CREG · Insider Trading
SMART POWERR CORP
Every open-market purchase and sale reported by CREG officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2019-04-25 | Guohua Ku | Chief Executive Officer | MIXED | −543,981 | −$9.89K |
| 2018-03-01 | Geyun Wang | Director | G | +30,000 | — |
| 2017-05-02 | Binfeng Gu | Chief Financial Officer | A | +5,000 deriv. | — |
| 2016-05-03 | Cangsang Huang | Director | A | +40,000 deriv. | — |
| 2015-07-17 | Guohua Ku | CEO and Chairman of the Board | G | −706,943 | — |
| 2015-03-06 | David Shawcheng Chong | Chief Financial Officer | G | +200,000 | — |
| 2014-11-07 | Carlyle Holdings II GP L.L.C. | 10%+ Owner | Sell | −1,142,857 | −$2.00M |
| 2014-09-26 | CAGP GENERAL PARTNER, L.P. | 10%+ Owner | Sell | −913,047 | −$1.39M |
| 2014-09-18 | Guohua Ku | CEO and Chairman of the Board | Buy | +13,829,074 | +$18.95M |
| 2014-09-11 | Carlyle Holdings II GP L.L.C. | 10%+ Owner | Sell | −248,044 | −$372.12K |
| 2014-09-09 | Carlyle Holdings II GP L.L.C. | 10%+ Owner | Sell | −95,604 | −$144.03K |
| 2014-09-05 | Carlyle Holdings II L.P. | 10%+ Owner | Sell | −506,217 | −$794.58K |
| 2014-09-02 | Carlyle Holdings II L.P. | 10%+ Owner | Sell | −781,410 | −$1.20M |
| 2014-07-30 | Carlyle Group Management L.L.C. | 10%+ Owner | Sell | −178,889 | −$310.14K |
| 2014-07-16 | Carlyle Holdings II GP L.L.C. | 10%+ Owner | Sell | −151,637 | −$277.56K |
| 2014-01-10 | Timothy Driscoll | Director | MIXED | +5,261 | −$1 |
| 2013-08-22 | Zhigang Wu | Vice President | MIXED | +85,468 | +$1 |
| 2013-08-22 | Lanwei Li | Vice President | MIXED | +213,669 | −$0 |
| 2013-08-22 | Xiaogang Zhu | Principal Accounting Officer | MIXED | +85,468 | +$1 |
| 2012-09-11 | TC Group Cayman Investment Holdings Sub L.P. | 10%+ Owner | Sell | — | — |
| 2011-09-28 | David Shawcheng Chong | Chief Financial Officer | Buy | +100,000 | — |
| 2011-08-22 | CAGP, LTD. | 10%+ Owner | C | +4,334,192 | +$5.00M |
| 2011-06-24 | Guohua Ku | CEO and Chairman of the Board | Buy | +50,000 | +$104.06K |
| 2011-02-28 | Chungui Shi | Director | A | +40,000 deriv. | — |
| 2011-02-24 | Guohua Ku | CEO and Chairman of the Board | Sell | −159,352 | −$159.35K |
| 2010-10-20 | Lanwei Li | Vice President | A | +300,000 deriv. | — |
| 2010-10-20 | Lanwei Li | Vice President | D | −300,000 deriv. | — |
| 2010-10-20 | Lanwei Li | Vice President | A | +300,000 deriv. | — |
| 2010-08-25 | Guohua Ku | CEO & Chairman | A | — | — |
| 2010-05-10 | Zhigang Wu | Vice President | A | +50,000 deriv. | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the CREG quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.