BenzingaT3·19mo ago
ETEC iShares Breakthrough Environmental Solutions ETF
ETFETF quote, holdings, sector allocation, technicals, and options analytics. Fibonacci levels
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ETEC
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Key stats
About
iShares Breakthrough Environmental Solutions ETF (ETEC) ETF
No description available.
- Exchange
- XNAS
- Inception
- 2023-03-28
- Has Options
- No
Fund profile
holdings as of Apr 30, 2026SEC filingthrough Jul 2026flows, SEC filings
Thematic
Clean Energy & Climate#46 of 51 by assets
iShares
Internet & Innovation
Global
Index-tracking
- Expense ratio
- 0.47% prospectus, filed Nov 21, 2025
- Assets
- $3.9M shares × price, Oct 9, 2026
- Trailing yield
- 0.53% paid semi-annual
- Average daily volume
- $14K 30 sessions
- Holdings
- 61 top 10 are 51.2%
- Listed
- Mar 28, 2023 Nasdaq
- Tracking difference
- -0.69 pts vs index, after fees, FY 2025
Cost68
Liquidity0
Scale0
Diversification56
Moves with. US large-cap stocks (45% of its variance, beta 1.18); Emerging markets over US (22% of its variance, beta 0.50); Small caps over large (5% of its variance, beta 0.32). These factors explain 72% of its daily moves over the last year.
Stated objective. The iShares Breakthrough Environmental Solutions ETF (the Fund ) seeks to track the investment results of an index composed of U.S. and non-U.S. companies involved in breakthrough innovations and development of new technologies that address the climate transition. (from the fund's prospectus)
All 61 holdingsFlow historySimilar fundsOverlap toolAll Clean Energy & Climate ETFs
Fund flows
through Jul 2026SEC filings- Jul 2026
- $0 latest reported month
- Latest 3 months
- $0 0.0% of assets
- Latest 12 months
- $0 0.0% of assets
View as a table
| Month | Net flow |
|---|---|
| Jul 2026 | $0 |
| Jun 2026 | $0 |
| May 2026 | $0 |
| Apr 2026 | $0 |
| Mar 2026 | $0 |
| Feb 2026 | $0 |
| Jan 2026 | $0 |
| Dec 2025 | $0 |
| Nov 2025 | $0 |
| Oct 2025 | $0 |
| Sep 2025 | $0 |
| Aug 2025 | $0 |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 41 months ago
Similar funds
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| FRNWFidelity Clean Energy ETF | 20% | 0.39% | $90M | +2.0% | compare |
| QCLNFirst Trust NASDAQ Clean Edge Green Energy Index Fund | 18% | 0.59% | $551M | +10.5% | compare |
| VCLNVirtus Duff & Phelps Clean Energy ETF | 16% | 0.59% | $5.5M | +8.9% | compare |
| CTEXProShares S&P Kensho Cleantech ETF | 15% | 0.58% | $4.6M | −9.3% | compare |
| ACESALPS Clean Energy ETF | 15% | 0.55% | $98M | −21.0% | compare |
Ranked by how much of the two portfolios is the same securities.
Look-through: what the holdings say
weights as of Apr 30, 2026SEC filing- Insider buying
- 0% of weight had net insider buying, 90 days; 31% net selling
- Reporting earnings
- 0.0% of weight in 7 days; 2.3% in 14
Holdings reporting in the next 14 days
Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.
What changed in the portfolio
Jan 31, 2026 → Apr 30, 2026| Action | Holding | Weight before | Weight after | Shares vs flows |
|---|---|---|---|---|
| Decrease | NXTNEXTPOWER INC. | 5.43% | 4.06% | −14.6% |
| Increase | CTATFContemporary Amperex Technology Co., Ltd. | 4.88% | 5.96% | +12.2% |
| Increase | YASKAWA Electric Corporation | 5.22% | 6.26% | +25.7% |
| Decrease | BWABORGWARNER INC. | 6.45% | 5.74% | −13.9% |
| Increase | Doosan Fuel Cell Co., Ltd. | 0.82% | 1.53% | +21.4% |
| Increase | OLEDUNIVERSAL DISPLAY CORPORATION | 5.34% | 4.74% | +35.9% |
| Increase | NIONIO INC. | 1.63% | 2.19% | +15.5% |
| Increase | Sanken Electric Co., Ltd. | 1.45% | 1.95% | +22.0% |
| Decrease | Ningbo Deye Technology Co Ltd | 1.30% | 1.78% | −12.9% |
| Increase | DUK SAN NEOLUX CO.,LTD | 0.57% | 0.85% | +37.9% |
0 new, 0 exited, 28 increased and 4 decreased between the fund's two latest holdings reports; turnover 9.3%. Full holdings and history
Under the hood
fiscal year to Jul 31, 2025SEC census- Authorized participants
- 0 active of 40 with agreements
- Created · redeemed
- $0 · $0 over the fiscal year
- Redemptions in kind
- 0% creations 0% in kind
- Creation unit
- 40,000 shares
- Securities lending
- 5.47% of assets on loan on average; earned 8.1 bp
- Return vs index
- -0.69 pts after fees; -0.69 before; daily s.d. 12.29
- Diversification status
- Non-diversified may concentrate in fewer issuers
From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.
ETF Profile
holdings as of 2026-07-31
Holdings
61
AUM
$4.7M
Provider
Nport
Inception
2023-03-28
Exchange
XNAS
Data As Of
2026-07-31
Expense Ratio
0.47%
Dividend Yield
0.53%
Distribution
Semi-Annual
Recent distributions
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2026-06-15 | 2026-06-18 | $0.0959 | CD |
| 2025-12-16 | 2025-12-19 | $0.0343 | CD |
| 2025-06-16 | 2025-06-20 | $0.0467 | CD |
| 2024-12-17 | 2024-12-20 | $0.1434 | CD |
| 2024-06-11 | 2024-06-17 | $0.0918 | CD |
| 2023-12-20 | 2023-12-27 | $0.8744 | CD |
Asset Allocation
Top Holdings
top 50 of 61 holdings
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| — | BlackRock Funds III: BlackRock Cash Funds: Institutional; SL Agency Shares | 11.86% | Short-term investment | US |
| ALGM | ALLEGRO MICROSYSTEMS, INC | 7.02% | Equity (common) | US |
| — | Kurita Water Industries Ltd. | 6.51% | Equity (common) | JP |
| BWA | BORGWARNER INC. | 6.45% | Equity (common) | US |
| NXT | NEXTPOWER INC. | 5.43% | Equity (common) | US |
| OLED | UNIVERSAL DISPLAY CORPORATION | 5.34% | Equity (common) | US |
| — | YASKAWA Electric Corporation | 5.22% | Equity (common) | JP |
| CTATF | Contemporary Amperex Technology Co., Ltd. | 4.88% | Equity (common) | CN |
| — | Kemira Oyj | 4.43% | Equity (common) | FI |
| FSLR | FIRST SOLAR, INC. | 3.68% | Equity (common) | US |
| GEV | GE VERNOVA INC. | 3.68% | Equity (common) | US |
| — | VESTAS WIND SYSTEMS A/S | 3.68% | Equity (common) | DK |
| ENPH | ENPHASE ENERGY, INC. | 3.49% | Equity (common) | US |
| XYL | XYLEM INC. | 3.04% | Equity (common) | US |
| — | NGK INSULATORS, LTD. | 2.95% | Equity (common) | JP |
| — | LONGi Green Energy Technology Co., Ltd. | 2.47% | Equity (common) | CN |
| TSLA | TESLA, INC. | 2.38% | Equity (common) | US |
| — | Nordex SE | 2.31% | Equity (common) | DE |
| — | Li Auto Inc. | 1.64% | Equity (common) | KY |
| — | XINYI SOLAR HOLDINGS LIMITED | 1.64% | Equity (common) | KY |
| NIO | NIO INC. | 1.63% | Equity (common) | KY |
| — | XPENG INC. | 1.58% | Equity (common) | KY |
| RIVN | RIVIAN AUTOMOTIVE, INC. | 1.47% | Equity (common) | US |
| — | Sanken Electric Co., Ltd. | 1.45% | Equity (common) | JP |
| — | BYD COMPANY LIMITED | 1.39% | Equity (common) | CN |
| — | CALB Group Co., Ltd. | 1.30% | Equity (common) | CN |
| — | Ningbo Deye Technology Co Ltd | 1.30% | Equity (common) | CN |
| — | REPT BATTERO Energy Co., Ltd. | 1.24% | Equity (common) | CN |
| — | YUTONG BUS CO., LTD. | 1.19% | Equity (common) | CN |
| — | MERIDA INDUSTRY CO., LTD. | 1.01% | Equity (common) | TW |
| — | Zhejiang Leapmotor Technology Co Ltd | 0.99% | Equity (common) | CN |
| — | Advanced Energy Solution Holding Co Ltd | 0.84% | Equity (common) | KY |
| — | Doosan Fuel Cell Co., Ltd. | 0.82% | Equity (common) | KR |
| — | HANGZHOU FIRST APPLIED MATERIAL CO., LTD. | 0.81% | Equity (common) | CN |
| — | TCL Zhonghuan Renewable Energy Technology Co.,Ltd. | 0.73% | Equity (common) | CN |
| — | Gotion High-tech Co.,Ltd. | 0.70% | Equity (common) | CN |
| — | Everdisplay Optronics Shanghai Co Ltd | 0.59% | Equity (common) | CN |
| — | DUK SAN NEOLUX CO.,LTD | 0.57% | Equity (common) | KR |
| — | Jinko Solar Co., Ltd. | 0.55% | Equity (common) | CN |
| — | Seres Group Co.,Ltd. | 0.50% | Equity (common) | CN |
| LCID | LUCID GROUP, INC. | 0.46% | Equity (common) | US |
| — | GOLDWIND SCIENCE&TECHNOLOGY CO., LTD. | 0.43% | Equity (common) | CN |
| — | Yadea Group Holdings Ltd | 0.40% | Equity (common) | KY |
| — | Trina Solar Co., Ltd. | 0.37% | Equity (common) | CN |
| — | JA Solar Technology Co., Ltd. | 0.33% | Equity (common) | CN |
| — | Ming Yang Smart Energy Group Limited | 0.28% | Equity (common) | CN |
| — | Shanghai Aiko Solar Energy Co., Ltd. | 0.25% | Equity (common) | CN |
| — | KENMEC MECHANICAL ENGINEERING CO., LTD. | 0.21% | Equity (common) | TW |
| — | BAIC BluePark New Energy Technology Co., Ltd. | 0.11% | Equity (common) | CN |
| — | Aima Technology Group Co., LTD. | 0.06% | Equity (common) | CN |
Geographic Breakdown
Non-Equity Breakdown
iShares Breakthrough Environmental Solutions ETF ·
NPORT-P period 2026-04-30
(filed 2026-06-25)
Net assets:
$5M
· 61 total positions
· equity 99.44%
· non-equity 13.45%
Non-equity holdings
— 12 positions,
13.45% of NAV
| Category | Weight | Value | Positions |
|---|---|---|---|
| Short-term investment | 13.25% | $615245 | 2 |
| Other | 0.17% | $8119 | 9 |
| Derivative (equity) | 0.02% | $1133 | 1 |
Chart
Seasonality
| Month | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|
| Jan | -- | -12.41% | 1.25% | 4.05% | -2.37% |
| Feb | -- | 4.67% | 2.21% | 4.40% | 3.76% |
| Mar | 1.17% | 0.69% | -2.11% | -1.77% | -0.51% |
| Apr | -5.65% | -2.87% | -4.98% | 6.99% | -1.63% |
| May | -1.87% | 5.81% | 8.02% | 9.03% | 5.25% |
| Jun | 4.94% | -8.96% | 4.91% | -2.73% | -0.46% |
| Jul | 4.08% | 3.36% | 3.72% | -14.15% | -0.75% |
| Aug | -8.64% | 1.36% | 12.21% | -3.31% | 0.41% |
| Sep | -8.14% | 13.35% | 4.39% | -4.14% | 1.36% |
| Oct | -8.72% | -9.30% | 4.06% | 1.04%* | -3.23% |
| Nov | 10.10% | -2.81% | -3.99% | -- | 1.10% |
| Dec | 4.23% | -6.38% | 1.73% | -- | -0.14% |
| Total | -10.06% | -15.35% | 34.70% | -2.66% | 1.66% |
* Only 4 year(s) of data available.
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $24.52
SMA 50: $25.72
SMA 200: $27.42
Current: $24.43
EMA 12: $24.50
EMA 26: $24.85
MACD: -0.3494 | Signal: 0.0775
BEARISH
ADX (14): 26.44
TREND
+DI: 38.26
−DI: 51.35
Momentum Oscillators
RSI (14): 43.15
NEUTRAL
Stoch %K: 26.68
Stoch %D: 42.70
Williams %R: -66.43
Volume & Volatility
BB Upper: $25.09
BB Lower: $23.96
NEUTRAL
OBV: 10,213
Vol SMA 20: 590
Vol ROC: 124.75%
ATR: $0.28
True Range: $0.30
HV 20: 19.5%
HV 30: 18.5%
HV 60: 19.5%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-11T00:00:00 – 2026-10-09T00:00:00
AI Analysis
Click Frenzy-Pro™ for an AI analysis of this ticker.
Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.
News
All ETEC news →
ETEC Options Activity & IV Rank
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Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
ATM — / Wing —
30 DTE / 10d
—
—
pts
EXTREME
ATM — / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Risk Metrics
Beta: 1.4192
Alpha: -21.21%
Correlation: 0.7376
R-Squared: 54.4%
Stock Volatility: 25.1%
Market Volatility: 13.0%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
High volatility - stock moves more than market
High volatility - stock moves more than market
Beta & Alpha Over Time
ETEC Institutional Ownership (13F)
Latest filings — 2026-06-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
ETEC Constituent Performance
Click any bar to view the full quote for that stock.
ETEC Constituents (12 of 13)
| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
|---|---|---|---|---|---|---|
| ALGM | ALLEGRO MICROSYSTEMS, INC | 7.02% | $35.57 | -1.93% | -10.02% | -2.04% |
| BWA | BORGWARNER INC. | 6.45% | $61.3 | -0.68% | +1.29% | -8.03% |
| NXT | NEXTPOWER INC. | 5.43% | $86.11 | +1.00% | +2.15% | +3.88% |
| OLED | UNIVERSAL DISPLAY CORPORATION | 5.34% | $74.96 | +2.83% | -6.73% | -10.29% |
| FSLR | FIRST SOLAR, INC. | 3.68% | $177.82 | -0.58% | +1.84% | -14.93% |
| GEV | GE VERNOVA INC. | 3.68% | $1004.73 | +0.54% | +1.62% | +4.96% |
| ENPH | ENPHASE ENERGY, INC. | 3.49% | $32.81 | -0.30% | -1.97% | -9.74% |
| XYL | XYLEM INC. | 3.04% | $102.71 | +0.71% | +0.90% | -3.97% |
| TSLA | TESLA, INC. | 2.38% | $382.7 | +2.05% | +3.27% | +4.72% |
| NIO | NIO INC. | 1.63% | $3.58 | +4.99% | +6.23% | -2.98% |
| RIVN | RIVIAN AUTOMOTIVE, INC. | 1.47% | $13.96 | -2.58% | -2.38% | -12.91% |
| LCID | LUCID GROUP, INC. | 0.46% | $3.79 | -0.79% | -8.23% | -10.19% |