FUND (Sprott Focus Trust, Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by FUND officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-01-07 | W WHITNEY GEORGE | Director | MIXED | — | — |
| 2026-01-05 | W WHITNEY GEORGE | Director | G | — | — |
| 2025-12-30 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2025-12-15 | W WHITNEY GEORGE | Director | G | — | — |
| 2025-10-16 | Thomas W Ulrich | See Remarks | Sell | — | — |
| 2025-10-01 | W WHITNEY GEORGE | Director | MIXED | — | — |
| 2025-07-02 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2025-06-03 | W WHITNEY GEORGE | Director | Sell | — | — |
| 2025-04-01 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2025-01-08 | W WHITNEY GEORGE | Director | G | — | — |
| 2025-01-02 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2024-12-17 | W WHITNEY GEORGE | Director | G | — | — |
| 2024-12-17 | W WHITNEY GEORGE | Director | G | — | — |
| 2024-10-02 | W WHITNEY GEORGE | Director | Sell | — | — |
| 2024-07-03 | W WHITNEY GEORGE | Director | Sell | — | — |
| 2024-04-05 | W WHITNEY GEORGE | Director | G | — | — |
| 2024-01-03 | W WHITNEY GEORGE | Director | G | — | — |
| 2023-08-17 | W WHITNEY GEORGE | Director | Sell | — | — |
| 2023-08-14 | W WHITNEY GEORGE | Director | Sell | — | — |
| 2023-01-04 | W WHITNEY GEORGE | Director | G | — | — |
| 2022-10-19 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2022-10-06 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2022-07-22 | Thomas W Ulrich | See Remarks | Buy | — | — |
| 2022-06-27 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2022-05-18 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2022-05-16 | W WHITNEY GEORGE | Director | MIXED | — | — |
| 2022-04-12 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2022-01-18 | W WHITNEY GEORGE | Director | G | — | — |
| 2021-09-01 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2021-01-27 | W WHITNEY GEORGE | Director | G | — | — |
| 2020-10-08 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-09-23 | Thomas W Ulrich | See Remarks | Buy | — | — |
| 2020-09-23 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-09-10 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-09-03 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-07-30 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-07-10 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-03-25 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-03-19 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-03-16 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-03-06 | Thomas W Ulrich | See Remarks | Buy | — | — |
| 2020-03-02 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-02-26 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-02-11 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-02-06 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-01-27 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-01-16 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2020-01-14 | W WHITNEY GEORGE | Director | MIXED | — | — |
| 2019-10-28 | W WHITNEY GEORGE | Director | Buy | — | — |
| 2019-10-11 | W WHITNEY GEORGE | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 8,192,325 | — |
| — | President | 1,292,943 | — |
| — | Vice President | 146,080 | — |
| — | Secretary | 22,571 | — |
| — | See Remarks | 8,272 | — |
| — | Vice President | 5,892 | — |
| — | Director | 5,547 | — |
| — | Director | 5,366 | — |
| — | Director | 4,816 | — |
| — | Vice President | 2,488 | — |
| — | Vice President & Treasurer | 2,273 | — |
| — | Director | 976 | — |
| — | Director | 528 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the FUND quote page; the site-wide leaderboard is on the insider transactions hub.