DHY (UBS Asset Management High Yield Credit Fund)
Insider Trading Activity
Every open-market purchase and sale reported by DHY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-26 | Laura A DeFelice | — | J | — | — |
| 2026-05-22 | Charles Gerber | — | J | — | — |
| 2026-05-22 | John G. Popp | Chief Investment Officer | J | — | — |
| 2026-05-15 | Charles Gerber | — | J | — | — |
| 2026-04-17 | Charles Gerber | — | Buy | — | — |
| 2025-01-21 | Laura A DeFelice | Trustee | Buy | — | — |
| 2024-01-09 | Laura A DeFelice | Trustee | Buy | — | — |
| 2023-12-26 | Thomas J. Flannery | Chief Investment Officer | Buy | — | — |
| 2023-01-26 | Thomas J. Flannery | Chief Investment Officer | Buy | — | — |
| 2020-05-28 | Thomas J. Flannery | Chief Investment Officer | Buy | — | — |
| 2019-01-04 | CSAM Americas Holding Corp. | — | Sell | — | — |
| 2018-04-24 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-04-19 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-23 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-22 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-21 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-20 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2018-03-19 | CSAM Americas Holding Corp. | — | Buy | — | — |
| 2017-12-28 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| 2017-12-28 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2017-12-28 | JAMES CATTANO | Trustee/ | Buy | — | — |
| 2017-12-28 | Terry Fires Bovarnick | — | Buy | — | — |
| 2017-07-27 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| 2017-07-27 | Terry Fires Bovarnick | — | Buy | — | — |
| 2017-07-27 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2017-07-27 | JAMES CATTANO | Trustee/ | Buy | — | — |
| 2016-12-29 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| 2016-12-29 | JAMES CATTANO | — | Buy | — | — |
| 2016-12-29 | ENRIQUE R ARZAC | Trustee/ | Buy | — | — |
| 2016-12-29 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2016-12-29 | Terry Fires Bovarnick | — | Buy | — | — |
| 2016-07-27 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| 2016-07-27 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2016-07-27 | JAMES CATTANO | — | Buy | — | — |
| 2016-07-27 | ENRIQUE R ARZAC | Trustee | Buy | — | — |
| 2016-07-27 | Terry Fires Bovarnick | — | Buy | — | — |
| 2016-01-25 | Thomas J. Flannery | Chief Investment Officer | Buy | — | — |
| 2015-12-30 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| 2015-12-30 | ENRIQUE R ARZAC | Trustee | Buy | — | — |
| 2015-12-30 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2015-12-30 | JAMES CATTANO | — | Buy | — | — |
| 2015-12-30 | Terry Fires Bovarnick | — | Buy | — | — |
| 2015-12-08 | Terry Fires Bovarnick | — | Sell | — | — |
| 2015-11-03 | Terry Fires Bovarnick | — | Sell | — | — |
| 2015-08-20 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2015-07-29 | Terry Fires Bovarnick | — | Buy | — | — |
| 2015-07-29 | STEVEN N RAPPAPORT | Trustee/Chairman of the Board/ | Buy | — | — |
| 2015-07-29 | ENRIQUE R ARZAC | Trustee/ | Buy | — | — |
| 2015-07-29 | JAMES CATTANO | — | Buy | — | — |
| 2015-07-29 | LAWRENCE JOSEPH FOX | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Trustee/Chairman of the Board/ | 30,173 | — |
| — | Chief Investment Officer | 21,500 | — |
| — | — | 19,293 | — |
| — | — | 10,613 | — |
| — | Trustee | 9,573 | — |
| — | Trustee/ | 6,850 | — |
| — | — | 2,830 | — |
| — | Chief Investment Officer | 2,600 | — |
| — | — | 2,410 | — |
| — | Trustee/ | 1,943 | — |
| — | Chief Financial Officer | 1,900 | — |
| — | — | 455 | — |
| — | Chief Investment Officer | 12 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the DHY quote page; the site-wide leaderboard is on the insider transactions hub.