NML (Neuberger Energy Infrastructure and Income Fund Inc.)
Insider Trading Activity
Every open-market purchase and sale reported by NML officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-11-18 | Douglas A. Rachlin | — | Buy | — | — |
| 2023-05-09 | Douglas A. Rachlin | — | Buy | — | — |
| 2023-05-02 | Douglas A. Rachlin | — | Buy | — | — |
| 2022-12-14 | Douglas A. Rachlin | — | Buy | — | — |
| 2022-12-02 | Douglas A. Rachlin | — | Buy | — | — |
| 2022-11-23 | Paolo Frattaroli | — | Buy | — | — |
| 2022-11-21 | Douglas A. Rachlin | — | Buy | — | — |
| 2021-12-28 | Douglas A. Rachlin | — | Buy | — | — |
| 2021-07-16 | Douglas A. Rachlin | — | Buy | — | — |
| 2020-11-12 | Douglas A. Rachlin | — | Buy | — | — |
| 2020-10-23 | Douglas A. Rachlin | — | Buy | — | — |
| 2020-08-07 | Douglas A. Rachlin | — | Buy | — | — |
| 2020-04-07 | Paolo Frattaroli | — | Buy | — | — |
| 2020-04-03 | GEORGE W MORRISS | Director | Buy | — | — |
| 2019-11-12 | Douglas A. Rachlin | — | Buy | — | — |
| 2018-12-10 | Paolo Frattaroli | — | Buy | — | — |
| 2018-01-12 | FAITH COLISH | — | Sell | — | — |
| 2016-04-14 | NEUBERGER BERMAN LLC | — | Sell | — | — |
| 2015-07-17 | PETER P TRAPP | Director | Sell | — | — |
| 2015-07-15 | Yves C Siegel | — | Buy | — | — |
| 2013-11-26 | Yves C Siegel | — | Buy | — | — |
| 2013-10-28 | Yves C Siegel | — | Buy | — | — |
| 2013-10-28 | Douglas A. Rachlin | — | Buy | — | — |
| 2013-04-30 | PETER P TRAPP | Director | Buy | — | — |
| 2013-04-05 | GEORGE W MORRISS | Director | Buy | — | — |
| 2013-03-28 | FAITH COLISH | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | — | 568,817 | — |
| — | — | 7,000 | — |
| — | — | 4,000 | — |
| — | Director | 3,667 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NML quote page; the site-wide leaderboard is on the insider transactions hub.