GAINZ (Gladstone Investment Corporation 4.875% Notes due 2028)
Insider Trading Activity
Every open-market purchase and sale reported by GAINZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-19 | Taylor Ritchie | Chief Financial Officer | Buy | — | — |
| 2024-10-11 | DAVID A R DULLUM | President | G | — | — |
| 2023-11-07 | Rachael Z. Easton | CFO and Treasurer | Buy | — | — |
| 2023-08-08 | DAVID A R DULLUM | President | Buy | — | — |
| 2023-03-17 | Rachael Z. Easton | CFO and Treasurer | Buy | — | — |
| 2023-03-15 | DAVID A R DULLUM | President | Buy | — | — |
| 2023-02-07 | WALTER H WILKINSON | Director | Buy | — | — |
| 2022-12-16 | DAVID A R DULLUM | President | Buy | — | — |
| 2022-08-19 | Jennifer A Smith | Chief Valuation Officer | Buy | — | — |
| 2022-06-15 | DAVID A R DULLUM | President | Buy | — | — |
| 2022-05-20 | Rachael Z. Easton | CFO and Treasurer | Buy | — | — |
| 2022-02-24 | DAVID A R DULLUM | President | Buy | — | — |
| 2022-02-23 | Rachael Z. Easton | CFO and Treasurer | Buy | — | — |
| 2021-12-06 | DAVID A R DULLUM | President | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | President | 151,265 | — |
| — | Director | 26,153 | — |
| — | Chief Financial Officer | 2,812 | — |
| — | CFO and Treasurer | 1,400 | — |
| — | Chief Valuation Officer | 100 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GAINZ quote page; the site-wide leaderboard is on the insider transactions hub.