GROW · Insider Trading

US Global Investors Inc

Every open-market purchase and sale reported by GROW officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
4
code P
Sales
0
code S
Reporting Insiders
4
current holders
GROW — Recent Form 4 Transactions (latest 2026-10-01)
FiledInsiderRole TypeSharesValue
2026-10-01 Frank E Holmes CEO/CIO J +829 +$2.39K
2026-10-01 Lisa Callicotte CFO J +328 +$945
2026-09-01 Frank E Holmes CEO/CIO J +729 +$2.38K
2026-09-01 Lisa Callicotte CFO J +289 +$945
2026-08-03 Lisa Callicotte CFO J +331 +$947
2026-08-03 Frank E Holmes CEO/CIO J +835 +$2.39K
2026-07-01 Lisa Callicotte CFO J +303 +$945
2026-07-01 Frank E Holmes CEO/CIO J +764 +$2.38K
2026-06-04 Gator Capital Management, LLC 10%+ Owner Buy +20,826 +$54.03K
2026-06-04 Derek Steven Pilecki — Buy +20,826 +$54.03K
2026-06-02 Gator Capital Management, LLC 10%+ Owner Buy +38,293 +$98.31K
2026-06-02 Derek Steven Pilecki — Buy +38,293 +$98.31K
2026-06-01 Lisa Callicotte CFO J +359 +$948
2026-06-01 Frank E Holmes CEO/CIO J +904 +$2.39K
2026-05-01 Frank E Holmes CEO/CIO J +907 +$2.39K
2026-05-01 Lisa Callicotte CFO J +359 +$944
2026-04-01 Lisa Callicotte CFO J +382 +$947
2026-04-01 Frank E Holmes CEO/CIO J +963 +$2.39K
2026-03-02 Lisa Callicotte CFO J +284 +$946
2026-03-02 Frank E Holmes CEO/CIO J +716 +$2.38K
2026-02-02 Lisa Callicotte CFO J +285 +$946
2026-02-02 Frank E Holmes CEO/CIO J +719 +$2.39K
2026-01-02 Lisa Callicotte CFO J +392 +$945
2026-01-02 Frank E Holmes CEO/CIO J +990 +$2.39K
2025-12-01 Frank E Holmes CEO/CIO J +977 +$2.38K
2025-12-01 Lisa Callicotte CFO J +388 +$947
2025-11-03 Lisa Callicotte CFO J +380 +$946
2025-11-03 Frank E Holmes CEO/CIO J +959 +$2.39K
2025-10-01 Lisa Callicotte CFO J +344 +$946
2025-10-01 Frank E Holmes CEO/CIO J +867 +$2.38K
2025-09-02 Lisa Callicotte CFO J +388 +$947
2025-09-02 Frank E Holmes CEO/CIO J +978 +$2.39K
2025-08-01 Frank E Holmes CEO/CIO J +999 +$2.39K
2025-08-01 Lisa Callicotte CFO J +395 +$944
2025-07-01 Frank E Holmes CEO/CIO J +917 +$2.38K
2025-07-01 Lisa Callicotte CFO J +364 +$946
2025-06-03 Lisa Callicotte CFO J +430 +$946
2025-06-03 Frank E Holmes CEO/CIO J +1,085 +$2.39K
2025-05-01 Lisa Callicotte CFO J +444 +$946
2025-05-01 Frank E Holmes CEO/CIO J +1,120 +$2.39K
2025-04-01 Lisa Callicotte CFO J +419 +$947
2025-04-01 Frank E Holmes CEO/CIO J +1,056 +$2.39K
2025-03-03 Frank E Holmes CEO/CIO J +986 +$2.39K
2025-03-03 Lisa Callicotte CFO J +391 +$946
2025-02-03 Lisa Callicotte CFO J +384 +$945
2025-02-03 Frank E Holmes CEO/CIO J +969 +$2.38K
2025-01-02 Lisa Callicotte CFO J +388 +$947
2025-01-02 Frank E Holmes CEO/CIO J +978 +$2.39K
2024-12-02 Lisa Callicotte CFO J +388 +$947
2024-12-02 Frank E Holmes CEO/CIO J +978 +$2.39K
GROW — Current Insider Holders
InsiderRole Shares HeldValue
Gator Capital Management, LLC 10%+ Owner 1,121,593 $2.95M
Derek Steven Pilecki — 1,121,263 $2.95M
Frank E Holmes CEO/CIO 337,043 $886.42K
Lisa Callicotte CFO 39,536 $103.98K
GROW Insider Trading FAQ
Who are the insiders at GROW?
4 officers, directors and 10%+ beneficial owners currently report holdings in GROW via SEC Form 4.
Are GROW insiders buying or selling?
Across the 50 most recent Form 4 filings for GROW, 4 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is GROW insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent GROW filing is dated 2026-10-01.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the GROW quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.