DHY · Insider Trading
UBS Asset Management High Yield Credit Fund
Every open-market purchase and sale reported by DHY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-26 | Laura A DeFelice | — | J | +38,933 | +$68.13K |
| 2026-05-22 | Charles Gerber | — | J | +12,296 | +$21.52K |
| 2026-05-22 | John G. Popp | Chief Investment Officer | J | +6,500 | +$11.38K |
| 2026-05-15 | Charles Gerber | — | J | +12,297 | +$21.52K |
| 2026-04-17 | Charles Gerber | — | Buy | +16,000 | +$30.08K |
| 2025-01-21 | Laura A DeFelice | Trustee | Buy | +56,801 | +$120.99K |
| 2024-01-09 | Laura A DeFelice | Trustee | Buy | +9,852 | +$19.81K |
| 2023-12-26 | Thomas J. Flannery | Chief Investment Officer | Buy | +20,000 | +$39.20K |
| 2023-01-26 | Thomas J. Flannery | Chief Investment Officer | Buy | +45,000 | +$82.79K |
| 2020-05-28 | Thomas J. Flannery | Chief Investment Officer | Buy | +100,000 | +$193.00K |
| 2019-01-04 | CSAM Americas Holding Corp. | — | Sell | −96,450 | −$211.23K |
| 2018-04-24 | CSAM Americas Holding Corp. | — | Buy | +17 | +$45 |
| 2018-04-19 | CSAM Americas Holding Corp. | — | Buy | +50,837 | +$134.75K |
| 2018-03-23 | CSAM Americas Holding Corp. | — | Buy | +17,000 | +$45.12K |
| 2018-03-22 | CSAM Americas Holding Corp. | — | Buy | +65,917 | +$175.58K |
| 2018-03-21 | CSAM Americas Holding Corp. | — | Buy | +50,390 | +$134.19K |
| 2018-03-20 | CSAM Americas Holding Corp. | — | Buy | +22,746 | +$60.73K |
| 2018-03-19 | CSAM Americas Holding Corp. | — | Buy | +32,472 | +$86.60K |
| 2017-12-28 | Lawrence Joseph Fox | — | Buy | +3,249 | +$9.00K |
| 2017-12-28 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +1,624 | +$4.50K |
| 2017-12-28 | James Cattano | Trustee/ | Buy | +1,624 | +$4.50K |
| 2017-12-28 | Terry Fires Bovarnick | — | Buy | +1,624 | +$4.50K |
| 2017-07-27 | Lawrence Joseph Fox | — | Buy | +3,225 | +$9.00K |
| 2017-07-27 | Terry Fires Bovarnick | — | Buy | +1,612 | +$4.50K |
| 2017-07-27 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +1,612 | +$4.50K |
| 2017-07-27 | James Cattano | Trustee/ | Buy | +1,612 | +$4.50K |
| 2016-12-29 | Lawrence Joseph Fox | — | Buy | +3,358 | +$9.00K |
| 2016-12-29 | James Cattano | — | Buy | +1,679 | +$4.50K |
| 2016-12-29 | Enrique R Arzac | Trustee/ | Buy | +1,679 | +$4.50K |
| 2016-12-29 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +1,679 | +$4.50K |
| 2016-12-29 | Terry Fires Bovarnick | — | Buy | +1,679 | +$4.50K |
| 2016-07-27 | Lawrence Joseph Fox | — | Buy | +3,557 | +$9.00K |
| 2016-07-27 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +1,778 | +$4.50K |
| 2016-07-27 | James Cattano | — | Buy | +1,778 | +$4.50K |
| 2016-07-27 | Enrique R Arzac | Trustee | Buy | +1,778 | +$4.50K |
| 2016-07-27 | Terry Fires Bovarnick | — | Buy | +1,778 | +$4.50K |
| 2016-01-25 | Thomas J. Flannery | Chief Investment Officer | Buy | +50,000 | +$127.00K |
| 2015-12-30 | Lawrence Joseph Fox | — | Buy | +3,750 | +$9.00K |
| 2015-12-30 | Enrique R Arzac | Trustee | Buy | +1,875 | +$4.50K |
| 2015-12-30 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +3,750 | +$9.00K |
| 2015-12-30 | James Cattano | — | Buy | +1,875 | +$4.50K |
| 2015-12-30 | Terry Fires Bovarnick | — | Buy | +1,875 | +$4.50K |
| 2015-12-08 | Terry Fires Bovarnick | — | Sell | −10,420 | −$24.90K |
| 2015-11-03 | Terry Fires Bovarnick | — | Sell | −10,420 | −$24.90K |
| 2015-08-20 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +3,237 | +$9.00K |
| 2015-07-29 | Terry Fires Bovarnick | — | Buy | +1,618 | +$4.50K |
| 2015-07-29 | Steven N Rappaport | Trustee/Chairman of the Board/ | Buy | +3,237 | +$9.00K |
| 2015-07-29 | Enrique R Arzac | Trustee/ | Buy | +1,618 | +$4.50K |
| 2015-07-29 | James Cattano | — | Buy | +1,618 | +$4.50K |
| 2015-07-29 | Lawrence Joseph Fox | — | Buy | +3,237 | +$9.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Laura A DeFelice | Trustee | 9,573 | $155.56K |
| Charles Gerber | — | 2,830 | $45.99K |
| John G. Popp | Chief Investment Officer | 2,600 | $42.25K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the DHY quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.