GBAB (Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust)
Insider Trading Activity
Every open-market purchase and sale reported by GBAB officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-09 | Allen Li | — | Buy | — | — |
| 2022-10-12 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2022-09-29 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2022-09-22 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2020-12-04 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2020-11-30 | Angela Brock-Kyle | Director | Buy | — | — |
| 2020-05-27 | Donald A. Chubb Jr. | Director | Buy | — | — |
| 2019-12-02 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2019-06-27 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2019-01-03 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2017-09-28 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2017-09-18 | Anne Bookwalter Walsh | — | Buy | — | — |
| 2017-06-29 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2016-12-20 | Donald A. Chubb Jr. | Director | Buy | — | — |
| 2016-09-30 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2016-04-01 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2015-06-29 | Donald A. Chubb Jr. | Director | Buy | — | — |
| 2015-04-06 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2014-11-19 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2014-03-31 | Allen Li | — | Sell | — | — |
| 2014-03-20 | ROMAN FRIEDRICH III | Director | MIXED | — | — |
| 2014-02-25 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2013-08-19 | Allen Li | — | Buy | — | — |
| 2013-07-30 | Allen Li | — | Buy | — | — |
| 2013-07-08 | Allen Li | — | Buy | — | — |
| 2013-06-13 | Allen Li | — | Buy | — | — |
| 2013-04-19 | Allen Li | — | Buy | — | — |
| 2013-04-04 | Allen Li | — | Buy | — | — |
| 2013-02-19 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2013-01-04 | ROMAN FRIEDRICH III | Director | Buy | — | — |
| 2012-09-12 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2012-05-30 | Allen Li | — | Sell | — | — |
| 2012-02-24 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2012-02-23 | RONALD E TOUPIN JR | Director | Buy | — | — |
| 2011-11-02 | Allen Li | — | Buy | — | — |
| 2011-10-28 | RONALD NYBERG | Director | Buy | — | — |
| 2011-04-13 | Allen Li | — | Buy | — | — |
| 2011-03-22 | Allen Li | — | Buy | — | — |
| 2011-01-04 | Allen Li | — | Buy | — | — |
| 2011-01-04 | Allen Li | — | Buy | — | — |
| 2010-12-28 | James E. Pass | — | Buy | — | — |
| 2010-12-28 | James E. Pass | — | Buy | — | — |
| 2010-11-16 | Anne Bookwalter Walsh | — | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 13,000 | — |
| — | Director | 9,830 | — |
| — | Director | 6,341 | — |
| — | Director | 2,587 | — |
| — | — | 2,000 | — |
| — | — | 1,000 | — |
| — | Director | 505 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the GBAB quote page; the site-wide leaderboard is on the insider transactions hub.