ERH · Insider Trading
Allspring Utilities and High Income Fund
Every open-market purchase and sale reported by ERH officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-02-27 | Brian S Shlissel | Director | Buy | +400 | +$5.11K |
| 2024-01-09 | William R. Ebsworth | Director | Buy | −1,400 | −$13.20K |
| 2024-01-04 | James Polisson | Director | Buy | −1,000 | −$9.29K |
| 2023-06-02 | William R. Ebsworth | Director | Buy | +1,550 | +$15.41K |
| 2023-06-02 | James Polisson | Director | Buy | +1,000 | +$10.00K |
| 2022-08-29 | Jane A Freeman | Director | Buy | +100 | +$1.26K |
| 2021-02-05 | Christopher M Lee | — | Buy | +331 | +$4.27K |
| 2021-02-05 | Christopher M Lee | — | Buy | +2,500 | +$32.30K |
| 2018-11-13 | William R. Ebsworth | Director | Buy | +400 | +$5.03K |
| 2017-11-27 | James Polisson | Director | Buy | +1,000 | +$13.31K |
| 2017-11-27 | Pamela Wheelock | Director | Buy | +100 | +$1.33K |
| 2015-02-02 | Jane A Freeman | Director | Buy | +100 | +$1.35K |
| 2015-01-05 | William R. Ebsworth | Director | Buy | +1,000 | +$13.00K |
| 2013-02-12 | WELLS FARGO BANK N A | — | Buy | −5,000 | −$58.92K |
| 2011-04-28 | Michael S Scofield | Director | Buy | +100 | +$1.20K |
| 2011-04-25 | David F. Larcker | Director | Buy | +100 | +$1.20K |
| 2011-04-25 | Judith M Johnson | Director | Buy | +100 | +$1.18K |
| 2011-04-21 | Olivia S Mitchell | Director | Buy | +100 | +$1.19K |
| 2011-04-20 | Donald C Willeke | Director | Buy | +200 | +$2.39K |
| 2011-04-19 | Olivia S Mitchell | Director | Buy | +100 | +$1.19K |
| 2011-04-18 | Timothy J Penny | Director | Buy | +163 | +$1.92K |
| 2011-04-14 | Isaiah Harris Jr | Director | Buy | +200 | +$2.34K |
| 2011-04-01 | Peter G Gordon | Director | Buy | +50 | +$595 |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Brian S Shlissel | Director | 300 | $3.15K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the ERH quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.