HEQ · Insider Trading

John Hancock Diversified Income Fund

Every open-market purchase and sale reported by HEQ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
33
most recent
Open-Market Buys
30
code P
Sales
3
code S
Reporting Insiders
5
current holders
HEQ — Recent Form 4 Transactions (latest 2026-07-22)
FiledInsiderRole TypeSharesValue
2026-07-22 William K Bacic — Buy +308 +$3.54K
2026-05-07 Christine Hurtsellers Director Buy +1,037 +$12.00K
2026-01-27 Kenneth J Phelan Director Buy +905 +$10.05K
2025-04-09 Thomas Rowe Wright Director Buy +1,139 +$11.05K
2025-01-15 William K Bacic — Buy +986 +$10.19K
2024-12-26 Noni L Ellison — Buy +1,070 +$11.28K
2024-01-04 Dean Garfield Director Buy +1,381 +$16.06K
2023-10-16 Noni L Ellison Director Buy +1,153 +$11.02K
2022-08-09 Steven R Pruchansky — Sell −2,014 −$25.32K
2020-11-18 Frances G Rathke — Buy +910 +$9.99K
2016-10-03 Hassell H McClellan — Sell −64 −$1.03K
2016-01-04 James Boyle — Buy +1,060 +$15.01K
2014-01-09 Steven R Pruchansky — Buy +300 +$5.26K
2013-11-12 Grace K Fey — Sell −39 −$663
2013-11-07 Hassell H McClellan — Buy +648 +$10.97K
2013-04-09 Charles L Bardelis — Buy +100 +$1.64K
2013-04-08 Charles L Bardelis — Buy +300 +$4.92K
2013-04-02 Craig Bromley — Buy +1,250 +$20.97K
2013-01-17 Gregory A Russo — Buy +311 +$5.01K
2012-12-26 Peter S Burgess — Buy +785 +$11.98K
2012-10-25 William H Dr Cunningham — Buy +306 +$4.98K
2012-09-28 Steven R Pruchansky — Buy +184 +$2.99K
2012-02-09 Stanley Martin — Buy +200 +$3.32K
2011-11-07 William H Dr Cunningham — Buy +330 +$5.01K
2011-11-02 Deborah C Jackson — Buy +270 +$4.10K
2011-10-04 John G Vrysen — Buy +100 +$1.33K
2011-08-29 John G Vrysen — Buy +100 +$1.56K
2011-08-18 Charles L Ladner — Buy +1,100 +$19.80K
2011-08-12 Deborah C Jackson — Buy +400 +$6.21K
2011-08-04 John G Vrysen — Buy +700 +$12.60K
2011-06-29 John A /ma/ Moore — Buy +250 +$5.01K
2011-06-29 Steven R Pruchansky — Buy +600 +$12.03K
2011-06-28 Gregory A Russo — Buy +500 +$10.00K
HEQ — Current Insider Holders
InsiderRole Shares HeldValue
Noni Ellison McKee Director 2,252 $25.72K
William K Bacic — 1,294 $14.78K
Thomas Rowe Wright Director 1,139 $13.01K
Christine Hurtsellers Director 1,035 $11.82K
Kenneth J Phelan Director 905 $10.34K
HEQ Insider Trading FAQ
Who are the insiders at HEQ?
5 officers, directors and 10%+ beneficial owners currently report holdings in HEQ via SEC Form 4.
Are HEQ insiders buying or selling?
Across the 33 most recent Form 4 filings for HEQ, 30 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is HEQ insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent HEQ filing is dated 2026-07-22.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the HEQ quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.