DBL · Insider Trading

DOUBLELINE OPPORTUNISTIC CREDIT FUND

Every open-market purchase and sale reported by DBL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
35
most recent
Open-Market Buys
3
code P
Sales
1
code S
Reporting Insiders
0
current holders
DBL — Recent Form 4 Transactions (latest 2024-10-03)
FiledInsiderRole TypeSharesValue
2024-10-03 John C. Salter — J +239 deriv. —
2024-07-03 John C. Salter — J +245 deriv. —
2024-04-03 John C. Salter — J +247 deriv. —
2024-01-03 John C. Salter — J +250 deriv. —
2024-01-03 Raymond Woolson — J −5,291 deriv. —
2023-10-04 John C. Salter — J +262 deriv. —
2023-07-05 John C. Salter — J +209 deriv. —
2023-04-05 John C. Salter — J +204 deriv. —
2023-01-05 John C. Salter — J +204 deriv. —
2022-10-05 John C. Salter — J +203 deriv. —
2022-07-06 John C. Salter — J +187 deriv. —
2022-04-05 John C. Salter — J +172 deriv. —
2022-01-05 John C. Salter — J +159 deriv. —
2021-10-05 John C. Salter — J +154 deriv. —
2021-09-01 John C. Salter — J +5,673 deriv. —
2020-10-05 Raymond Woolson — J +368 deriv. —
2020-07-06 Raymond Woolson — J +377 deriv. —
2020-04-03 Raymond Woolson — J +401 deriv. —
2020-01-06 Raymond Woolson — J +325 deriv. —
2019-10-03 Raymond Woolson — J +135 deriv. —
2019-07-03 Raymond Woolson — J +137 deriv. —
2019-04-03 Raymond Woolson — J +140 deriv. —
2019-02-13 Raymond Woolson — J +142 deriv. —
2016-10-05 Raymond Woolson — J +210 deriv. —
2016-07-06 Raymond Woolson — J +198 deriv. —
2016-04-05 Raymond Woolson — J +184 deriv. —
2016-03-30 Raymond Woolson — J +86 deriv. —
2016-01-06 Raymond Woolson — J +194 deriv. —
2015-10-05 Raymond Woolson — J +110 deriv. —
2015-07-06 Raymond Woolson — J +113 deriv. —
2015-06-03 Matthew Edward Baca — Sell −1,788 −$42.72K
2015-04-06 Raymond Woolson — J +195 deriv. —
2014-09-10 Matthew Edward Baca — Buy +500 +$11.65K
2014-09-09 Matthew Edward Baca — Buy +500 +$11.65K
2013-04-19 Matthew Edward Baca — Buy +760 +$20.25K
DBL Insider Trading FAQ
Who are the insiders at DBL?
No current Form 4 beneficial owners are on file for DBL.
Are DBL insiders buying or selling?
Across the 35 most recent Form 4 filings for DBL, 3 were open-market purchases (code P) and 1 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is DBL insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent DBL filing is dated 2024-10-03.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the DBL quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.