BKKT · Insider Trading

Bakkt, Inc.

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Every open-market purchase and sale reported by BKKT officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

BKKT — Recent Form 4 Transactions (latest 2026-10-02)

Filed	Insider	Role	Type	Shares	Value
2026-10-02	Nicholas Baes	Chief Operating Officer	A	+30,000	—
2026-10-02	Marc D'Annunzio	General Counsel & Secretary	A	+45,000	—
2026-10-02	Akshay Sudhir Naheta	Chief Executive Officer	A	+243,454	—
2026-10-02	Joseph Sean-Walsh Henderson	Chief Accounting Officer	A	+20,000	—
2026-09-25	Marc D'Annunzio	General Counsel & Secretary	Sell	−1,272	−$10.95K
2026-09-25	Nicholas Baes	Chief Operating Officer	Sell	−1,272	−$10.95K
2026-09-25	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Sell	−282	−$2.43K
2026-08-19	Michael Alfred	Director	Buy	+296,567	+$2.11M
2026-07-17	Marc D'Annunzio	General Counsel & Secretary	Sell	−539	−$4.55K
2026-07-17	Karen Alexander	Chief Financial Officer	Sell	−657	−$5.55K
2026-07-17	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Sell	−94	−$783
2026-06-29	Joseph Sean-Walsh Henderson	Chief Accounting Officer	Sell	−349	−$2.77K
2026-06-29	Marc D'Annunzio	General Counsel & Secretary	Sell	−2,919	−$22.85K
2026-06-29	Karen Alexander	Chief Financial Officer	Sell	−1,907	−$15.12K
2026-06-29	Nicholas Baes	Chief Operating Officer	Sell	−1,562	−$12.39K

BKKT — Current Insider Holders

Insider	Role	Shares Held	Value
Akshay Sudhir Naheta	Chief Executive Officer	9,336,976	$43.42M
Michael Alfred	Director	1,201,567	$5.59M
Marc D'Annunzio	General Counsel & Secretary	152,006	$706.83K
Nicholas Baes	Chief Operating Officer	134,103	$623.58K
Karen Alexander	Chief Financial Officer	53,542	$248.97K
Joseph Sean-Walsh Henderson	Chief Accounting Officer	32,672	$151.92K

BKKT Insider Trading FAQ

Who are the insiders at BKKT?

6 officers, directors and 10%+ beneficial owners currently report holdings in BKKT via SEC Form 4.

Are BKKT insiders buying or selling?

Across the 15 most recent Form 4 filings for BKKT, 1 were open-market purchases (code P) and 10 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is BKKT insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent BKKT filing is dated 2026-10-02.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the BKKT quote page; the site-wide leaderboard is on the insider transactions hub.