GBAB · Insider Trading
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Every open-market purchase and sale reported by GBAB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-14 | Allen Li | — | Buy | +700 | +$9.33K |
| 2026-09-09 | Allen Li | — | Buy | +1,000 | +$13.59K |
| 2022-10-12 | Ronald E Toupin Jr | Director | Buy | +1,000 | +$15.49K |
| 2022-09-29 | Ronald E Toupin Jr | Director | Buy | +1,000 | +$15.53K |
| 2022-09-22 | Ronald E Toupin Jr | Director | Buy | +1,000 | +$15.98K |
| 2020-12-04 | Ronald E Toupin Jr | Director | Buy | +650 | +$16.11K |
| 2020-11-30 | Angela Brock-Kyle | Director | Buy | +400 | +$9.83K |
| 2020-05-27 | Donald A. Chubb Jr. | Director | Buy | +9,000 | +$204.65K |
| 2019-12-02 | Ronald E Toupin Jr | Director | Buy | +325 | +$7.61K |
| 2019-06-27 | Ronald E Toupin Jr | Director | Buy | +250 | +$5.91K |
| 2019-01-03 | Ronald E Toupin Jr | Director | Buy | +132 | +$2.93K |
| 2017-09-28 | Ronald E Toupin Jr | Director | Buy | +225 | +$5.11K |
| 2017-09-18 | Anne Bookwalter Walsh | — | Buy | +3,000 | +$69.00K |
| 2017-06-29 | Ronald E Toupin Jr | Director | Buy | +174 | +$3.95K |
| 2016-12-20 | Donald A. Chubb Jr. | Director | Buy | +800 | +$16.86K |
| 2016-09-30 | Ronald E Toupin Jr | Director | Buy | +125 | +$2.90K |
| 2016-04-01 | Ronald E Toupin Jr | Director | Buy | +100 | +$2.31K |
| 2015-06-29 | Donald A. Chubb Jr. | Director | Buy | +200 | +$4.13K |
| 2015-04-06 | Ronald E Toupin Jr | Director | Buy | +100 | +$2.26K |
| 2014-11-19 | Ronald E Toupin Jr | Director | Buy | +200 | +$4.34K |
| 2014-03-31 | Allen Li | — | Sell | −2,900 | −$60.35K |
| 2014-03-20 | Roman Friedrich III | Director | MIXED | +495 | +$10.05K |
| 2014-02-25 | Ronald E Toupin Jr | Director | Buy | +50 | +$1.01K |
| 2013-08-19 | Allen Li | — | Buy | +490 | +$9.60K |
| 2013-07-30 | Allen Li | — | Buy | +300 | +$6.13K |
| 2013-07-08 | Allen Li | — | Buy | +210 | +$4.35K |
| 2013-06-13 | Allen Li | — | Buy | +400 | +$8.66K |
| 2013-04-19 | Allen Li | — | Buy | +435 | +$9.93K |
| 2013-04-04 | Allen Li | — | Buy | +555 | +$12.66K |
| 2013-02-19 | Ronald E Toupin Jr | Director | Buy | +50 | +$1.13K |
| 2013-01-04 | Roman Friedrich III | Director | Buy | +215 | +$4.88K |
| 2012-09-12 | Ronald E Toupin Jr | Director | Buy | +50 | +$1.18K |
| 2012-05-30 | Allen Li | — | Sell | −1,990 | −$44.37K |
| 2012-02-24 | Ronald E Toupin Jr | Director | Buy | +50 | +$1.09K |
| 2012-02-23 | Ronald E Toupin Jr | Director | Buy | +50 | +$1.09K |
| 2011-11-02 | Allen Li | — | Buy | +500 | +$10.03K |
| 2011-10-28 | Ronald Nyberg | Director | Buy | +505 | +$10.01K |
| 2011-04-13 | Allen Li | — | Buy | +1,000 | +$18.05K |
| 2011-03-22 | Allen Li | — | Buy | +595 | +$10.79K |
| 2011-01-04 | Allen Li | — | Buy | +204 | +$3.61K |
| 2011-01-04 | Allen Li | — | Buy | +101 | +$1.80K |
| 2010-12-28 | James E. Pass | — | Buy | +2,000 | +$35.38K |
| 2010-12-28 | James E. Pass | — | Buy | +2,000 | +$35.38K |
| 2010-11-16 | Anne Bookwalter Walsh | — | Buy | +4,000 | +$80.04K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Allen Li | — | 1,700 | $21.23K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GBAB quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.