ADX · Insider Trading

Adams Diversified Equity Fund, Inc

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Every open-market purchase and sale reported by ADX officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

ADX — Recent Form 4 Transactions (latest 2026-02-02)

Filed	Insider	Role	Type	Shares	Value
2026-02-02	Janis F. Kerns	Gen. Counsel & Corp. Secretary	Buy	+321	+$7.46K
2024-10-31	Jane Musser Nelson	Director	Buy	+1,155	+$25.05K
2024-10-29	Frederic A Escherich	Director	Sell	−9,500	−$208.31K
2024-10-28	Frederic A Escherich	Director	Sell	−15,943	−$346.37K
2023-05-01	Kathleen T McGahran	Director	A	+1,574	+$22.82K
2023-02-01	Janis F. Kerns	V.P., Gen. Counsel,CCO & Sec'y	J	+4,857	—
2023-01-30	Jane Musser Nelson	Director	Buy	+3,585	+$55.24K
2023-01-30	Mary Chris Jammet	Director	Buy	+1,940	+$30.00K
2022-07-26	Frederic A Escherich	Director	Buy	+4,248	+$67.79K
2022-06-22	Frederic A Escherich	Director	Sell	−4,248	−$65.05K
2022-04-26	Enrique R Arzac	Director	MIXED	+1,297	+$22.06K
2022-02-04	Mark E. Stoeckle	CEO & President	Buy	+2,200	+$40.55K
2021-12-14	Frederic A Escherich	Director	Buy	+2,700	+$50.98K
2021-11-22	Mary Chris Jammet	Director	Buy	+2,570	+$50.06K
2021-06-25	Frederic A Escherich	Director	MIXED	—	+$1.40K
2021-05-03	Janis F. Kerns	V.P., General Counsel & CCO	Buy	+6,856	+$132.22K
2021-04-27	Lauriann C Kloppenburg	Director	Buy	+3,000	+$57.48K
2021-01-04	Mary Chris Jammet	Director	Buy	+2,895	+$50.00K
2020-12-28	Frederic A Escherich	Director	Buy	+5,228	+$89.50K
2020-09-30	Frederic A Escherich	Director	Sell	−5,228	−$84.17K
2020-04-15	Janis F. Kerns	Gen. Counsel, Corp. Sec. & CCO	Buy	+370	+$4.97K
2020-03-16	Craig R Smith	Director	Buy	+8,000	+$102.00K
2019-08-02	Kenneth James Dale	Director	Buy	+1,576	+$24.97K
2019-04-23	Craig R Smith	Director	Buy	+17,000	+$253.55K
2018-12-28	Frederic A Escherich	Director	Buy	+1,700	+$20.66K
2018-11-01	Frederic A Escherich	Director	Buy	+1,000	+$15.45K
2018-10-24	Frederic A Escherich	Director	Buy	+1,300	+$19.95K
2018-07-30	Douglas Cotton Swindell	E.V.P.	Sell	−2,329	−$37.47K
2018-07-30	Douglas Cotton Swindell	E.V.P.	MIXED	−2,314	−$37.47K
2018-06-01	Craig R Smith	Director	MIXED	−6,621	−$101.00K
2018-05-31	Craig R Smith	Director	MIXED	−6,621	−$101.00K
2018-04-23	Phyllis O Bonanno	Director	MIXED	+2,123	+$32.02K
2018-01-23	Frederic A Escherich	Director	MIXED	+4,348	+$15.90K
2018-01-10	Mark E. Stoeckle	CEO & President	F	−2,888	−$44.45K
2018-01-10	Douglas Cotton Swindell	E.V.P.	F	−1,538	−$23.67K
2018-01-10	James P. Haynie	E.V.P.	F	−3,402	−$52.36K
2018-01-10	Brian Stephen Hook	CFO & Treasurer	F	−604	−$9.30K
2018-01-10	Lawrence L Hooper Jr	V.P., Gen'l. Counsel & Sec'y.	F	−679	−$10.45K
2017-10-19	Douglas Cotton Swindell	E.V.P.	Sell	−2,494	−$38.55K
2017-10-19	Lauriann C Kloppenburg	Director	Buy	+5,300	+$82.15K
2017-09-22	Nancy J F Prue	E.V.P.& Dir.-Shareholder Com.	MIXED	−344	−$7.40K
2017-08-22	James P. Haynie	E.V.P.	F	−3,593	−$51.95K
2017-04-27	Mark E. Stoeckle	CEO	Buy	+23,000	+$322.86K
2017-02-06	Kenneth James Dale	Director	J	+608	—
2017-02-01	Kenneth James Dale	Director	J	+608	—
2017-01-30	James P. Haynie	E.V.P.	MIXED	+16,317	+$143.88K
2017-01-11	Brian Stephen Hook	CFO & Treasurer	F	−635	−$8.22K
2017-01-11	Mark E. Stoeckle	CEO & President	F	−3,037	−$39.33K
2017-01-11	Mark E. Stoeckle	CEO & President	J	—	—
2017-01-11	Nancy J F Prue	E.V.P. & Dir.-Shareholder Comm	F	−590	−$7.64K

ADX — Current Insider Holders

Insider	Role	Shares Held	Value
Janis F. Kerns	Gen. Counsel & Corp. Secretary	82,711	$2.14M
Frederic A Escherich	Director	49,907	$1.29M
Jane Musser Nelson	Director	4,982	$129.13K

ADX Insider Trading FAQ

Who are the insiders at ADX?

3 officers, directors and 10%+ beneficial owners currently report holdings in ADX via SEC Form 4.

Are ADX insiders buying or selling?

Across the 50 most recent Form 4 filings for ADX, 21 were open-market purchases (code P) and 6 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is ADX insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent ADX filing is dated 2026-02-02.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the ADX quote page; the site-wide leaderboard is on the insider transactions hub.