Insider transactions

CREDIT SUISSE AG/

CIK 824468 · last filed 2014-03-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$4.61B
Companies
18
Total Filings
118
Lifetime Open-Market Net
-$799.67M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ROC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
PARADEPLATZ 8
ZURICH, V8 CH 8001
Phone
41 44333 2751
Formerly Known As
CREDIT SUISSE/ (2005–2009)
CREDIT SUISSE FIRST BOSTON/ (1997–2005)
Related Filers
GREATBATCH, INC. — 12 joint filings, latest 2003-02-14
Cheniere Energy, Inc. — 7 joint filings, latest 2017-02-14
DLJMB HRH VoteCo, LLC — 7 joint filings, latest 2008-12-08
MONTPELIER RE HOLDINGS LTD — 7 joint filings, latest 2007-02-14
SEACOR HOLDINGS INC /NEW/ — 7 joint filings, latest 2007-02-14
BLUE COAT SYSTEMS INC — 6 joint filings, latest 2006-01-11
Robert C Turnham Jr — 5 joint filings, latest 2006-03-15
Edmund Frederick Taylor — 4 joint filings, latest 2012-06-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STR HOLDINGS, INC. (STRI) Delisted 10%+ Owner 0 — — -$166.71M 5 2014-03-11
PTCT 276,853 $65.03 $18.00M $0 1 2013-06-27
WD 10%+ Owner 3,429,875 $41.49 $142.31M -$31.01M 38 2013-03-29
ISTA PHARMACEUTICALS INC (ISTA) Delisted 10%+ Owner 3,796,792 — — -$2.30M 13 2012-03-23
BASIC ENERGY SERVICES, INC. (BAS) Delisted 10%+ Owner 12,342,238 — — -$186.88M 1 2011-08-03
EPOCRATES INC (EPOC) Delisted 10%+ Owner 3,215,612 — — -$9.14M 1 2011-02-08
NxStage Medical, Inc. (NXTM) Delisted 10%+ Owner 4,361,556 — — -$24.78M 12 2010-11-10
AFFYMAX INC (AFFY) Delisted 10%+ Owner 1,774,407 — — $13.47M 2 2010-08-11
EXPRESSJET HOLDINGS INC (XJT) Delisted 10%+ Owner 1,389,211 — — -$3.75M 9 2009-09-30
AUXILIUM PHARMACEUTICALS INC (AUXL) Delisted 10%+ Owner 3,256,773 — — -$8.29M 1 2009-06-22
China MediaExpress Holdings, Inc. (TMI.WS) Delisted 10%+ Owner 1,306,250 — — -$6.25M 1 2008-11-12
VNUS MEDICAL TECHNOLOGIES INC (VNUS) Delisted 10%+ Owner 1,549,457 — — $0 3 2008-08-06
AHR 10%+ Owner 6,613,682 $58.96 $389.94M $0 1 2008-06-30
ROC 10%+ Owner 6,538,521 $3.40 $22.23M -$233.80M 4 2008-06-18
MBRX 10%+ Owner 86 $8.66 $745 $460.1K 1 2008-04-18
ULTA 10%+ Owner 5,073,082 $665.13 $3.37B $0 1 2007-11-01
EHTH 10%+ Owner 1,750,050 $0.45 $787.5K $0 1 2007-09-19
CVLT 10%+ Owner 4,004,214 $166.21 $665.54M -$140.68M 3 2007-09-17

Recent Filings · Page 12 of 12

118 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-09-19 EHTH Other (J) −1,361,385 -$33.49M EDGAR
2007-09-17 CVLT Other (J) −811,984 -$15.18M EDGAR
2007-07-12 CVLT Sell (S) −10,733 -$193.8K EDGAR
2007-07-09 — Conv (C) +3,701,888 $0
2007-07-03 ISTA PHARMACEUTICALS INC (ISTA) Delisted Buy (P) +928,570 $6.50M EDGAR
2007-06-29 CVLT Mixed −10,132,275 -$164.73M EDGAR
2007-06-25 — Sell (S) −166,382 -$1.50M
2007-06-12 VNUS MEDICAL TECHNOLOGIES INC (VNUS) Delisted Other (J) +28,000 $0 EDGAR
Showing 111–118 of 118
Page 12 of 12
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.