 | $546.78 | $2.77B | $0 | 1 | 2007-11-01 |
| EHTH | 10%+ Owner | 1,750,050 | $0.93 | $1.63M | $0 | 1 | 2007-09-19 |
| CVLT | 10%+ Owner | 4,004,214 | $130.07 | $520.83M | -$140.68M | 3 | 2007-09-17 |
Recent Filings · Page 10 of 12
118 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-06-02 | EXPRESSJET HOLDINGS INC (XJT) Delisted | Sell (S) | −127,100 | -$158.7K | EDGAR |
| 2009-05-28 | EXPRESSJET HOLDINGS INC (XJT) Delisted | Sell (S) | −200,000 | -$266.3K | EDGAR |
| 2009-05-19 | EXPRESSJET HOLDINGS INC (XJT) Delisted | Sell (S) | −400,000 | -$520.8K | EDGAR |
| 2009-03-04 | AFFYMAX INC (AFFY) Delisted | Buy (P) | +652,262 | $9.95M | EDGAR |
| 2008-11-12 | China MediaExpress Holdings, Inc. (TMI.WS) Delisted | Sell (S) | −900,000 | -$6.25M | EDGAR |
| 2008-10-28 | — | Grant (A) | +12,500 | $0 | |
| 2008-08-25 | — | Exer (X) | +45,454,544 | $40.00M | |
| 2008-08-06 | VNUS MEDICAL TECHNOLOGIES INC (VNUS) Delisted | Mixed | −539,859 | -$658.9K | EDGAR |
| 2008-08-05 | NxStage Medical, Inc. (NXTM) Delisted | Mixed | +1,022,222 | $4.60M | EDGAR |
| 2008-06-30 | AHR | Conv (C) | +15,598,305 | $116.87M | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.