GEGGL (Great Elm Group, Inc. 7.25% Notes due 2027)

Insider Trading Activity

Every open-market purchase and sale reported by GEGGL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
17
most recent
Open-Market Buys
0
code P
Sales
0
code S
Reporting Insiders
13
current holders
GEGGL — Recent Form 4 Transactions (latest 2026-07-14)
FiledInsiderRole TypeSharesValue
2026-07-14 Northern Right Capital Management, L.P. 10%+ Owner J
2026-06-01 Jason W. Reese See remarks G
2026-03-05 Jason W. Reese See remarks A
2026-01-12 Booker Smith Director A
2026-01-12 David W. Schwartz Director A
2026-01-12 James P Parmelee Director A
2026-01-12 Lloyd Nathan Director A
2026-01-12 David Matter Director A
2026-01-12 Eric J Scheyer Director A
2026-01-12 Matthew A Drapkin Director A
2025-11-13 Jason W. Reese See remarks G
2025-09-23 Adam M Kleinman President MIXED
2025-09-23 Keri Davis Chief Financial Officer MIXED
2025-09-23 LONG BALL PARTNERS LLC 10%+ Owner A
2025-09-23 Nichole Milz Chief Operating Officer MIXED
2025-09-09 Booker Smith Director A
2025-09-09 Lloyd Nathan Director A
GEGGL — Current Insider Holders
InsiderRole Shares HeldValue
10%+ Owner 7,556,588
See remarks 7,383,973
10%+ Owner 4,243,168
Director 3,122,513
Director 659,408
President 603,707
Director 539,377
Director 478,862
Director 464,462
Chief Operating Officer 213,111
Director 49,348
Chief Financial Officer 48,854
Director 43,601
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GEGGL quote page; the site-wide leaderboard is on the insider transactions hub.