PCF (High Income Securities Fund)
Insider Trading Activity
Every open-market purchase and sale reported by PCF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-21 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2026-08-10 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2026-04-09 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2026-03-19 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2026-02-04 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2026-01-20 | Rajeev P Das | — | Buy | — | — |
| 2025-12-18 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2025-04-10 | MORITZ A SELL | Director | Buy | — | — |
| 2025-04-08 | MORITZ A SELL | Director | Buy | — | — |
| 2025-02-26 | PHILLIP GOLDSTEIN | Director | Sell | — | — |
| 2025-02-05 | Rajeev P Das | Director | Sell | — | — |
| 2025-01-10 | MORITZ A SELL | Director | Buy | — | — |
| 2024-12-30 | GERALD HELLERMAN | Director | Sell | — | — |
| 2024-12-23 | GERALD HELLERMAN | Director | Buy | — | — |
| 2024-12-18 | GERALD HELLERMAN | Director | Buy | — | — |
| 2024-12-16 | Andrew Dakos | President | D | — | — |
| 2024-12-16 | GERALD HELLERMAN | Director | D | — | — |
| 2024-12-16 | MORITZ A SELL | Director | D | — | — |
| 2024-12-16 | RICHARD DAYAN | Director | D | — | — |
| 2024-12-16 | PHILLIP GOLDSTEIN | Director | D | — | — |
| 2024-12-16 | Rajeev P Das | Director | D | — | — |
| 2024-08-19 | MORITZ A SELL | Director | M | — | — |
| 2024-08-19 | Andrew Dakos | President | M | — | — |
| 2024-08-19 | GERALD HELLERMAN | Director | M | — | — |
| 2024-08-19 | RICHARD DAYAN | Director | M | — | — |
| 2024-08-19 | PHILLIP GOLDSTEIN | Director | M | — | — |
| 2024-08-19 | Rajeev P Das | Director | M | — | — |
| 2024-07-01 | PHILLIP GOLDSTEIN | Director | Sell | — | — |
| 2024-07-01 | RICHARD DAYAN | Director | Buy | — | — |
| 2024-06-28 | Rajeev P Das | Director | Buy | — | — |
| 2024-06-28 | PHILLIP GOLDSTEIN | Director | Sell | — | — |
| 2024-06-06 | GERALD HELLERMAN | Director | Buy | — | — |
| 2023-05-08 | MORITZ A SELL | Director | Buy | — | — |
| 2023-04-25 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2023-04-17 | MORITZ A SELL | Director | Buy | — | — |
| 2023-04-12 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2023-04-10 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2023-03-21 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2023-03-15 | PHILLIP GOLDSTEIN | Director | Buy | — | — |
| 2022-12-29 | MORITZ A SELL | Director | Buy | — | — |
| 2022-09-27 | MORITZ A SELL | Director | Buy | — | — |
| 2022-06-09 | Andrew Dakos | President | M | — | — |
| 2022-01-26 | MORITZ A SELL | Director | Buy | — | — |
| 2022-01-24 | GERALD HELLERMAN | Director | Buy | — | — |
| 2021-11-03 | MORITZ A SELL | Director | M | — | — |
| 2021-11-03 | Andrew Dakos | President | M | — | — |
| 2021-11-03 | PHILLIP GOLDSTEIN | Director | M | — | — |
| 2021-11-03 | GERALD HELLERMAN | Director | M | — | — |
| 2021-11-03 | BEN H HARRIS | Director | M | — | — |
| 2021-11-03 | MORITZ A SELL | Director | M | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 1,202,887 | — |
| — | 10%+ Owner | 220,106 | — |
| — | Director | 98,487 | — |
| — | Director | 72,860 | — |
| — | Director | 37,000 | — |
| — | Director | 11,822 | — |
| — | President | 10,705 | — |
| — | Director | 5,652 | — |
| — | Managing Director of | 3,492 | — |
| — | Director | 3,256 | — |
| — | Trustee of Putnam Funds | 1,619 | — |
| — | Director | 549 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | President and CEO | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
| — | Director | 100 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PCF quote page; the site-wide leaderboard is on the insider transactions hub.