LIEN · Insider Trading

Chicago Atlantic BDC, Inc. Common Stock

Every open-market purchase and sale reported by LIEN officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
9
most recent
Open-Market Buys
9
code P
Sales
0
code S
Reporting Insiders
5
current holders
LIEN — Recent Form 4 Transactions (latest 2026-09-01)
FiledInsiderRole TypeSharesValue
2026-09-01 Bernardino Colonna President Buy +1,000 +$10.23K
2026-09-01 Scott Gordon Co-Chief Investment Officer Buy +134 +$1.37K
2026-08-27 Scott Gordon Co-Chief Investment Officer Buy +7,733 +$78.67K
2026-08-27 Bernardino Colonna President Buy +1,600 +$16.27K
2026-08-24 Scott Gordon Co-Chief Investment Officer Buy +9,215 +$90.09K
2026-08-19 Umesh Mahajan Secretary; Co-CIO Buy +4,000 +$38.40K
2026-08-19 Scott Gordon Co-Chief Investment Officer Buy +44,084 +$420.81K
2026-08-19 John Mazarakis 10%+ Owner Buy +60,000 +$566.40K
2026-08-19 Gianni James Lezziere Fazio Chief Accounting Officer Buy +200 +$1.91K
LIEN — Current Insider Holders
InsiderRole Shares HeldValue
Scott Gordon Co-Chief Investment Officer 2,983,394 $27.45M
John Mazarakis 10%+ Owner 2,947,204 $27.11M
Umesh Mahajan Secretary; Co-CIO 6,997 $64.37K
Bernardino Colonna President 5,030 $46.28K
Gianni James Lezziere Fazio Chief Accounting Officer 200 $1.84K
LIEN Insider Trading FAQ
Who are the insiders at LIEN?
5 officers, directors and 10%+ beneficial owners currently report holdings in LIEN via SEC Form 4.
Are LIEN insiders buying or selling?
Across the 9 most recent Form 4 filings for LIEN, 9 were open-market purchases (code P) and 0 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is LIEN insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent LIEN filing is dated 2026-09-01.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the LIEN quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.