DLY · Insider Trading
DoubleLine Yield Opportunities Fund
Every open-market purchase and sale reported by DLY officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-25 | Jeffrey J. Sherman | Vice President | Buy | +10,000 | +$130.30K |
| 2024-10-03 | John C. Salter | — | J | +228 deriv. | — |
| 2024-07-03 | John C. Salter | — | J | +235 deriv. | — |
| 2024-04-03 | John C. Salter | — | J | +232 deriv. | — |
| 2024-03-11 | Youse Guia | Chief Compliance Officer | Buy | +70 | +$1.10K |
| 2024-01-03 | John C. Salter | — | J | +238 deriv. | — |
| 2024-01-03 | Raymond Woolson | — | J | −1,776 deriv. | — |
| 2023-10-04 | John C. Salter | — | J | +249 deriv. | — |
| 2023-07-05 | John C. Salter | — | J | +198 deriv. | — |
| 2023-04-05 | John C. Salter | — | J | +198 deriv. | — |
| 2023-01-05 | John C. Salter | — | J | +198 deriv. | — |
| 2022-10-05 | John C. Salter | — | J | +196 deriv. | — |
| 2022-07-06 | John C. Salter | — | J | +184 deriv. | — |
| 2022-04-05 | John C. Salter | — | J | +164 deriv. | — |
| 2022-01-05 | John C. Salter | — | J | +151 deriv. | — |
| 2021-10-05 | Raymond Woolson | — | J | +358 deriv. | — |
| 2021-10-05 | John C. Salter | — | J | +148 deriv. | — |
| 2021-09-01 | John C. Salter | — | J | +5,469 deriv. | — |
| 2021-07-06 | Raymond Woolson | — | J | +354 deriv. | — |
| 2021-04-05 | Raymond Woolson | — | J | +356 deriv. | — |
| 2021-01-06 | Raymond Woolson | — | J | +358 deriv. | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the DLY quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.