OFS · Insider Trading

OFS Capital Corporation

Every open-market purchase and sale reported by OFS officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
6
most recent
Open-Market Buys
5
code P
Sales
1
code S
Reporting Insiders
0
current holders
OFS — Recent Form 4 Transactions (latest 2015-09-02)
FiledInsiderRole TypeSharesValue
2015-09-02 Eric P. Rubenfeld Chief Compliance Officer Sell −1,000 −$11.02K
2014-08-28 Glenn R. Pittson Director Buy +22,965 +$292.70K
2013-12-17 Glenn R. Pittson Chief Executive Officer Buy +7,000 +$86.78K
2013-12-13 Eric P. Rubenfeld Chief Compliance Officer Buy +1,000 +$12.46K
2013-12-12 Marc Abrams Director Buy +2,000 +$25.00K
2013-12-12 Glenn R. Pittson Chief Executive Officer Buy +17,500 +$218.81K
OFS Insider Trading FAQ
Who are the insiders at OFS?
No current Form 4 beneficial owners are on file for OFS.
Are OFS insiders buying or selling?
Across the 6 most recent Form 4 filings for OFS, 5 were open-market purchases (code P) and 1 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is OFS insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent OFS filing is dated 2015-09-02.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the OFS quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.