AWR · Insider Trading
American States Water Company
Every open-market purchase and sale reported by AWR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-09 | Diana M Bonta | Director | Sell | −546 | −$48.49K |
| 2026-08-20 | Anne M Holloway | Director | Sell | −900 | −$79.97K |
| 2026-05-21 | Anne M Holloway | Director | Sell | −662 | −$50.03K |
| 2026-05-20 | Anne M Holloway | Director | A | +935 | +$70.50K |
| 2026-05-19 | Roger M Ervin | Director | MIXED | +530 | +$40.25K |
| 2026-05-19 | Mary Ann Hopkins | Director | MIXED | +530 | +$40.25K |
| 2026-05-19 | Steven D Davis | Director | MIXED | +529 | +$40.25K |
| 2026-05-19 | Diana M Bonta | Director | MIXED | +621 | +$47.13K |
| 2026-05-19 | Thomas A. Eichelberger | Director | MIXED | +529 | +$40.25K |
| 2026-05-19 | Anne M Holloway | Director | MIXED | +935 | +$70.50K |
| 2026-05-19 | Carl James Levin | Director | MIXED | +530 | +$40.25K |
| 2026-05-19 | Caroline Ann Winn | Director | MIXED | +530 | +$40.25K |
| 2026-05-15 | Paul J Rowley | SVP OF OPERATIONS | Sell | −1,304 | −$99.17K |
| 2026-03-16 | Susan P. Miller | Vice President | MIXED | +1,351 | +$43.41K |
| 2026-03-16 | David R Schickling | Vice President Water Operation | MIXED | +1,003 | +$16.42K |
| 2026-03-16 | Christopher H Connor | SVP of ASUS | MIXED | +2,161 | +$77.49K |
| 2026-03-16 | Sunil Pillai | VP ENVIRONMENTAL QUALITY | MIXED | +1,411 | +$16.42K |
| 2026-03-16 | Gladys Farrow | VP - Fin., Treas., & Asst. Sec | MIXED | +1,038 | +$20.14K |
| 2026-03-16 | Eva G Tang | Sr. Vice President & CFO | MIXED | +1,752 | +$30.38K |
| 2026-03-16 | Robert J Sprowls | President & CEO | MIXED | +15,836 | +$631.79K |
| 2026-03-16 | Jon Pierotti | Vice President Reg Affairs | MIXED | +975 | +$13.14K |
| 2026-03-16 | Patrick Kubiak | VP of Asset Management | MIXED | +944 | +$13.14K |
| 2026-03-16 | Paul J Rowley | SVP OF OPERATIONS | MIXED | +1,822 | +$22.70K |
| 2026-03-03 | Eva G Tang | Sr. Vice President & CFO | MIXED | +21 | −$3.57K |
| 2026-03-03 | Robert J Sprowls | President & CEO | MIXED | +2,996 | −$19.76K |
| 2026-02-27 | Paul J Rowley | SVP OF OPERATIONS | MIXED | −49 | −$3.70K |
| 2026-02-20 | Christopher H Connor | SVP of ASUS | MIXED | −42 | −$3.18K |
| 2026-02-20 | David R Schickling | Vice President Water Operation | MIXED | −34 | −$2.57K |
| 2026-02-20 | Patrick Kubiak | VP of Asset Management | MIXED | −51 | −$3.86K |
| 2026-02-20 | Jon Pierotti | Vice President Reg Affairs | MIXED | −51 | −$3.86K |
| 2026-02-20 | Sunil Pillai | VP ENVIRONMENTAL QUALITY | MIXED | −34 | −$2.57K |
| 2026-02-20 | Gladys Farrow | VP - Fin., Treas., & Asst. Sec | MIXED | −29 | −$2.21K |
| 2026-02-20 | Susan P. Miller | Vice President | MIXED | −40 | −$3.03K |
| 2025-11-12 | Anne M Holloway | Director | MIXED | −390 | −$29.79K |
| 2025-08-14 | David R Schickling | Vice President Water Operation | MIXED | −17 | −$1.31K |
| 2025-06-06 | Thomas A. Eichelberger | Director | Buy | +897 | +$68.90K |
| 2025-06-06 | Susan P. Miller | Vice President | MIXED | −14 | −$1.11K |
| 2025-05-21 | Thomas A. Eichelberger | Director | A | +563 | +$45.24K |
| 2025-05-21 | Diana M Bonta | Director | A | +580 | +$46.56K |
| 2025-05-21 | Roger M Ervin | Director | MIXED | +565 | +$45.43K |
| 2025-05-21 | Caroline Ann Winn | Director | MIXED | +563 | +$45.24K |
| 2025-05-21 | Carl James Levin | Director | MIXED | +574 | +$45.99K |
| 2025-05-21 | Mary Ann Hopkins | Director | MIXED | +576 | +$46.16K |
| 2025-05-21 | Steven D Davis | Director | A | +563 | +$45.24K |
| 2025-05-21 | Anne M Holloway | Director | MIXED | +1,016 | +$81.67K |
| 2025-03-17 | Paul J Rowley | SVP OF OPERATIONS | MIXED | +1,414 | +$33.68K |
| 2025-03-17 | Gladys Farrow | VP - Fin., Treas., & Asst. Sec | MIXED | +1,054 | +$27.19K |
| 2025-03-17 | Sunil Pillai | VP ENVIRONMENTAL QUALITY | MIXED | +1,016 | +$24.19K |
| 2025-03-17 | Susan P. Miller | Vice President | MIXED | +917 | +$16.52K |
| 2025-03-17 | Christopher H Connor | SVP of ASUS | MIXED | +1,686 | +$51.45K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Robert J Sprowls | President & CEO | 204,445 | $16.79M |
| Eva G Tang | Sr. Vice President & CFO | 51,174 | $4.20M |
| Anne M Holloway | Director | 38,517 | $3.16M |
| Diana M Bonta | Director | 16,611 | $1.36M |
| Gladys Farrow | VP - Fin., Treas., & Asst. Sec | 11,395 | $936.01K |
| Paul J Rowley | SVP OF OPERATIONS | 11,169 | $917.50K |
| Thomas A. Eichelberger | Director | 8,470 | $695.78K |
| Sunil Pillai | VP ENVIRONMENTAL QUALITY | 7,242 | $594.92K |
| Christopher H Connor | SVP of ASUS | 6,739 | $553.57K |
| Carl James Levin | Director | 6,676 | $548.37K |
| Susan P. Miller | Vice President | 4,646 | $381.62K |
| Steven D Davis | Director | 4,309 | $354.00K |
| Mary Ann Hopkins | Director | 4,183 | $343.66K |
| Jon Pierotti | Vice President Reg Affairs | 4,166 | $342.21K |
| Patrick Kubiak | VP of Asset Management | 3,142 | $258.09K |
| David R Schickling | Vice President Water Operation | 2,535 | $208.27K |
| Caroline Ann Winn | Director | 1,610 | $132.26K |
| Roger M Ervin | Director | 1,533 | $125.95K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the AWR quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.