CREDIT SUISSE AG/

CIK 824468 · last filed 2014-03-11

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.13B

Companies

18

Total Filings

118

Lifetime Open-Market Net

-$799.76M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STR HOLDINGS, INC. (STRI) Delisted 10%+ Owner 0 -$166.71M 5 2014-03-11
PTCT 276,853 $75.14 $20.80M $0 1 2013-06-27
WD 10%+ Owner 3,429,875 $53.26 $182.68M -$31.11M 38 2013-03-29
ISTA PHARMACEUTICALS INC (ISTA) Delisted 10%+ Owner 3,796,792 -$2.30M 13 2012-03-23
BASIC ENERGY SERVICES, INC. (BAS) Delisted 10%+ Owner 12,342,238 -$186.88M 1 2011-08-03
EPOCRATES INC (EPOC) Delisted 10%+ Owner 3,215,612 -$9.14M 1 2011-02-08
NxStage Medical, Inc. (NXTM) Delisted 10%+ Owner 4,361,556 -$24.78M 12 2010-11-10
AFFYMAX INC (AFFY) Delisted 10%+ Owner 1,774,407 $13.47M 2 2010-08-11
EXPRESSJET HOLDINGS INC (XJT) Delisted 10%+ Owner 1,389,211 -$3.75M 9 2009-09-30
AUXILIUM PHARMACEUTICALS INC (AUXL) Delisted 10%+ Owner 3,256,773 -$8.29M 1 2009-06-22
China MediaExpress Holdings, Inc. (TMI.WS) Delisted 10%+ Owner 1,306,250 -$6.25M 1 2008-11-12
VNUS MEDICAL TECHNOLOGIES INC (VNUS) Delisted 10%+ Owner 1,549,457 $0 3 2008-08-06
ANTHRACITE CAPITAL INC (AHRpD) Delisted 10%+ Owner 6,613,682 $0 1 2008-06-30
ROC 10%+ Owner 6,538,521 $4.47 $29.23M -$233.80M 4 2008-06-18
MBRX 10%+ Owner 3,863,422 $2.64 $10.20M $460.1K 1 2008-04-18
ULTA 10%+ Owner 5,073,082 $467.74 $2.37B $0 1 2007-11-01
EHTH 10%+ Owner 1,750,050 $1.81 $3.17M $0 1 2007-09-19
CVLT 10%+ Owner 4,004,214 $127.76 $511.58M -$140.68M 3 2007-09-17

Recent Filings · Page 6 of 12

118 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-08-03 BASIC ENERGY SERVICES, INC. (BAS) Delisted Sell (S) −5,750,000 -$186.88M EDGAR
2011-04-15 ISTA PHARMACEUTICALS INC (ISTA) Delisted Other (J) −1,003,825 $0 EDGAR
2011-04-13 ISTA PHARMACEUTICALS INC (ISTA) Delisted Mixed +1,398,859 -$161 EDGAR
2011-02-08 EPOCRATES INC (EPOC) Delisted Mixed +2,644,170 -$9.14M EDGAR
2010-11-10 NxStage Medical, Inc. (NXTM) Delisted Other (J) −1,046,384 -$22.28M EDGAR
2010-10-04 Sell (S) −15,000,000 -$322.20M
2010-10-01 Sell (S) −322,797 -$7.26M
2010-09-30 Sell (S) −575,000 -$12.96M
2010-09-16 Sell (S) −124,717 -$2.75M
2010-09-14 Sell (S) −148,512 -$3.27M
Showing 5160 of 118
Page 6 of 12
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.