FUND · Insider Trading

Sprott Focus Trust, Inc.

Full FUND quote
Iron condor setupsExpected moveIV rank historyFibonacci levelsInsider trading

Every open-market purchase and sale reported by FUND officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
30
code P
Sales
6
code S
Reporting Insiders
2
current holders
FUND — Recent Form 4 Transactions (latest 2026-10-01)
FiledInsiderRole TypeSharesValue
2026-10-01 W Whitney George Director Buy +181,813 +$1.83M
2026-01-07 W Whitney George Director MIXED −15,915 −$140.78K
2026-01-05 W Whitney George Director G −17,440 −$151.38K
2025-12-30 W Whitney George Director Buy +270,237 +$2.32M
2025-12-15 W Whitney George Director G −4,500 −$39.60K
2025-10-16 Thomas W Ulrich See Remarks Sell −1,116 −$9.31K
2025-10-01 W Whitney George Director MIXED +149,807 +$1.23M
2025-07-02 W Whitney George Director Buy +196,329 +$1.45M
2025-06-03 W Whitney George Director Sell −29,900 −$215.47K
2025-04-01 W Whitney George Director Buy +200,137 +$1.46M
2025-01-08 W Whitney George Director G −20,340 −$151.74K
2025-01-02 W Whitney George Director Buy +323,896 +$2.35M
2024-12-17 W Whitney George Director G −3,000 −$22.95K
2024-12-17 W Whitney George Director G −1,500 −$11.32K
2024-10-02 W Whitney George Director Sell −26,000 −$197.08K
2024-07-03 W Whitney George Director Sell −15,621 −$115.44K
2024-04-05 W Whitney George Director G −6,500 −$51.22K
2024-01-03 W Whitney George Director G −4,500 —
2023-08-17 W Whitney George Director Sell −22,489 −$179.39K
2023-08-14 W Whitney George Director Sell −3,111 −$25.36K
2023-01-04 W Whitney George Director G −23,532 —
2022-10-19 W Whitney George Director Buy +10,208 +$73.85K
2022-10-06 W Whitney George Director Buy +20,000 +$144.97K
2022-07-22 Thomas W Ulrich See Remarks Buy +890 +$6.97K
2022-06-27 W Whitney George Director Buy +18,494 +$146.17K
2022-05-18 W Whitney George Director Buy +30,000 +$246.94K
2022-05-16 W Whitney George Director MIXED +10,000 +$81.99K
2022-04-12 W Whitney George Director Buy +6,743 +$53.34K
2022-01-18 W Whitney George Director G −22,440 —
2021-09-01 W Whitney George Director Buy +10,100 +$85.48K
2021-01-27 W Whitney George Director G −23,692 —
2020-10-08 W Whitney George Director Buy +91,428 +$551.02K
2020-09-23 Thomas W Ulrich See Remarks Buy +1,000 +$6.00K
2020-09-23 W Whitney George Director Buy +50,000 +$298.96K
2020-09-10 W Whitney George Director Buy +31,115 +$192.83K
2020-09-03 W Whitney George Director Buy +50,000 +$314.39K
2020-07-30 W Whitney George Director Buy +50,000 +$312.51K
2020-07-10 W Whitney George Director Buy +50,000 +$298.99K
2020-03-25 W Whitney George Director Buy +44,024 +$199.59K
2020-03-19 W Whitney George Director Buy +156,156 +$690.71K
2020-03-16 W Whitney George Director Buy +179,794 +$871.85K
2020-03-06 Thomas W Ulrich See Remarks Buy +800 +$5.15K
2020-03-02 W Whitney George Director Buy +80,000 +$528.68K
2020-02-26 W Whitney George Director Buy +64,257 +$455.70K
2020-02-11 W Whitney George Director Buy +20,000 +$146.86K
2020-02-06 W Whitney George Director Buy +29,280 +$215.99K
2020-01-27 W Whitney George Director Buy +34,066 +$251.61K
2020-01-16 W Whitney George Director Buy +68,002 +$505.64K
2020-01-14 W Whitney George Director MIXED +17,418 +$298.80K
2019-10-28 W Whitney George Director Buy +25,000 +$170.88K
FUND — Current Insider Holders
InsiderRole Shares HeldValue
W Whitney George Director 8,279,777 $82.31M
Thomas W Ulrich See Remarks 8,272 $82.24K
FUND Insider Trading FAQ
Who are the insiders at FUND?
2 officers, directors and 10%+ beneficial owners currently report holdings in FUND via SEC Form 4.
Are FUND insiders buying or selling?
Across the 50 most recent Form 4 filings for FUND, 30 were open-market purchases (code P) and 6 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is FUND insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent FUND filing is dated 2026-10-01.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the FUND quote page; the site-wide leaderboard is on the insider transactions hub.

More on FUND
FUND full quote Insider Transactions Hub (all symbols) FUND iron condor setups FUND expected move FUND IV rank history FUND Fibonacci levels

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