CATY · Insider Trading
Cathay General Bancorp
Every open-market purchase and sale reported by CATY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-25 | Albert Sun | EVP, Chief Credit Officer | MIXED | +960 | −$28.08K |
| 2026-09-10 | Albert Jen-Wen Wang | EVP, Chief Financial Officer | MIXED | +2,718 | −$80.05K |
| 2026-09-03 | Richard Sun | Director | Sell | −1,000 | −$62.31K |
| 2026-08-27 | Thomas M. Lo | EVP, Chief Admin Officer | Sell | −1,600 | −$99.95K |
| 2026-08-27 | Richard Sun | Director | Sell | −1,000 | −$62.08K |
| 2026-08-12 | Richard Sun | Director | Sell | −3,000 | −$189.27K |
| 2026-07-31 | Richard Sun | Director | Sell | −30,000 | −$1.89M |
| 2026-07-29 | May K. Chan | SVP, General Counsel | MIXED | +981 | −$29.22K |
| 2026-07-29 | Thomas M. Lo | EVP, Chief Admin Officer | MIXED | +1,962 | −$58.43K |
| 2026-06-10 | Anthony M Tang | Vice Chairman | Sell | −5,000 | −$299.60K |
| 2026-06-08 | Anthony M Tang | Vice Chairman | Sell | −25,000 | −$1.46M |
| 2026-05-07 | Peter Wu | Vice Chairman | Sell | −20,000 | −$1.15M |
| 2026-04-29 | May K. Chan | SVP, General Counsel | Sell | −558 | −$31.26K |
| 2026-04-17 | Felix S Fernandez | Director | A | +1,593 | — |
| 2026-04-17 | Shally Wang | Director | A | +1,593 | — |
| 2026-04-17 | Lana Lai-Yan Chan | Director | A | +265 | — |
| 2026-04-17 | Elizabeth A. Woo | Director | A | +1,593 | — |
| 2026-04-17 | Maan-Huei Hung | Director | A | +1,593 | — |
| 2026-04-17 | Peter Wu | Vice Chairman | A | +1,593 | — |
| 2026-04-17 | Ann Kono | Director | A | +1,593 | — |
| 2026-04-17 | Nelson Chung | Director | A | +1,593 | — |
| 2026-04-17 | Richard Sun | Director | A | +1,593 | — |
| 2026-04-17 | Jane H Jelenko | Director | A | +1,593 | — |
| 2026-04-17 | Anthony M Tang | Vice Chairman | A | +1,593 | — |
| 2026-04-07 | Chang Liu | President & CEO | Sell | −4,836 | −$243.51K |
| 2026-04-03 | Chang Liu | President & CEO | MIXED | +24,177 | −$1.27M |
| 2026-04-03 | Dunson K Cheng | Executive Chairman | MIXED | +29,171 | −$675.19K |
| 2026-02-10 | Felix S Fernandez | Director | Sell | −8,972 | −$453.44K |
| 2026-02-02 | Thomas M. Lo | EVP, Chief Admin Officer | Sell | −1,000 | −$50.23K |
| 2025-12-04 | Anthony M Tang | Vice Chairman | Sell | −10,000 | −$494.42K |
| 2025-11-26 | Dunson K Cheng | Executive Chairman | Sell | −7,590 | −$362.84K |
| 2025-11-21 | Dunson K Cheng | Executive Chairman | Sell | −25,000 | −$1.17M |
| 2025-10-30 | Chang Liu | President & CEO | Sell | −5,165 | −$238.83K |
| 2025-10-29 | Thomas M. Lo | EVP, Chief Admin Officer | Sell | −1,000 | −$46.83K |
| 2025-09-22 | Jane H Jelenko | Director | G | −1,037 | — |
| 2025-07-01 | May K. Chan | SVP, General Counsel | A | — | — |
| 2025-07-01 | Chang Liu | President & CEO | A | — | — |
| 2025-07-01 | Thomas M. Lo | EVP, Chief Admin Officer | A | — | — |
| 2025-07-01 | Albert Sun | EVP, Chief Credit Officer | A | — | — |
| 2025-07-01 | Dunson K Cheng | Executive Chairman | A | — | — |
| 2025-07-01 | Heng W Chen | EVP/CFO | A | — | — |
| 2025-06-11 | Anthony M Tang | Vice Chairman | Sell | −1,222 | −$54.73K |
| 2025-06-10 | Anthony M Tang | Vice Chairman | Sell | −1,200 | −$53.04K |
| 2025-05-16 | Elizabeth A. Woo | Director | A | +1,913 | — |
| 2025-05-16 | Maan-Huei Hung | Director | A | +1,913 | — |
| 2025-05-16 | Ann Kono | Director | A | +1,913 | — |
| 2025-05-16 | Jane H Jelenko | Director | A | +1,913 | — |
| 2025-05-16 | Nelson Chung | Director | A | +1,913 | — |
| 2025-05-16 | Anthony M Tang | Vice Chairman | A | +1,913 | — |
| 2025-05-16 | Felix S Fernandez | Director | A | +1,913 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Anthony M Tang | Vice Chairman | 519,275 | $31.14M |
| Peter Wu | Vice Chairman | 276,845 | $16.60M |
| Dunson K Cheng | Executive Chairman | 270,419 | $16.21M |
| Heng W Chen | EVP/CFO | 191,140 | $11.46M |
| Kelly L Chan | Director | 134,684 | $8.08M |
| Chang Liu | President & CEO | 127,819 | $7.66M |
| Nelson Chung | Director | 20,432 | $1.23M |
| Felix S Fernandez | Director | 16,553 | $992.52K |
| Maan-Huei Hung | Director | 12,707 | $761.91K |
| Shally Wang | Director | 10,908 | $654.04K |
| Jane H Jelenko | Director | 3,709 | $222.39K |
| May K. Chan | SVP, General Counsel | 3,691 | $221.31K |
| Ann Kono | Director | 3,506 | $210.22K |
| Elizabeth A. Woo | Director | 3,506 | $210.22K |
| Albert Jen-Wen Wang | EVP, Chief Financial Officer | 2,718 | $162.97K |
| Thomas M. Lo | EVP, Chief Admin Officer | 2,362 | $141.63K |
| Richard Sun | Director | 2,100 | $125.92K |
| Albert Sun | EVP, Chief Credit Officer | 1,417 | $84.96K |
| Lana Lai-Yan Chan | Director | 265 | $15.89K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CATY quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.