CNOBP · Insider Trading
ConnectOne Bancorp, Inc. Depositary Shares, each representing a 1/40th interest in a share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A
Every open-market purchase and sale reported by CNOBP officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-16 | Anson M. Moise | Director | Buy | +860 | +$28.54K |
| 2026-06-09 | Anson M. Moise | Director | Buy | +240 | +$7.48K |
| 2026-06-03 | Susan C O'Donnell | Director | A | +2,528 | — |
| 2026-06-03 | Mark Sokolich | Director | A | +2,528 | — |
| 2026-06-03 | Anson M. Moise | Director | A | +2,528 | — |
| 2026-06-03 | Nicholas Minoia | Director | A | +2,528 | — |
| 2026-06-03 | Frank W Baier | Director | A | +2,528 | — |
| 2026-06-03 | Stephen T. Boswell | Director | A | +2,528 | — |
| 2026-06-03 | Michael W Kempner | Director | A | +2,528 | — |
| 2026-06-03 | Frank Huttle III | Director | A | +2,528 | — |
| 2026-06-03 | Christopher Becker | Director | A | +2,528 | — |
| 2026-06-03 | Daniel E Rifkin | Director | A | +2,528 | — |
| 2026-06-03 | Edward J. Haye | Director | A | +2,528 | — |
| 2026-06-03 | Peter Quick | Director | A | +2,528 | — |
| 2026-06-03 | Katherin Nukk-Freeman | Director | A | +2,528 | — |
| 2026-03-27 | Steven Primiano | EVP, Treas.& C Corp DevOfficer | MIXED | +4,465 | −$23.15K |
| 2026-03-27 | Robert Allan Schwartz | EVP & General Counsel | A | +9,250 | — |
| 2026-03-27 | Laura Criscione | EVP & Chief Compliance Officer | MIXED | +4,522 | −$25.48K |
| 2026-03-27 | Joseph T. Javitz | EVP & Chief Credit Officer | MIXED | +4,860 | −$22.12K |
| 2026-03-27 | Elizabeth Magennis | Bank President | MIXED | +15,416 | −$72.87K |
| 2026-03-27 | William S Burns | Senior EVP & CFO | MIXED | +13,741 | −$67.72K |
| 2026-03-27 | Mark J Pappas | EVP & Chief Risk Officer | A | +3,507 | — |
| 2026-03-27 | Frank Sorrentino III | Chairman & CEO | MIXED | +46,504 | −$302.71K |
| 2026-03-24 | Laura Criscione | EVP & Chief Compliance Officer | F | −1,900 | −$49.74K |
| 2026-03-24 | Robert Allan Schwartz | EVP & General Counsel | F | −186 | −$4.83K |
| 2026-03-24 | William S Burns | Senior EVP & CFO | F | −4,917 | −$128.59K |
| 2026-03-24 | Mark J Pappas | EVP & Chief Risk Officer | F | +74 | +$2.32K |
| 2026-03-24 | Elizabeth Magennis | Bank President | F | −5,368 | −$140.37K |
| 2026-03-24 | Steven Primiano | EVP, Treas.& C Corp DevOfficer | F | −1,512 | −$39.61K |
| 2026-03-24 | Frank Sorrentino III | Chairman & CEO | F | −21,909 | −$572.97K |
| 2026-03-24 | Joseph T. Javitz | EVP & Chief Credit Officer | F | −1,649 | −$43.15K |
| 2026-03-19 | Michael W Kempner | Director | MIXED | −75,507 | −$1.00M |
| 2025-09-03 | Joseph T. Javitz | EVP & Chief Credit Officer | Sell | −1,700 | −$43.28K |
| 2025-08-15 | Stephen T. Boswell | Director | G | −11,700 | — |
| 2025-08-05 | Stephen T. Boswell | Director | Buy | +7,700 | +$171.23K |
| 2025-08-04 | Susan C O'Donnell | Director | Buy | +2,690 | +$60.00K |
| 2025-06-12 | Robert Allan Schwartz | EVP & General Counsel | A | +1,116 | — |
| 2025-06-04 | Frank W Baier | Director | A | +2,613 | — |
| 2025-06-04 | Edward J. Haye | Director | A | +2,613 | — |
| 2025-06-04 | Susan C O'Donnell | Director | A | +2,613 | — |
| 2025-06-04 | Mark Sokolich | Director | A | +2,613 | — |
| 2025-06-04 | Daniel E Rifkin | Director | A | +2,613 | — |
| 2025-06-04 | Katherin Nukk-Freeman | Director | A | +2,613 | — |
| 2025-06-04 | Nicholas Minoia | Director | A | +2,613 | — |
| 2025-06-04 | Stephen T. Boswell | Director | A | +2,613 | — |
| 2025-06-04 | Christopher Becker | Director | A | +2,613 | — |
| 2025-06-04 | Michael W Kempner | Director | A | +2,613 | — |
| 2025-06-04 | Frank Huttle III | Director | A | +2,613 | — |
| 2025-06-04 | Anson M. Moise | Director | A | +2,613 | — |
| 2025-06-04 | Peter Quick | Director | A | +2,613 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Frank Sorrentino III | Chairman & CEO | 861,165 | $21.76M |
| Stephen T. Boswell | Director | 355,670 | $8.99M |
| Daniel E Rifkin | Director | 223,637 | $5.65M |
| Michael W Kempner | Director | 218,994 | $5.53M |
| Frank Huttle III | Director | 170,249 | $4.30M |
| Elizabeth Magennis | Bank President | 144,283 | $3.65M |
| William S Burns | Senior EVP & CFO | 126,020 | $3.18M |
| Mark Sokolich | Director | 117,030 | $2.96M |
| Frank W Baier | Director | 110,242 | $2.79M |
| Laura Criscione | EVP & Chief Compliance Officer | 105,420 | $2.66M |
| Nicholas Minoia | Director | 73,215 | $1.85M |
| Christopher Becker | Director | 59,768 | $1.51M |
| Robert Allan Schwartz | EVP & General Counsel | 50,953 | $1.29M |
| Peter Quick | Director | 33,393 | $843.84K |
| Katherin Nukk-Freeman | Director | 27,570 | $696.69K |
| Joseph T. Javitz | EVP & Chief Credit Officer | 22,432 | $566.87K |
| Anson M. Moise | Director | 17,239 | $435.63K |
| Steven Primiano | EVP, Treas.& C Corp DevOfficer | 16,899 | $427.04K |
| Edward J. Haye | Director | 16,760 | $423.53K |
| Michael O'Malley | EVP & Chief Risk Officer | 12,738 | $321.89K |
| Susan C O'Donnell | Director | 11,050 | $279.25K |
| Mark J Pappas | EVP & Chief Risk Officer | 7,763 | $196.17K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CNOBP quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.