MCO · Insider Trading
Moody's Corporation
Every open-market purchase and sale reported by MCO officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-05 | Jose Minaya | Director | A | +91 deriv. | — |
| 2026-10-02 | Jason D Phillips | Chief Acctg Off & Controller | F | −21 | −$9.63K |
| 2026-10-02 | Robert Fauber | President and CEO | MIXED | −300 | −$318.37K |
| 2026-09-08 | Therese Esperdy | Director | A | +10 | — |
| 2026-09-08 | Jose Minaya | Director | A | +6 | — |
| 2026-09-08 | Bruce Van Saun | Director | A | +20 | — |
| 2026-09-08 | Lisa P Sawicki | Director | A | +1 | — |
| 2026-09-08 | Vincent A Forlenza | Director | A | +15 | — |
| 2026-09-08 | Jorge A. Bermudez | Director | A | +17 | — |
| 2026-09-08 | Leslie Seidman | Director | A | +16 | — |
| 2026-09-02 | Robert Fauber | President and CEO | MIXED | −300 | −$572.86K |
| 2026-08-04 | Robert Fauber | President and CEO | MIXED | −300 | −$547.06K |
| 2026-07-02 | Jose Minaya | Director | A | +87 deriv. | — |
| 2026-07-02 | Richard G Steele | SVP - General Counsel | Sell | −157 | −$71.51K |
| 2026-07-02 | Christina Kosmowski | CEO, Moody's Analytics | A | +21,542 | — |
| 2026-07-02 | Robert Fauber | President and CEO | MIXED | −300 | −$504.79K |
| 2026-06-08 | Leslie Seidman | Director | A | +18 | — |
| 2026-06-08 | Jose Minaya | Director | A | +6 | — |
| 2026-06-08 | Jorge A. Bermudez | Director | A | +20 | — |
| 2026-06-08 | Vincent A Forlenza | Director | A | +16 | — |
| 2026-06-08 | Therese Esperdy | Director | A | +11 | — |
| 2026-06-08 | Bruce Van Saun | Director | A | +21 | — |
| 2026-06-08 | Lisa P Sawicki | Director | A | +1 | — |
| 2026-06-02 | Robert Fauber | President and CEO | MIXED | −300 | −$502.12K |
| 2026-06-02 | Richard G Steele | SVP - General Counsel | Sell | −158 | −$71.68K |
| 2026-05-04 | Richard G Steele | SVP - General Counsel | Sell | −158 | −$73.69K |
| 2026-05-04 | Robert Fauber | President and CEO | MIXED | −300 | −$520.78K |
| 2026-04-03 | Richard G Steele | SVP - General Counsel | Sell | −158 | −$69.17K |
| 2026-04-03 | Robert Fauber | President and CEO | MIXED | −300 | −$478.80K |
| 2026-04-03 | Jose Minaya | Director | A | +93 deriv. | — |
| 2026-03-17 | Lisa P Sawicki | Director | A | +528 | — |
| 2026-03-17 | Therese Esperdy | Director | A | +15 | — |
| 2026-03-17 | Jorge A. Bermudez | Director | A | +21 | — |
| 2026-03-17 | Vincent A Forlenza | Director | A | +22 | — |
| 2026-03-17 | Jose Minaya | Director | A | +10 | — |
| 2026-03-17 | Leslie Seidman | Director | A | +22 | — |
| 2026-03-17 | Bruce Van Saun | Director | A | +26 | — |
| 2026-03-05 | Michael L West | President, Moody's Investors | Sell | −4,250 | −$2.01M |
| 2026-03-05 | Noemie Clemence Heuland | SVP & Chief Financial Officer | Sell | −100 | −$46.59K |
| 2026-03-05 | Jason D Phillips | Chief Acctg Off & Controller | Sell | −333 | −$157.44K |
| 2026-03-04 | Robert Fauber | President and CEO | MIXED | +7,178 | −$13.21M |
| 2026-03-04 | Richard G Steele | SVP - General Counsel | MIXED | +201 | −$513.40K |
| 2026-03-03 | Jason D Phillips | Chief Acctg Off & Controller | F | −207 | −$97.03K |
| 2026-03-03 | Noemie Clemence Heuland | SVP & Chief Financial Officer | F | −327 | −$153.15K |
| 2026-03-03 | Michael L West | President, Moody's Investors | MIXED | +3,221 | −$1.89M |
| 2026-02-27 | Michael L West | President, Moody's Investors | MIXED | — | −$529.20K |
| 2026-02-26 | Leslie Seidman | Director | A | +500 | — |
| 2026-02-26 | Zig Serafin | Director | A | +500 | — |
| 2026-02-26 | Sumit Dhawan | Director | A | +500 | — |
| 2026-02-26 | Jorge A. Bermudez | Director | A | +500 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Robert Fauber | President and CEO | 73,688 | $35.74M |
| Jorge A. Bermudez | Director | 22,954 | $11.13M |
| Christina Kosmowski | CEO, Moody's Analytics | 21,542 | $10.45M |
| Kathryn Hill | Director | 19,611 | $9.51M |
| Leslie Seidman | Director | 12,204 | $5.92M |
| Bruce Van Saun | Director | 9,900 | $4.80M |
| Vincent A Forlenza | Director | 8,778 | $4.26M |
| Michael L West | President, Moody's Investors | 8,758 | $4.25M |
| Richard G Steele | SVP - General Counsel | 5,440 | $2.64M |
| Stephen T Tulenko | President, Moody's Analytics | 5,258 | $2.55M |
| Therese Esperdy | Director | 5,239 | $2.54M |
| Noemie Clemence Heuland | SVP & Chief Financial Officer | 4,086 | $1.98M |
| Zig Serafin | Director | 3,195 | $1.55M |
| Jose Minaya | Director | 2,914 | $1.41M |
| Lloyd Howell Jr | Director | 2,866 | $1.39M |
| Jason D Phillips | Chief Acctg Off & Controller | 2,088 | $1.01M |
| Caroline Sullivan | SVP, Corp Controller | 1,508 | $731.60K |
| Sumit Dhawan | Director | 927 | $449.66K |
| Lisa P Sawicki | Director | 530 | $257.24K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the MCO quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.