AOS · Insider Trading

A.O. Smith Corporation

Every open-market purchase and sale reported by AOS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
0
code P
Sales
3
code S
Reporting Insiders
19
current holders
AOS — Recent Form 4 Transactions (latest 2026-07-02)
FiledInsiderRole TypeSharesValue
2026-07-02 Carrie L Anderson EVP & CFO A +32,060 deriv. —
2026-05-01 Aaron W Saak Director A +2,296 deriv. —
2026-04-15 Todd W Fister Director A +2,262 +$150.02K
2026-04-15 Victoria M Holt Director A — —
2026-04-15 Ilham Kadri Director A +2,262 +$150.02K
2026-04-15 Michael M Larsen Director A — —
2026-04-15 Christopher L Mapes Director A +2,262 +$150.02K
2026-04-15 Lois M Martin Director A +2,262 +$150.02K
2026-04-15 Mark D Smith Director A +2,262 +$150.02K
2026-04-15 Aaron W Saak Director A +2,262 deriv. —
2026-03-04 Darrell W. Schuh SVP; President & GM Lochinvar F −356 −$28.44K
2026-03-04 Darrell W. Schuh SVP; President & GM Lochinvar Sell −1,104 −$82.13K
2026-02-24 Samuel M. Carver SVP - Global Operations G −1,144 —
2026-02-17 Samuel M. Carver SVP - Global Operations MIXED +2,288 −$25.32K
2026-02-17 Douglas Samuel Karge SVP - President NA Water Treat MIXED +1,087 −$26.20K
2026-02-17 Charles T Lauber EVP & CFO MIXED +7,267 −$175.19K
2026-02-17 Parag Kulkarni SVP - Int'l; President India M −1,115 deriv. —
2026-02-17 Stephen D. O'Brien SVP; Pres & General Mngr NAWH MIXED +2,552 —
2026-02-17 Benjamin A Otchere Vice President and Controller MIXED +915 −$43.54K
2026-02-17 Jack Qiu SVP - Pres. A. O. Smith China M −3,275 deriv. —
2026-02-17 Darrell W. Schuh SVP; President & GM Lochinvar MIXED +1,104 −$28.44K
2026-02-17 James F Stern Exec VP, Corp Dev, Strat & Sec MIXED +5,263 −$126.78K
2026-02-17 Kevin J. Wheeler Executive Chairman MIXED +27,701 −$666.56K
2026-02-11 Samuel M. Carver SVP - Global Operations A +2,560 deriv. —
2026-02-11 Ming Cheng SVP, CTO A +3,225 deriv. —
2026-02-11 Christopher T. Howe SVP Chief Digital Info Officer A +3,635 deriv. —
2026-02-11 Paul J Jones SVP, GC & Chief Compliance Off A +4,900 deriv. —
2026-02-11 Douglas Samuel Karge SVP - President NA Water Treat A +1,355 deriv. —
2026-02-11 Parag Kulkarni SVP - Int'l; President India A +1,105 deriv. —
2026-02-11 Charles T Lauber EVP & CFO A +9,485 deriv. —
2026-02-11 Stephen D. O'Brien SVP; Pres & General Mngr NAWH A +4,900 deriv. —
2026-02-11 Benjamin A Otchere Vice President and Controller A +1,240 deriv. —
2026-02-11 Jack Qiu SVP - Pres. A. O. Smith China A +3,125 deriv. —
2026-02-11 Darrell W. Schuh SVP; President & GM Lochinvar A +1,560 deriv. —
2026-02-11 Curtis E Selby Senior VP - H.R. & P.A. A +4,740 deriv. —
2026-02-11 Stephen M Shafer President and CEO A +33,505 deriv. —
2026-02-11 James F Stern Exec VP, Corp Dev, Strat & Sec A +7,015 deriv. —
2026-02-11 Kevin J. Wheeler Executive Chairman A +18,965 deriv. —
2025-12-02 James F Stern Exec VP, Corp Dev, Strat & Sec G −2,500 —
2025-10-14 Paul J Jones SVP, GC & Chief Compliance Off A +2,200 deriv. —
2025-10-09 Christopher T. Howe SVP Chief Digital Info Officer A +22,035 deriv. —
2025-09-02 Parag Kulkarni SVP - Int'l; President India M −2,140 deriv. —
2025-08-07 James F Stern Exec VP, General Counsel & Sec Sell −17,434 −$1.24M
2025-08-01 Charles T Lauber EVP & CFO MIXED +859 −$53.93K
2025-07-30 Kevin J. Wheeler Executive Chairman MIXED — −$878.79K
2025-07-29 Mark D Smith Director Sell −2,400 −$171.26K
2025-07-08 Ming Cheng SVP, CTO A — —
2025-07-02 Stephen M Shafer COO A +7,450 deriv. —
2025-06-04 James F Stern Exec VP, General Counsel & Sec G −1,186 —
2025-04-09 Ronald D Brown Director A +2,468 deriv. —
AOS — Current Insider Holders
InsiderRole Shares HeldValue
Kevin J. Wheeler Executive Chairman 136,692 $8.09M
Mark D Smith Director 127,460 $7.55M
James F Stern Exec VP, Corp Dev, Strat & Sec 101,547 $6.01M
Charles T Lauber EVP & CFO 49,312 $2.92M
Ilham Kadri Director 23,579 $1.40M
Christopher L Mapes Executive Vice President 18,834 $1.12M
Michael M Larsen Director 11,425 $676.59K
Robert J Heideman Senior VP, CTO 9,915 $587.17K
Lois M Martin Director 6,445 $381.67K
Todd W Fister Director 6,356 $376.40K
Stephen D. O'Brien SVP; Pres & General Mngr NAWH 5,719 $338.68K
Stephanie Melissa Scheppele SVP - CIO 3,995 $236.58K
Douglas Samuel Karge SVP - President NA Water Treat 3,552 $210.35K
Samuel M. Carver SVP - Global Operations 2,713 $160.66K
Darrell W. Schuh SVP; President & GM Lochinvar 2,201 $130.34K
Benjamin A Otchere Vice President and Controller 2,148 $127.20K
Ronald D Brown Director 1,100 $65.14K
Ming Cheng SVP, CTO 45 $2.66K
Victoria M Holt Director 10 $592
AOS Insider Trading FAQ
Who are the insiders at AOS?
19 officers, directors and 10%+ beneficial owners currently report holdings in AOS via SEC Form 4.
Are AOS insiders buying or selling?
Across the 50 most recent Form 4 filings for AOS, 0 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is AOS insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent AOS filing is dated 2026-07-02.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the AOS quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.