NML · Insider Trading
Neuberger Energy Infrastructure and Income Fund Inc.
Every open-market purchase and sale reported by NML officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-11-18 | Douglas A. Rachlin | — | Buy | +40,000 | +$341.94K |
| 2023-05-09 | Douglas A. Rachlin | — | Buy | +50,000 | +$312.59K |
| 2023-05-02 | Douglas A. Rachlin | — | Buy | +58,580 | +$383.76K |
| 2022-12-14 | Douglas A. Rachlin | — | Buy | +32,136 | +$219.81K |
| 2022-12-02 | Douglas A. Rachlin | — | Buy | +50,000 | +$354.91K |
| 2022-11-23 | Paolo Frattaroli | — | Buy | +2,000 | +$14.12K |
| 2022-11-21 | Douglas A. Rachlin | — | Buy | +3,101 | +$21.40K |
| 2021-12-28 | Douglas A. Rachlin | — | Buy | +50,000 | +$252.76K |
| 2021-07-16 | Douglas A. Rachlin | — | Buy | +75,000 | +$361.10K |
| 2020-11-12 | Douglas A. Rachlin | — | Buy | +50,000 | +$137.57K |
| 2020-10-23 | Douglas A. Rachlin | — | Buy | +50,000 | +$127.69K |
| 2020-08-07 | Douglas A. Rachlin | — | Buy | +50,000 | +$135.50K |
| 2020-04-07 | Paolo Frattaroli | — | Buy | +4,000 | +$7.24K |
| 2020-04-03 | George W Morriss | Director | Buy | +2,500 | +$4.79K |
| 2019-11-12 | Douglas A. Rachlin | — | Buy | +50,000 | +$329.46K |
| 2018-12-10 | Paolo Frattaroli | — | Buy | +1,000 | +$7.39K |
| 2018-01-12 | Faith Colish | — | Sell | −100 | −$994 |
| 2016-04-14 | NEUBERGER BERMAN LLC | — | Sell | −6,605 | −$42.04K |
| 2015-07-17 | Peter P Trapp | Director | Sell | −1,000 | −$15.68K |
| 2015-07-15 | Yves C Siegel | — | Buy | +1,000 | +$16.06K |
| 2013-11-26 | Yves C Siegel | — | Buy | +1,000 | +$17.98K |
| 2013-10-28 | Yves C Siegel | — | Buy | +2,000 | +$37.06K |
| 2013-10-28 | Douglas A. Rachlin | — | Buy | +10,000 | +$185.32K |
| 2013-04-30 | Peter P Trapp | Director | Buy | +1,000 | +$20.31K |
| 2013-04-05 | George W Morriss | Director | Buy | +700 | +$14.43K |
| 2013-03-28 | Faith Colish | Director | Buy | +100 | +$2.01K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Douglas A. Rachlin | — | 568,817 | $5.73M |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NML quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.