ADX (Adams Diversified Equity Fund, Inc)
Insider Trading Activity
Every open-market purchase and sale reported by ADX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-02-02 | Janis F. Kerns | Gen. Counsel & Corp. Secretary | Buy | — | — |
| 2024-10-31 | Jane Musser Nelson | Director | Buy | — | — |
| 2024-10-29 | Frederic A Escherich | Director | Sell | — | — |
| 2024-10-28 | Frederic A Escherich | Director | Sell | — | — |
| 2023-05-01 | KATHLEEN T MCGAHRAN | Director | A | — | — |
| 2023-02-01 | Janis F. Kerns | V.P., Gen. Counsel,CCO & Sec'y | J | — | — |
| 2023-01-30 | Jane Musser Nelson | Director | Buy | — | — |
| 2023-01-30 | MARY CHRIS JAMMET | Director | Buy | — | — |
| 2022-07-26 | Frederic A Escherich | Director | Buy | — | — |
| 2022-06-22 | Frederic A Escherich | Director | Sell | — | — |
| 2022-04-26 | ENRIQUE R ARZAC | Director | MIXED | — | — |
| 2022-02-04 | Mark E. Stoeckle | CEO & President | Buy | — | — |
| 2021-12-14 | Frederic A Escherich | Director | Buy | — | — |
| 2021-11-22 | MARY CHRIS JAMMET | Director | Buy | — | — |
| 2021-06-25 | Frederic A Escherich | Director | MIXED | — | — |
| 2021-05-03 | Janis F. Kerns | V.P., General Counsel & CCO | Buy | — | — |
| 2021-04-27 | Lauriann C Kloppenburg | Director | Buy | — | — |
| 2021-01-04 | MARY CHRIS JAMMET | Director | Buy | — | — |
| 2020-12-28 | Frederic A Escherich | Director | Buy | — | — |
| 2020-09-30 | Frederic A Escherich | Director | Sell | — | — |
| 2020-04-15 | Janis F. Kerns | Gen. Counsel, Corp. Sec. & CCO | Buy | — | — |
| 2020-03-16 | CRAIG R SMITH | Director | Buy | — | — |
| 2019-08-02 | Kenneth James Dale | Director | Buy | — | — |
| 2019-04-23 | CRAIG R SMITH | Director | Buy | — | — |
| 2018-12-28 | Frederic A Escherich | Director | Buy | — | — |
| 2018-11-01 | Frederic A Escherich | Director | Buy | — | — |
| 2018-10-24 | Frederic A Escherich | Director | Buy | — | — |
| 2018-07-30 | Douglas Cotton Swindell | E.V.P. | Sell | — | — |
| 2018-07-30 | Douglas Cotton Swindell | E.V.P. | MIXED | — | — |
| 2018-06-01 | CRAIG R SMITH | Director | MIXED | — | — |
| 2018-05-31 | CRAIG R SMITH | Director | MIXED | — | — |
| 2018-04-23 | PHYLLIS O BONANNO | Director | MIXED | — | — |
| 2018-01-23 | Frederic A Escherich | Director | MIXED | — | — |
| 2018-01-10 | Mark E. Stoeckle | CEO & President | F | — | — |
| 2018-01-10 | Douglas Cotton Swindell | E.V.P. | F | — | — |
| 2018-01-10 | James P. Haynie | E.V.P. | F | — | — |
| 2018-01-10 | Brian Stephen Hook | CFO & Treasurer | F | — | — |
| 2018-01-10 | LAWRENCE L HOOPER JR | V.P., Gen'l. Counsel & Sec'y. | F | — | — |
| 2017-10-19 | Douglas Cotton Swindell | E.V.P. | Sell | — | — |
| 2017-10-19 | Lauriann C Kloppenburg | Director | Buy | — | — |
| 2017-09-22 | Nancy J F Prue | E.V.P.& Dir.-Shareholder Com. | MIXED | — | — |
| 2017-08-22 | James P. Haynie | E.V.P. | F | — | — |
| 2017-04-27 | Mark E. Stoeckle | CEO | Buy | — | — |
| 2017-02-06 | Kenneth James Dale | Director | J | — | — |
| 2017-02-01 | Kenneth James Dale | Director | J | — | — |
| 2017-01-30 | James P. Haynie | E.V.P. | MIXED | — | — |
| 2017-01-11 | Brian Stephen Hook | CFO & Treasurer | F | — | — |
| 2017-01-11 | Mark E. Stoeckle | CEO & President | F | — | — |
| 2017-01-11 | Mark E. Stoeckle | CEO & President | J | — | — |
| 2017-01-11 | Nancy J F Prue | E.V.P. & Dir.-Shareholder Comm | F | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President | 295,064 | — |
| — | Chairman & CEO | 181,467 | — |
| — | CEO & President | 92,713 | — |
| — | Gen. Counsel & Corp. Secretary | 82,711 | — |
| — | President | 76,816 | — |
| — | E.V.P. | 75,380 | — |
| — | Director | 54,469 | — |
| — | Director | 49,907 | — |
| — | VP, CFO and Treasurer | 42,826 | — |
| — | V.P., Gen'l. Counsel & Sec'y. | 42,235 | — |
| — | Director | 36,450 | — |
| — | E.V.P. | 33,889 | — |
| — | Director | 30,488 | — |
| — | E.V.P.& Dir.-Shareholder Com. | 25,617 | — |
| — | Director | 23,154 | — |
| — | CFO & Treasurer | 20,180 | — |
| — | Director | 17,227 | — |
| — | Director | 15,809 | — |
| — | Director | 15,680 | — |
| — | Director | 10,273 | — |
| — | Director | 10,044 | — |
| — | Director | 7,833 | — |
| — | Director | 4,982 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ADX quote page; the site-wide leaderboard is on the insider transactions hub.