LITE · Insider Trading

Lumentum Holdings Inc. Common Stock

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Every open-market purchase and sale reported by LITE officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

LITE — Recent Form 4 Transactions (latest 2026-10-02)

Filed	Insider	Role	Type	Shares	Value
2026-10-02	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	Sell	−24,542	−$25.73M
2026-09-30	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−807	−$764.37K
2026-09-25	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,000	−$928.41K
2026-09-23	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.42M
2026-09-18	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.36M
2026-09-15	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.32M
2026-09-10	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.42M
2026-09-04	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.30M
2026-09-01	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.37M
2026-08-27	Eric Chang	SEE REMARKS	A	+900	—
2026-08-27	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	A	+22,760	—
2026-08-27	Michael E. Hurlston	President and CEO	A	+66,764	—
2026-08-27	Jae Kim	SVP, GENERAL COUNSEL	A	+11,634	—
2026-08-27	Michael E. Hurlston	President and CEO	MIXED	+7,393	−$525.35K
2026-08-27	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	A	+22,760	—
2026-08-27	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	MIXED	+4,638	−$479.33K
2026-08-27	Vincent Retort	SEE REMARKS	A	+15,174	—
2026-08-27	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	A	+5,005	—
2026-08-27	Vincent Retort	SEE REMARKS	Sell	−38,663	−$32.96M
2026-08-27	Jae Kim	SVP, GENERAL COUNSEL	MIXED	−10,365	−$10.23M
2026-08-26	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	Sell	−1,500	−$1.28M
2026-08-21	Vincent Retort	SEE REMARKS	MIXED	−12,566	−$10.69M
2026-08-21	Michael E. Hurlston	President and CEO	F	−6,185	−$5.12M
2026-08-21	Jae Kim	SVP, GENERAL COUNSEL	MIXED	−7,803	−$6.61M
2026-08-21	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	F	−10,728	−$9.14M
2026-08-21	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	MIXED	−12,565	−$10.70M
2026-08-18	Michael E. Hurlston	President and CEO	F	−5,438	−$5.04M
2026-08-18	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	MIXED	+24,306	−$31.62M
2026-08-18	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	MIXED	+21,628	−$30.56M
2026-08-18	Jae Kim	SVP, GENERAL COUNSEL	MIXED	+13,640	−$19.04M
2026-08-18	Vincent Retort	SEE REMARKS	MIXED	+24,932	−$37.48M
2026-07-16	Brian Lillie	Director	A	+108	—
2026-07-16	Penny Herscher	Director	A	+108	—
2026-07-16	Trent Thad	Director	A	+108	—
2026-07-16	Julia Suzanne Johnson	Director	A	+108	—
2026-07-16	Ian Small	Director	A	+108	—
2026-07-16	Pamela Fletcher	Director	A	+108	—
2026-07-07	Isaac Hosojiro Harris	Director	MIXED	+557	−$325.55K
2026-06-04	Isaac Hosojiro Harris	Director	Sell	−1,416	−$1.42M
2026-06-01	Isaac Hosojiro Harris	Director	Sell	−4,000	−$3.44M
2026-05-22	Ian Small	Director	Sell	−4,954	−$4.30M
2026-05-19	Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	MIXED	−5,401	−$5.20M
2026-05-19	Michael E. Hurlston	President and CEO	F	−5,438	−$5.28M
2026-05-19	Jae Kim	SVP, GENERAL COUNSEL	MIXED	−2,838	−$2.73M
2026-05-19	Vincent Retort	SEE REMARKS	MIXED	−6,482	−$6.24M
2026-05-19	Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	MIXED	−6,951	−$6.69M
2026-05-15	Pamela Fletcher	Director	Sell	−3,155	−$3.07M
2026-05-12	Jae Kim	SVP, GENERAL COUNSEL	Sell	−1,933	−$1.84M
2026-05-12	Brian Lillie	Director	Sell	−11,951	−$11.73M
2026-05-12	Brian Lillie	Director	Sell	−49	−$49.21K

LITE — Current Insider Holders

Insider	Role	Shares Held	Value
Alan S Lowe	CHIEF EXECUTIVE OFFICER	230,471	$189.94M
Michael E. Hurlston	President and CEO	187,499	$154.52M
Yuen Wupen	PRESIDENT, GLOBAL BUS. UNITS	108,627	$89.52M
Vincent Retort	SEE REMARKS	104,005	$85.71M
Wajid Ali	EVP & CHIEF FINANCIAL OFFICER	75,074	$61.87M
Jae Kim	SVP, GENERAL COUNSEL	46,842	$38.60M
Penny Herscher	Director	41,543	$34.24M
Matthew Joseph Sepe	CHIEF ACCOUNTING OFFICER	41,514	$34.21M
Ian Small	Director	21,116	$17.40M
Brian Lillie	Director	14,018	$11.55M
Julia Suzanne Johnson	Director	13,428	$11.07M
Isaac Hosojiro Harris	SEE REMARKS	12,824	$10.57M
Pamela Fletcher	Director	7,514	$6.19M
Eric Chang	SEE REMARKS	5,906	$4.87M
Paul Lundstrom	Director	4,904	$4.04M
Harold L Covert	Director	3,313	$2.73M
Trent Thad	Director	1,313	$1.08M

LITE Insider Trading FAQ

Who are the insiders at LITE?

17 officers, directors and 10%+ beneficial owners currently report holdings in LITE via SEC Form 4.

Are LITE insiders buying or selling?

Across the 50 most recent Form 4 filings for LITE, 0 were open-market purchases (code P) and 18 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is LITE insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent LITE filing is dated 2026-10-02.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the LITE quote page; the site-wide leaderboard is on the insider transactions hub.