ASTI · Insider Trading
Ascent Solar Technologies, Inc. Common Stock
Every open-market purchase and sale reported by ASTI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-15 | Reynolds T. Forrest | Director | Sell | −22,152 | −$64.10K |
| 2026-08-27 | Reynolds T. Forrest | Director | Sell | −9,120 | −$28.10K |
| 2026-07-06 | Louis C. Berezovsky | Director | A | +95,000 deriv. | — |
| 2026-07-06 | Paul P. Warley | Chief Executive Officer | A | +350,000 deriv. | — |
| 2026-07-06 | Gregory C Thompson | Director | A | +95,000 deriv. | — |
| 2026-07-06 | David Theodore Peterson JR | Director | A | +100,000 deriv. | — |
| 2026-07-06 | Bobby Gulati | Chief Operating Officer | A | +175,000 deriv. | — |
| 2026-07-06 | Jin H. Jo | Chief Financial Officer | A | +175,000 deriv. | — |
| 2026-07-06 | Reynolds T. Forrest | Director | A | +95,000 deriv. | — |
| 2026-06-04 | Reynolds T. Forrest | Director | Sell | −5,000 | −$47.25K |
| 2026-06-01 | Reynolds T. Forrest | Director | MIXED | +86 | −$71.76K |
| 2026-05-28 | Reynolds T. Forrest | Director | MIXED | +7,593 | +$5 |
| 2026-05-26 | Reynolds T. Forrest | Director | C | +28,343 | +$70.86K |
| 2026-01-07 | Reynolds T. Forrest | Director | Sell | −521 | −$2.41K |
| 2025-12-29 | Reynolds T. Forrest | Director | Sell | −38,827 | −$197.24K |
| 2025-12-19 | Reynolds T. Forrest | Director | C | +38,827 | +$97.07K |
| 2025-06-04 | David Theodore Peterson JR | Director | A | +32,000 deriv. | — |
| 2025-06-04 | Bobby Gulati | Chief Operating Officer | A | +47,500 deriv. | — |
| 2025-06-04 | Reynolds T. Forrest | Director | A | +30,000 deriv. | — |
| 2025-06-04 | Gregory C Thompson | Director | A | +30,000 deriv. | — |
| 2025-06-04 | Paul P. Warley | Chief Executive Officer | A | +105,000 deriv. | — |
| 2025-06-04 | Jin H. Jo | Chief Financial Officer | A | +47,500 deriv. | — |
| 2025-06-04 | Louis C. Berezovsky | Director | A | +30,000 deriv. | — |
| 2025-01-03 | Bobby Gulati | Chief Operating Officer | F | −49 | −$152 |
| 2024-10-21 | David Theodore Peterson JR | Director | Buy | +35 deriv. | — |
| 2024-10-21 | Gregory C Thompson | Director | Buy | +35 deriv. | — |
| 2024-10-21 | Reynolds T. Forrest | Director | Buy | +965 deriv. | — |
| 2024-10-21 | Bobby Gulati | Chief Operating Officer | Buy | +5 deriv. | — |
| 2024-10-21 | Louis C. Berezovsky | Director | Buy | +25 deriv. | — |
| 2024-10-21 | Paul P. Warley | Chief Executive Officer | Buy | +55 deriv. | — |
| 2024-10-21 | Jin H. Jo | Chief Financial Officer | Buy | +10 deriv. | — |
| 2024-08-23 | David Theodore Peterson JR | Director | A | +10,000 deriv. | — |
| 2024-08-23 | Reynolds T. Forrest | Director | A | +11,000 deriv. | — |
| 2024-08-23 | Jin H. Jo | Chief Financial Officer | A | +11,500 deriv. | — |
| 2024-08-23 | Bobby Gulati | Chief Operating Officer | A | +11,500 deriv. | — |
| 2024-08-23 | Gregory C Thompson | Director | A | +9,500 deriv. | — |
| 2024-08-23 | Paul P. Warley | Chief Executive Officer | A | +23,500 deriv. | — |
| 2024-08-23 | Louis C. Berezovsky | Director | A | +9,500 deriv. | — |
| 2024-07-02 | David Theodore Peterson JR | Director | Buy | +66,000 | +$6.18K |
| 2024-06-12 | Paul P. Warley | Chief Executive Officer | Buy | +15,000 | +$1.86K |
| 2024-06-11 | Bobby Gulati | Chief Operating Officer | F | −4,888 | −$1.93K |
| 2024-06-11 | Paul P. Warley | Chief Executive Officer | F | −25,184 | −$9.93K |
| 2024-06-11 | Jin H. Jo | Chief Financial Officer | F | −4,888 | −$1.93K |
| 2024-03-12 | Paul P. Warley | Chief Executive Officer | A | +25,000 | +$9.51K |
| 2024-01-19 | David Theodore Peterson JR | Director | A | +30,000 | — |
| 2024-01-19 | Bobby Gulati | Chief Operating Officer | A | +42,500 | — |
| 2024-01-19 | Reynolds T. Forrest | Director | A | +25,000 | — |
| 2024-01-19 | Gregory C Thompson | Director | A | +25,000 | — |
| 2024-01-19 | Louis C. Berezovsky | Director | A | +25,000 | — |
| 2024-01-19 | Paul P. Warley | Chief Executive Officer | A | +215,000 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Paul P. Warley | Chief Executive Officer | 2,465 | $5.39K |
| David Theodore Peterson JR | Director | 1,082 | $2.36K |
| Gregory C Thompson | Director | 424 | $926 |
| Louis C. Berezovsky | Director | 424 | $926 |
| Jin H. Jo | Chief Financial Officer | 376 | $822 |
| Bobby Gulati | Chief Operating Officer | 328 | $717 |
| Reynolds T. Forrest | Director | 62 | $135 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ASTI quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.