NSLRL · Insider Trading
Neostellar Capital Corp. 6.00% Notes due 2026
Every open-market purchase and sale reported by NSLRL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-22 | Mark D Klein | Chairman, CEO and President | Buy | +5,000 | +$39.55K |
| 2026-09-04 | Ronald M. Lott | Director | Sell | −5,085 | −$50.65K |
| 2026-08-26 | Erik A Falk | Director | Buy | +50,000 | +$511.00K |
| 2026-08-10 | Mark D Klein | Chairman, CEO and President | Buy | +26,040 | +$249.98K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Mark D Klein | Chairman, CEO and President | 1,763,796 | $44.20M |
| Erik A Falk | Director | 50,000 | $1.25M |
| Ronald M. Lott | Director | 16,432 | $411.79K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the NSLRL quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.