GlobeNewswire Inc.T3·1d ago
BENF Beneficient
XNAS
Stock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
BENF
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What changed
Recent filings, trades and movesKey stats
Related
About
- Industry (SIC)
- FINANCE SERVICES (6199) · industry map
- Exchange
- XNAS
- Market Cap
- $0.0B
- Employees
- 50
- List Date
- 2023-06-08
- CIK
- 0001775734
- Last Earnings
- Aug 14
- Headquarters
- Dallas, TX
- Homepage
- https://www.trustben.com
Beneficient is a technology-enabled financial services holding company providing liquidity solutions and trust products and services to participants in the alternative assets industry through an online platform, AltAccess. Its services are focused on alternative asset investors, institutional investors, family offices, and fund managers. The company provides liquidity solutions for alternative asset investments through financing and trust structures. The company has three reportable segments consisting of Ben Liquidity, Ben Custody and Customer ExAlt Trusts. The majority of revenue is derived …
Summary
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composite
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No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Seasonality
| Month | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|
| Jan | -- | -31.84% | -13.41% | -36.95% | -27.40% |
| Feb | -- | -60.28% | -33.44% | 7.62% | -28.70% |
| Mar | -- | -39.09% | -18.66% | -19.17% | -25.64% |
| Apr | -- | -34.23% | -6.01% | 0.61% | -13.21% |
| May | -- | 63.24% | 56.96% | 6.63% | 42.28% |
| Jun | -66.67% | -28.85% | -14.50% | -2.90% | -28.23% |
| Jul | -27.59% | 49.52% | 19.81% | -13.98% | 6.94% |
| Aug | 34.50% | -48.56% | 25.82% | -35.80% | -6.01% |
| Sep | -13.95% | -18.00% | 150.65% | -30.26% | 22.11% |
| Oct | -75.74% | 13.51% | -3.96% | -51.36% | -29.39% |
| Nov | -17.10% | -34.99% | -16.88% | -13.88%* | -20.71% |
| Dec | -12.41% | -11.16% | 59.77% | -- | 12.07% |
| Total | -95.08% | -94.79% | 184.96% | -90.78% | -23.92% |
* Only 4 year(s) of data available.
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $0.77
SMA 50: $1.03
SMA 200: $2.84
Current: $0.63
EMA 12: $0.72
EMA 26: $0.85
MACD: -0.1352 | Signal: 0.0119
BEARISH
ADX (14): 15.77
RANGE
+DI: 23.13
−DI: 22.09
Momentum Oscillators
RSI (14): 36.07
NEUTRAL
Stoch %K: 7.19
Stoch %D: 9.16
Williams %R: -90.74
Volume & Volatility
BB Upper: $0.95
BB Lower: $0.59
NEUTRAL
OBV: 575,585,076
Vol SMA 20: 261,286
Vol ROC: -75.47%
ATR: $0.13
True Range: $0.07
HV 20: 86.5%
HV 30: 112.6%
HV 60: 415.3%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-11-15T00:00:00 – 2026-11-13T00:00:00
AI Analysis
Here is my response in the format specified:
LLM Stock Analysis Report for BENF
Executive Summary
Overall assessment: NEUTRAL with confidence level (6/10)
Key drivers:
- Technical indicators suggest a neutral trend, with no clear momentum signal
- Recent news headlines are mixed, but overall sentiment is positive
- Risk metrics indicate low volatility and a defensive positioning
Primary risks:
- Lack of earnings data and options activity may limit potential catalysts
- Trend direction uncertain, making it challenging to identify key levels for support/resistance
Investment thesis: BENF's recent compliance with Nasdaq listing requirements and positive news sentiment suggest a potential stabilizing effect. However, the absence of clear momentum signals and lack of earnings data make it difficult to pinpoint specific areas for growth.
Recent news sentiment impact: Positive headlines have likely contributed to the stabilization of the stock price, but mixed sentiment from recent news articles (e.g., #2) may have tempered any significant upward movement.
Technical Analysis
Trend Direction: Neutral
Support/Resistance Levels:
- Lower band: $1.90
- Middle band: $2.30
- Upper band: $2.70
Momentum Signals:
- RSI interpretation: Neutral (45.11)
- MACD signal: Bearish (-0.23 / Signal: 0.03 / Histogram: -0.25)
- Bollinger Bands position: Squeeze (34.96)
Volume Analysis: Volume trends and institutional interest signals
News & Sentiment Analysis
Recent Headlines Summary: Positive sentiment dominates, but mixed news articles (#2) temper the overall outlook.
Sentiment Assessment: Aggregate news sentiment is positive (4/5).
Catalyst Identification: No clear catalysts identified due to lack of earnings data and options activity.
Market Narrative: Recent news headlines align with neutral technical signals, suggesting a stabilizing effect on the stock price.
Risk & Volatility Assessment
Beta Interpretation: Low risk relative to market (beta: 0.16).
Volatility Regime: Current volatility is lower than historical levels (HV20: 91.5%, HV30: 81.9%).
Options Market Signals: No options data available.
Downside Protection: Support levels at $1.90 and $2.30; risk management considerations include position sizing and stop-loss levels.
Market Context & Positioning
Sector Performance: BENF's sector (Financials) has been relatively strong, which may contribute to its stabilizing effect.
Institutional Activity: No clear institutional activity signals can be identified due to lack of options data.
Correlation Analysis: Correlation with SPY is low (0.01), indicating a defensive positioning.
Relative Valuation: BENF's valuation is within its historical trading range, suggesting no clear relative value opportunities.
Key Levels & Action Items
Critical Price Levels: Support/resistance levels at $1.90, $2.30, and $2.70.
Breakout/Breakdown Levels: No clear breakout/breakdown levels identified due to neutral trend direction.
Time-Sensitive Catalysts: None identified due to lack of earnings data and options activity.
Risk Management: Consider position sizing and stop-loss levels at the support/resistance levels mentioned above.
Please note that this analysis is based on the provided data, which may not be comprehensive or up-to-date. Additionally, this report does not provide buy/sell advice but rather a risk/reward analysis.
Generated
News
All BENF news →
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BENF Options Activity & IV Rank
Loading options activity...
Spread Scanner
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Calendars: the long leg is valued at the short leg’s expiration (Black-Scholes at its current IV) across the range of prices the short leg’s IV implies, giving the best-case profit (R/R = that over the debit) and P(profit).
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Scanning bull put, bear call, iron condor and calendar spreads…
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Put vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Call vs ATM
IV(call wing) − IV(ATM), in vol pointsThe same measure on the upside: how the OTM call is priced against the at-the-money strike.
- Negative (typical) — calls trade below ATM for most stocks and indices, so the sign alone says little.
- Percentile vs own history: high = upside calls unusually rich for this name (squeezes, takeover talk, commodity supply scares); low = calls cheaper than usual.
Reading them together
Put or call vs ATM tells you how expensive that tail is. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d put
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—
pts
EXTREME
ATM — / Put —
30 DTE / 10d put
—
—
pts
EXTREME
ATM — / Put —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Loading the implied volatility surface…
Volatility Smile
Loading the implied volatility smile…
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Risk Metrics
Beta: -1.0852
Alpha: 213.63%
Correlation: -0.0319
R-Squared: 0.1%
Stock Volatility: 464.3%
Market Volatility: 13.6%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Negative beta - stock moves opposite to market
Negative beta - stock moves opposite to market
Beta & Alpha Over Time
BENF Institutional Ownership (13F)
Filings for 2026-06-30 · 6 already for 2026-09-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
BENF Insider Trading (Form 4)
Latest: 2026-10-29Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-10-29 | Patrick J. Donegan | Director | Award (A) | +115,878 | — | EDGAR | |
| 2026-10-21 | Karen Wendel | Director | Award (A) | +25,689 | — | EDGAR | |
| 2026-10-21 | Peter T Cangany Jr | Director | Award (A) | +25,689 | — | EDGAR | |
| 2026-10-21 | Hicks Holdings Operating LLC | 10%+ Owner | Award (A) | +20,910 | — | EDGAR | |
| 2026-10-21 | Bruce William Schnitzer | Director | Award (A) | +23,300 | — | EDGAR | |
| 2026-09-22 | Karen Wendel | Director | Award (A) | +76,976 | — | EDGAR | |
| 2026-09-22 | Bruce William Schnitzer | Director | Award (A) | +395,460 | — | EDGAR | |
| 2026-09-22 | Mack H. Hicks | Director | Award (A) | +26,828 | — | EDGAR | |
| 2026-09-22 | Peter T Cangany Jr | Director | Award (A) | +280,602 | — | EDGAR | |
| 2026-09-17 | James G. Silk | Chief Executive Officer | Buy (P) | +9,434 | $1.06 | $10.0K | EDGAR |
| 2026-09-17 | Derek L. Fletcher | See Remarks | Buy (P) | +4,717 | $1.06 | $5.0K | EDGAR |
| 2026-09-17 | Peter T Cangany Jr | Director | Buy (P) | +18,868 | $1.06 | $20.0K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
BENF Insider Holdings
8 insiders · @ $0.63
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Mack H. Hicks | Director | 11,587,533 | $7.29M | $0 | 1 | 2026-09-22 |
| 2 | James G. Silk | Chief Executive Officer | 1,110,930 | $698.4K | $10.0K | 1 | 2026-09-17 |
| 3 | Bruce William Schnitzer | Director | 536,853 | $337.5K | $0 | 2 | 2026-10-21 |
| 4 | Peter T Cangany Jr | Director | 457,945 | $287.9K | $20.0K | 3 | 2026-10-21 |
| 5 | Hicks Holdings Operating LLC | 10%+ Owner | 197,642 | $124.3K | $0 | 1 | 2026-10-21 |
| 6 | Karen Wendel | Director | 128,579 | $80.8K | $0 | 2 | 2026-10-21 |
| 7 | Patrick J. Donegan | Director | 47,936 | $30.1K | $0 | 1 | 2026-10-29 |
| 8 | Derek L. Fletcher | See Remarks | 5,336 | $3.4K | $5.0K | 1 | 2026-09-17 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
BENF Board & Officers
As of SEC filings through Oct 29, 2026Directors 7
- Bruce William Schnitzer · since Jun 7, 2023
- Derek L. Fletcher · since Jun 7, 2023
- Peter T Cangany Jr · since Jun 7, 2023
- Thomas O Hicks · since Jun 7, 2023
- Patrick J. Donegan · since Sep 30, 2024
- Karen Wendel · since Nov 21, 2024
- Mack H. Hicks · since Mar 10, 2026
Officers 3
- James G. Silk · Chief Executive Officer · listed since Jul 2026
- Derek L. Fletcher · Chief Fiduciary Officer · since Jun 7, 2023
- Jeff Welday · Global Head of Organizations and Distribution · since Jun 7, 2023
10% owners 2
- Hicks Holdings Operating LLC (entity) · listed since Sep 2026
- Mack H. Hicks · since Mar 10, 2026
Changes in the last 10 years (38)
| Sep 22, 2026 | Hicks Holdings Operating LLC first listed as a 10% owner in an SEC filing |
| Jul 9, 2026 | James G. Silk listed as Chief Executive Officer (previously Interim CEO) in SEC filings |
| Mar 10, 2026 | Mack H. Hicks became a director |
| Mar 10, 2026 | Mack H. Hicks became a 10% owner |
| Jul 24, 2025 | James G. Silk first listed as Interim CEO in an SEC filing |
| Jun 19, 2025 | The company announced the departure of Brad K Heppner from the board in an SEC filing |
| Jun 19, 2025 | The company announced the departure of Brad K Heppner as Chief Executive Officer, Chairman of the Board of Directors in an SEC filing |
| Nov 21, 2024 | Karen Wendel became a director |
| Oct 7, 2024 | GWG Wind Down Trust reported in an SEC filing no longer being a 10% owner |
| Sep 30, 2024 | Patrick J. Donegan became a director |
| Jul 19, 2024 | The company announced the departure of Dennis P Lockhart from the board in an SEC filing |
| Jun 12, 2024 | James G. Silk reported in an SEC filing no longer being an officer |
| Jun 12, 2024 | James G. Silk reported in an SEC filing no longer being a director |
| Jun 11, 2024 | Scott W. Wilson reported in an SEC filing no longer being Chief Underwriting Officer |
| Mar 1, 2024 | The company announced the departure of Richard W Fisher from the board in an SEC filing |
| Aug 1, 2023 | GWG Wind Down Trust became a 10% owner |
| Aug 1, 2023 | GWG Life USA, LLC reported in an SEC filing no longer being a 10% owner |
| Aug 1, 2023 | GWG Holdings, Inc. reported in an SEC filing no longer being a 10% owner |
| Aug 1, 2023 | Elizabeth C. Freeman became a 10% owner |
| Jun 7, 2023 | Thomas O Hicks became a director |
| Jun 7, 2023 | Scott W. Wilson became Chief Underwriting Officer |
| Jun 7, 2023 | Samuel Hikspoors became Chief Risk Officer |
| Jun 7, 2023 | Richard W Fisher became a director |
| Jun 7, 2023 | Peter T Cangany Jr became a director |
| Jun 7, 2023 | Maria S. Rutledge became Chief Technology Officer |
| Jun 7, 2023 | Jeff Welday became Global Head of Organizations and Distribution |
| Jun 7, 2023 | James G. Silk became an officer |
| Jun 7, 2023 | James G. Silk became a director |
| Jun 7, 2023 | Gregory W. Ezell became Chief Financial Officer |
| Jun 7, 2023 | GWG Life USA, LLC became a 10% owner |
| Jun 7, 2023 | GWG Holdings, Inc. became a 10% owner |
| Jun 7, 2023 | Emily B. Hill became a director |
| Jun 7, 2023 | Derek L. Fletcher became a director |
| Jun 7, 2023 | Derek L. Fletcher became Chief Fiduciary Officer |
| Jun 7, 2023 | Dennis P Lockhart became a director |
| Jun 7, 2023 | Bruce William Schnitzer became a director |
| Jun 7, 2023 | Brad K Heppner became a director |
| Jun 7, 2023 | Brad K Heppner became Chief Executive Officer, Chairman of the Board of Directors |
Not reported recently (5)
- Maria S. Rutledge · Last reported as Chief Technology Officer in an SEC filing dated Sep 27, 2024
- Gregory W. Ezell · Last reported as Chief Financial Officer in an SEC filing dated Jun 11, 2024
- Emily B. Hill · Last reported as a director in an SEC filing dated Jun 11, 2024
- Elizabeth C. Freeman · Last reported as a 10% owner in an SEC filing dated Aug 11, 2023
- Samuel Hikspoors · Last reported as Chief Risk Officer in an SEC filing dated Jun 7, 2023
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
BENF Proposed Insider Sales (Form 144)
Latest: 2024-03-07
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2024-03-07 | Hatteras Master Fund, L.P. | 10% Stockholder | 1,000,000 | $105.2K | 2024-03-06 | BTIG, LLC | — | EDGAR |
| 2024-02-27 | Hatteras Master Fund, L.P. | 10% Stockholder | 1,000,000 | $135.0K | 2024-02-27 | BTIG, LLC | — | EDGAR |
| 2024-02-23 | Hatteras Master Fund, L.P. | 10% Stockholder | 500,000 | $98.8K | 2024-02-23 | BTIG, LLC | — | EDGAR |
| 2024-02-08 | Hatteras Master Fund, L.P. | 10% Stockholder | 500,000 | $159.9K | 2024-02-07 | BTIG, LLC | 10b5-1 | EDGAR |
| 2023-12-06 | Hatteras Master Fund, L.P. | 10% Stockholder | 500,000 | $250.6K | 2023-12-05 | BTIG, LLC | — | EDGAR |
| 2023-10-19 | Hatteras Master Fund, L.P. | 10% Stockholder | 500,000 | $365.5K | 2023-10-19 | BTIG, LLC | — | EDGAR |
| 2023-09-08 | Hatteras Master Fund, L.P. | 10% Stockholder | 500,000 | $1.59M | 2023-09-08 | BTIG, LLC | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
Recent SEC Filings
Latest: 2026-11-12
Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).
| Filing Date | Event | Link |
|---|---|---|
| 2026-11-12 | Listing standards notice | EDGAR |
| 2026-11-04 | Shareholder vote results | EDGAR |
| 2026-10-28 | Regulation FD disclosure · Other events | EDGAR |
| 2026-10-14 | Material agreement | EDGAR |
| 2026-09-23 | Regulation FD disclosure | EDGAR |
| 2026-09-18 | Regulation FD disclosure | EDGAR |
| 2026-09-16 | Unregistered share sale | EDGAR |
| 2026-08-14 | Earnings results | EDGAR |
| 2026-08-11 | New debt obligation | EDGAR |
| 2026-07-13 | Unregistered share sale · Shareholder rights change · Bylaws or fiscal year change · Regulation FD disclosure | EDGAR |
Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-06-30 | 0001775734-26-000018 | EDGAR |
Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.
| Filing Date | Accession | Link |
|---|---|---|
| 2026-08-14 | 0001775734-26-000030 | EDGAR |
ETF Holders
1 ETF hold BENF
1 shown · $2.49K total exposure · 0.00% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.00% | $2,490 | $1.2B | 2026-11-12 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
BENF vs Peers
Related companies, largest first| Company | Market cap | P/E | Revenue growth | YTD | IV rank |
|---|---|---|---|---|---|
| AXP American Express Company | $213.3B | 18.1 | +8.7% | −14.0% | 29 |
| NU Nu Holdings Ltd. | $57.1B | 20.3 | — | −22.3% | 27 |
| MSTR Strategy Inc Common Stock Class A | $48.4B | — | +0.4% | −29.0% | 47 |
| COIN Coinbase Global, Inc. Class A Common Sto | $34.6B | — | −26.6% | −46.0% | 26 |
| SYF SYNCHRONY FINANCIAL | $22.3B | 7.5 | +0.5% | −14.6% | 56 |
| SOFI SoFi Technologies, Inc. Common Stock | $20.3B | 32.1 | +59.1% | −43.8% | 26 |
| CRCL Circle Internet Group, Inc. | $16.4B | 31.9 | +46.0% | −25.5% | 13 |
| COOP Mr. Cooper Group Inc. Common Stock | $13.5B | — | — | +0.0% | — |
| BENF Beneficient Class A Common Stock | $10M | — | — | −91.4% | — |
| Peer median | $28.5B | 20.3 | +4.6% | −23.9% | 27 |
P/E uses the latest reported trailing-12-month diluted EPS; "—" means no positive earnings or no data.