GAINZ · Insider Trading
Gladstone Investment Corporation 4.875% Notes due 2028
Every open-market purchase and sale reported by GAINZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-26 | Walter H Wilkinson | — | — | — | — |
| 2026-08-19 | Taylor Ritchie | Chief Financial Officer | Buy | +1,500 | +$24.30K |
| 2026-05-19 | Taylor Ritchie | Chief Financial Officer | Buy | +915 | +$14.95K |
| 2024-10-11 | David A R Dullum | President | G | −3,000 | — |
| 2023-11-07 | Rachael Z. Easton | CFO and Treasurer | Buy | +650 | +$9.54K |
| 2023-08-08 | David A R Dullum | President | Buy | +5,000 | +$66.97K |
| 2023-03-17 | Rachael Z. Easton | CFO and Treasurer | Buy | +375 | +$4.92K |
| 2023-03-15 | David A R Dullum | President | Buy | +3,000 | +$38.52K |
| 2023-02-07 | Walter H Wilkinson | Director | Buy | +3,661 | +$51.11K |
| 2022-12-16 | David A R Dullum | President | Buy | +3,000 | +$39.18K |
| 2022-08-19 | Jennifer A Smith | Chief Valuation Officer | Buy | +100 | +$1.56K |
| 2022-06-15 | David A R Dullum | President | Buy | +4,000 | +$51.00K |
| 2022-05-20 | Rachael Z. Easton | CFO and Treasurer | Buy | +175 | +$2.54K |
| 2022-02-24 | David A R Dullum | President | Buy | +5,500 | +$80.11K |
| 2022-02-23 | Rachael Z. Easton | CFO and Treasurer | Buy | +200 | +$2.98K |
| 2021-12-06 | David A R Dullum | President | Buy | +3,000 | +$49.62K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Walter H Wilkinson | Director | 40,528 | $979.17K |
| Taylor Ritchie | Chief Financial Officer | 4,352 | $105.16K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GAINZ quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.