FFWM (First Foundation Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by FFWM officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-04-01 | THOMAS C SHAFER | Chief Executive Officer | D | — | — |
| 2026-04-01 | BENJAMIN MACKOVAK | Director | D | — | — |
| 2026-04-01 | JACOB SONENSHINE | Director | D | — | — |
| 2026-04-01 | C. Allen Parker | Director | D | — | — |
| 2026-04-01 | MAX BRIGGS | Director | D | — | — |
| 2026-04-01 | ELIZABETH A. PAGLIARINI | Director | D | — | — |
| 2026-04-01 | James Britton | Chief Financial Officer | D | — | — |
| 2026-04-01 | SIMONE LAGOMARSINO | President | D | — | — |
| 2026-04-01 | Sam Edelson | Director | D | — | — |
| 2026-04-01 | MITCHELL M. ROSENBERG | Director | D | — | — |
| 2026-04-01 | JOHN HAKOPIAN | President, FFA | D | — | — |
| 2026-02-23 | JOHN HAKOPIAN | President, FFA | F | — | — |
| 2026-02-20 | James Britton | Chief Financial Officer | F | — | — |
| 2026-02-20 | SIMONE LAGOMARSINO | President | F | — | — |
| 2025-10-24 | James Britton | Chief Financial Officer | F | — | — |
| 2025-10-24 | JOHN HAKOPIAN | President, FFA | F | — | — |
| 2025-09-03 | James Britton | Chief Financial Officer | F | — | — |
| 2025-08-27 | SIMONE LAGOMARSINO | President | A | — | — |
| 2025-06-03 | BENJAMIN MACKOVAK | Director | A | — | — |
| 2025-06-02 | MITCHELL M. ROSENBERG | Director | A | — | — |
| 2025-06-02 | Sam Edelson | Director | A | — | — |
| 2025-06-02 | JACOB SONENSHINE | Director | A | — | — |
| 2025-06-02 | MAX BRIGGS | Director | A | — | — |
| 2025-06-02 | C. Allen Parker | Director | A | — | — |
| 2025-06-02 | ELIZABETH A. PAGLIARINI | Director | A | — | — |
| 2025-03-03 | Hugo J. Nuno | Chief Banking Officer | MIXED | — | — |
| 2025-03-03 | JOHN HAKOPIAN | President, FFA | MIXED | — | — |
| 2025-03-03 | Christopher M. Naghibi | Chief Operating Officer | MIXED | — | — |
| 2025-02-21 | Hugo J. Nuno | Chief Banking Officer | A | — | — |
| 2025-02-21 | James Britton | Chief Financial Officer | A | — | — |
| 2025-02-21 | SIMONE LAGOMARSINO | President, FFB | A | — | — |
| 2025-02-21 | JOHN HAKOPIAN | President, FFA | A | — | — |
| 2025-02-21 | Christopher M. Naghibi | Chief Operating Officer | A | — | — |
| 2024-11-22 | THOMAS C SHAFER | Chief Executive Officer | A | — | — |
| 2024-11-08 | SCOTT F KAVANAUGH | Chief Executive Officer | — | — | — |
| 2024-11-08 | Christopher M. Naghibi | Chief Operating Officer | — | — | — |
| 2024-11-08 | JOHN HAKOPIAN | President, FFA | — | — | — |
| 2024-10-24 | SCOTT F KAVANAUGH | Chief Executive Officer | A | — | — |
| 2024-10-24 | Christopher M. Naghibi | Chief Operating Officer | A | — | — |
| 2024-10-24 | James Britton | Chief Financial Officer | A | — | — |
| 2024-10-24 | JOHN HAKOPIAN | President, FFA | A | — | — |
| 2024-10-24 | Hugo J. Nuno | Chief Banking Officer | A | — | — |
| 2024-10-04 | BENJAMIN MACKOVAK | Director | C | — | — |
| 2024-09-03 | James Britton | Chief Financial Officer | MIXED | — | — |
| 2024-03-04 | Hugo J. Nuno | Chief Banking Officer | MIXED | — | — |
| 2024-03-04 | SCOTT F KAVANAUGH | Chief Executive Officer | MIXED | — | — |
| 2024-03-04 | JOHN HAKOPIAN | President, FFA | MIXED | — | — |
| 2024-03-04 | Christopher M. Naghibi | Chief Operating Officer | MIXED | — | — |
| 2024-03-04 | ULRICH E. KELLER JR | Chairman | MIXED | — | — |
| 2024-02-29 | ULRICH E. KELLER JR | Chairman | Sell | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Chief Executive Officer | 1,465,859 | — |
| — | Director | 744,518 | — |
| — | President | 736,590 | — |
| — | Chairman | 714,326 | — |
| — | Director | 211,235 | — |
| — | Director | 171,958 | — |
| — | Chief Lending Officer | 109,888 | — |
| — | Chief Financial Officer | 109,266 | — |
| — | Director | 75,034 | — |
| — | Chief Banking Officer | 73,661 | — |
| — | Chief Operating Officer | 72,877 | — |
| — | Chief Operating Officer | 37,863 | — |
| — | Director | 31,395 | — |
| — | Director | 20,532 | — |
| — | Director | 8,635 | — |
| — | Director | 8,475 | — |
| — | Chief Financial Officer | 3,345 | — |
| — | Director | 2,430 | — |
| — | Chief Financial Officer | 333 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the FFWM quote page; the site-wide leaderboard is on the insider transactions hub.