HLI · Insider Trading
Houlihan Lokey, Inc.
Every open-market purchase and sale reported by HLI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-02 | Thomas Reichert | Director | A | +925 | — |
| 2026-09-10 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | −$140.15K |
| 2026-08-05 | J Lindsey Alley | Chief Financial Officer | Buy | +4,020 | +$500.57K |
| 2026-05-22 | J Lindsey Alley | Chief Financial Officer | MIXED | — | — |
| 2026-05-22 | Scott Joseph Adelson | CEO | MIXED | — | — |
| 2026-05-22 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | — |
| 2026-05-22 | Paul Eric Siegert | CO-CHAIRMAN | MIXED | — | — |
| 2026-05-21 | Ronald Scott Mund | Director | A | +476 | — |
| 2026-05-21 | Robert A Schriesheim | Director | A | +1,129 | — |
| 2026-05-21 | Paul Andrew Zuber | Director | A | +797 | — |
| 2026-05-21 | Gillian Beth Zucker | Director | A | +996 | — |
| 2026-05-21 | Ekpedeme M Bassey | Director | A | +797 | — |
| 2026-05-21 | Cyrus D. Walker | Director | A | +996 | — |
| 2026-05-21 | Scott L Beiser | CO-CHAIRMAN | MIXED | — | −$941.38K |
| 2026-05-19 | Scott Joseph Adelson | CEO | F | −11,093 deriv. | — |
| 2026-05-19 | J Lindsey Alley | Chief Financial Officer | F | −2,983 deriv. | — |
| 2026-05-19 | Scott L Beiser | CO-CHAIRMAN | F | −6,497 deriv. | — |
| 2026-05-19 | Irwin Gold | CO-CHAIRMAN | F | −4,619 deriv. | — |
| 2026-05-19 | Todd J Carter | Director | F | −13,707 deriv. | — |
| 2026-05-19 | Christopher M Crain | GENERAL COUNSEL | F | −2,107 deriv. | — |
| 2026-05-19 | Paul Eric Siegert | CO-CHAIRMAN | F | −9,359 deriv. | — |
| 2026-04-02 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | −$71.70K |
| 2026-02-10 | Robert A Schriesheim | Director | Sell | −5,000 | −$854.30K |
| 2026-01-05 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | −$87.08K |
| 2025-12-08 | Irwin Gold | CO-CHAIRMAN | MIXED | — | — |
| 2025-12-01 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | — |
| 2025-11-12 | Scott L Beiser | CO-CHAIRMAN | MIXED | — | — |
| 2025-10-14 | Ronald Scott Mund | Director | A | +483 | — |
| 2025-09-18 | Irwin Gold | CO-CHAIRMAN | MIXED | — | −$1.38M |
| 2025-09-03 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | −$98.11K |
| 2025-08-28 | Paul Eric Siegert | CO-CHAIRMAN | MIXED | — | −$8.00M |
| 2025-08-07 | Scott Joseph Adelson | CEO | MIXED | −57,200 deriv. | — |
| 2025-07-21 | Paul Eric Siegert | CO-CHAIRMAN | MIXED | — | — |
| 2025-07-14 | Gillian Beth Zucker | Director | Sell | −200 | −$38.33K |
| 2025-06-30 | Irwin Gold | CO-CHAIRMAN | MIXED | — | −$914.05K |
| 2025-06-26 | Irwin Gold | CO-CHAIRMAN | MIXED | — | — |
| 2025-06-13 | Gillian Beth Zucker | Director | Sell | −200 | −$34.87K |
| 2025-06-03 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | −$86.51K |
| 2025-05-23 | Irwin Gold | CO-CHAIRMAN | MIXED | — | — |
| 2025-05-23 | Scott Joseph Adelson | CEO | MIXED | — | — |
| 2025-05-23 | Scott L Beiser | CO-CHAIRMAN | MIXED | — | — |
| 2025-05-23 | Paul Eric Siegert | CO-CHAIRMAN | MIXED | — | — |
| 2025-05-23 | Todd J Carter | Director | MIXED | — | — |
| 2025-05-23 | J Lindsey Alley | Chief Financial Officer | MIXED | — | — |
| 2025-05-23 | Christopher M Crain | GENERAL COUNSEL | MIXED | — | — |
| 2025-05-23 | Robert A Schriesheim | Director | A | +845 | — |
| 2025-05-23 | Jacqueline B Kosecoff | Director | A | +563 | — |
| 2025-05-23 | Paul Andrew Zuber | Director | A | +563 | — |
| 2025-05-23 | Gillian Beth Zucker | Director | A | +732 | — |
| 2025-05-23 | Ekpedeme M Bassey | Director | A | +563 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Paul Eric Siegert | CO-CHAIRMAN | 40,000 | $5.33M |
| Robert A Schriesheim | Director | 29,111 | $3.88M |
| Jacqueline B Kosecoff | Director | 15,316 | $2.04M |
| Scott Joseph Adelson | CEO | 12,383 | $1.65M |
| Paul Andrew Zuber | Director | 8,986 | $1.20M |
| Cyrus D. Walker | Director | 7,111 | $947.47K |
| Gillian Beth Zucker | Director | 6,529 | $869.92K |
| Ekpedeme M Bassey | Director | 6,424 | $855.93K |
| Scott L Beiser | CO-CHAIRMAN | 6,265 | $834.75K |
| Irwin Gold | CO-CHAIRMAN | 5,000 | $666.20K |
| J Lindsey Alley | Chief Financial Officer | 4,020 | $535.62K |
| Ronald Scott Mund | Director | 969 | $129.11K |
| Thomas Reichert | Director | 925 | $123.25K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the HLI quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.