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RIA Advisory Group LLC — 13F Holdings & Portfolio

CIK 1958384 · latest 13F-HR filed 2026-10-15

Backtest portfolio

RIA Advisory Group LLC manages $353.3M in 13F-reported U.S. long-equity assets across 134 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DFUS (16.01%), SGOV (9.22%), QQQ (8.66%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 14 new positions and exited 33; 19 existing positions rose in reported value and 87 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$353.3M

Long-equity book

Holdings
134

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+14 / −33 / ↑19 / ↓87

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DFUS16.0% · +5984%SGOV9.2% · -22%QQQ8.7% · -36%BIL5.9% · +2%SLV4.4% · +1%SPCX3.3% · +61%PSLV2.5% · +1%KOD2.3% · -3%AIRR2.1% · -23%KO2.1% · -23%MSFT1.8% · -34%AAPL1.8% · -32%NVDA1.7% · -36%V1.5% · -31%AMZN1.5% · -32%JPM1.4% · +896%PG1.3% · -29%GDXJ1.3% · +0%GOOG1.2% · -32%GDX1.2% · +1%RSP1.2% · -94%SHV1.2% · -26%XLG1.1% · -10%MCD1.1% · -28%VTI1.0% · -49%SPY0.9% · -15%SCHD0.9% · -6%SCHX0.8% · +1%ASB0.7% · 0%OEF0.6% · -46%SILJ0.6% · +0%MMM0.5% · -2%EMPB0.5% · +84%IBMO0.5% · -16%IBMP0.4% · -17%GLD0.4% · -1%SIL0.4% · +0%IBMQ0.4% · -20%IBMR0.4% · -18%WFC0.4% · 0%SPYM0.4% · -38%COST0.4% · -23%MU0.4% · +34%EVRG0.4% · +1%PNW0.3% · +2%DUK0.3% · -2%TSLA0.3% · -50%AEP0.3% · -27%REG0.3% · +2%LNT0.3% · -8%AEE0.3% · +2%EXC0.3% · -27%TOPT0.3% · -22%WEC0.3% · +1%FE0.3% · +3%CMS0.3% · +3%CTAS0.3% · -24%VOO0.3% · +5%XEL0.3% · -24%LIN0.3% · -25%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 56.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 23, 2026.

Assets Under Management
$568.4M
Discretionary
$561.9M
Employees
25
Accounts
3,228
Address
500 SW 7TH STREET
SUITE 204
DES MOINES, IA 50309
Phone
(515) 965-8588
Website
Mailing Address
6300 S. OLD VILLAGE PLACE #100, SIOUX FALLS, SD, 57108
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
HANSON, CHRISTOPHER, JOHN ControlMANAGING MEMBER
since Dec 2020
25–50%Individual
Hanna, David, Glenn ControlCFO
since Feb 2026
Less than 5%Individual
RAUSCH, DANA, GENE ControlMANAGING MEMBER
since Dec 2020
25–50%Individual
Theisinger, Stephanie ControlCHIEF COMPLIANCE OFFICER
since Feb 2026
Less than 5%Individual
VESTAL, BRIAN, LEEMEMBER/OWNER
since Dec 2020
5–10%Individual
Ownership & leadership changes · 5 filings with changes since Dec 21, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 17, 2026 filing
  • No longer listedGIBBONS, MARY, LOUISE · CCO · 25–50% · control person · listed since Oct 2019
  • AddedHanna, David, Glenn · CFO · Less than 5% · control person
  • AddedTheisinger, Stephanie · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedHANSON, CHRISTOPHER, JOHN · title MEMBER/OWNER → MANAGING MEMBER; ownership 10–25% → 25–50%; now a control person
  • ChangedRAUSCH, DANA, GENE · title MEMBER/OWNER → MANAGING MEMBER; ownership 10–25% → 25–50%; now a control person
  • ChangedVESTAL, BRIAN, LEE · title MANAGING MEMBER → MEMBER/OWNER; ownership 25–50% → 5–10%; no longer a control person
Mar 18, 2025 filing
  • No longer listedGIBBONS, JEFFREY, LAWRENCE · MEMBER/OWNER · 10–25% · listed since Oct 2019
Feb 17, 2023 filing
  • ChangedVESTAL, BRIAN, LEE · ownership 10–25% → 25–50%
Mar 16, 2021 filing
  • No longer listedIEA HOLDINGS, LLC · MANAGING MEMBER · 50–75% · control person · listed since Mar 2016
  • No longer listedVESTAL, BRIAN, LEE · MANAGING MEMBER · 50–75% · indirect via IEA HOLDINGS, LLC · control person · listed since Jun 2012
  • AddedHANSON, CHRISTOPHER, JOHN · MEMBER/OWNER · 10–25%
  • AddedRAUSCH, DANA, GENE · MEMBER/OWNER · 10–25%
  • Listed againVESTAL, BRIAN, LEE · MANAGING MEMBER · 10–25% · control person
  • ChangedGIBBONS, JEFFREY, LAWRENCE · title MANAGING MEMBER → MEMBER/OWNER; no longer a control person
  • ChangedGIBBONS, MARY, LOUISE · ownership 10–25% → 25–50%
Nov 21, 2019 filing
  • No longer listedHECKART, BENJAMIN, ALLEN · MANAGING MEMBER · 25–50% · control person · listed since Jul 2005
  • No longer listedJOHNSON-LUNDQUIST, LINDA, ANN · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 25–50% · control person · listed since Jul 2005
  • No longer listedPRINK, KEVIN, TODD · MANAGING MEMBER · 25–50% · control person · listed since Jul 2005
  • No longer listedVESTAL, BRIAN, LEE · MANAGING MEMBER · 25–50% · control person · listed since Jul 2005
  • AddedGIBBONS, JEFFREY, LAWRENCE · MANAGING MEMBER · 10–25% · control person
  • AddedGIBBONS, MARY, LOUISE · CCO · 10–25% · control person
  • AddedIEA HOLDINGS, LLC · MANAGING MEMBER · 50–75% · control person
  • AddedVESTAL, BRIAN, LEE · MANAGING MEMBER · 50–75% · indirect via IEA HOLDINGS, LLC · control person
Dec 21, 2011 filing (earliest on record)
  • ListedHECKART, BENJAMIN, ALLEN · MANAGING MEMBER · 25–50% · control person
  • ListedJOHNSON-LUNDQUIST, LINDA, ANN · MANAGING MEMBER/CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedPRINK, KEVIN, TODD · MANAGING MEMBER · 25–50% · control person
  • ListedVESTAL, BRIAN, LEE · MANAGING MEMBER · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RIA Advisory Group LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFUS 25434V401 $56.6M 16.01% 681,413 SH
2 ISHARES TR SGOV 46436E718 $32.6M 9.22% 323,456 SH
3 INVESCO QQQ TR QQQ 46090E103 $30.6M 8.66% 41,347 SH
4 SPDR SERIES TRUST BIL 78468R663 $20.8M 5.88% 226,826 SH
5 ISHARES SILVER TR SLV 46428Q109 $15.6M 4.40% 285,306 SH
6 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $11.7M 3.32% 77,832 SH
7 SPROTT ASSET MANAGEMENT LP PSLV 85207K107 $8.9M 2.52% 459,408 SH
8 KODIAK SCIENCES INC KOD 50015M109 $8.0M 2.26% 84,334 SH
9 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $7.6M 2.15% 73,414 SH
10 COCA COLA CO KO 191216100 $7.3M 2.06% 84,634 SH
11 MICROSOFT CORP MSFT 594918104 $6.4M 1.81% 12,484 SH
12 APPLE INC AAPL 037833100 $6.3M 1.77% 18,793 SH
13 NVIDIA CORPORATION NVDA 67066G104 $6.0M 1.70% 26,374 SH
14 VISA INC V 92826C839 $5.3M 1.51% 14,850 SH
15 AMAZON COM INC AMZN 023135106 $5.3M 1.49% 21,132 SH
16 JPMORGAN CHASE & CO JPM 46625H100 $5.1M 1.44% 15,420 SH
17 PROCTER & GAMBLE CO PG 742718109 $4.7M 1.33% 32,442 SH
18 VANECK ETF TRUST GDXJ 92189F791 $4.5M 1.26% 39,206 SH
19 ALPHABET INC GOOG 02079K107 $4.4M 1.25% 12,940 SH
20 VANECK ETF TRUST GDX 92189F106 $4.2M 1.18% 47,642 SH
21 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $4.1M 1.17% 19,847 SH
22 ISHARES TR SHV 464288679 $4.1M 1.16% 37,284 SH
23 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $3.8M 1.07% 59,665 SH
24 MCDONALDS CORP MCD 580135101 $3.7M 1.05% 16,073 SH
25 VANGUARD INDEX FDS VTI 922908769 $3.4M 0.96% 9,075 SH
26 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.3M 0.93% 4,301 SH
27 SCHWAB STRATEGIC TR SCHD 808524797 $3.0M 0.86% 93,719 SH
28 SCHWAB STRATEGIC TR SCHX 808524201 $2.9M 0.82% 96,241 SH
29 ASSOCIATED BANC-CORP ASB 045487105 $2.6M 0.73% 89,850 SH
30 ISHARES TR OEF 464287101 $2.3M 0.65% 5,968 SH
31 AMPLIFY ETF TR SILJ 032108649 $2.0M 0.56% 72,129 SH
32 3M CO MMM 88579Y101 $1.9M 0.53% 11,463 SH
33 EA SERIES TRUST EMPB 02072Q887 $1.9M 0.53% 53,473 SH
34 ISHARES TR IBMO 46435U259 $1.6M 0.46% 63,479 SH
35 ISHARES TR IBMP 46435U283 $1.5M 0.43% 60,785 SH
36 SPDR GOLD TR GLD 78463V107 $1.5M 0.42% 3,917 SH
37 GLOBAL X FDS SIL 37954Y848 $1.5M 0.42% 17,075 SH
38 ISHARES TR IBMQ 46435U325 $1.4M 0.40% 56,472 SH
39 ISHARES TR IBMR 46436E163 $1.4M 0.40% 56,538 SH
40 WELLS FARGO & CO WFC 949746101 $1.4M 0.39% 17,361 SH
41 SPDR SERIES TRUST SPYM 78464A854 $1.4M 0.39% 15,279 SH
42 COSTCO WHOLESALE CORPORATION COST 22160K105 $1.3M 0.36% 1,400 SH
43 MICRON TECHNOLOGY INC MU 595112103 $1.3M 0.36% 1,180 SH
44 EVERGY INC EVRG 30034W106 $1.3M 0.35% 15,941 SH
45 PINNACLE WEST CAP CORP PNW 723484101 $1.2M 0.35% 13,184 SH
46 DUKE ENERGY CORP NEW DUK 26441C204 $1.2M 0.34% 10,615 SH
47 TESLA INC TSLA 88160R101 $1.2M 0.34% 3,361 SH
48 AMERICAN ELEC PWR CO INC AEP 025537101 $1.2M 0.33% 9,767 SH
49 REGENCY CTRS CORP REG 758849103 $1.1M 0.32% 15,926 SH
50 ALLIANT ENERGY CORP LNT 018802108 $1.1M 0.32% 18,023 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $353.3M 134 0002085853-26-001200
2026-06-30 2026-07-23 $459.6M 154 0002085853-26-000817
2026-03-31 2026-04-24 $420.7M 145 0002085853-26-000473
2025-12-31 2026-02-02 $415.9M 143 0002085853-26-000163
Filer Information
Address
6300 S. OLD VILLAGE PLACE
SUITE 100
SIOUX FALLS, SD 57108
Phone
(515) 965-8588
Filing Manager
RIA Advisory Group LLC
SIOUX FALLS, SD
Signatory
Stephanie Theisinger
Chief Compliance Officer