PFXNZ (PhenixFIN Corporation 5.25% Notes due 2028)
Insider Trading Activity
Every open-market purchase and sale reported by PFXNZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-03 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2026-05-14 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2026-03-05 | Howard Amster | Director | Buy | — | — |
| 2025-12-29 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2025-12-29 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-12-19 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2025-12-17 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-09-25 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2025-09-18 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-09-15 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-09-11 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-09-08 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-09-05 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-08-21 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-08-18 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2025-08-18 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-08-12 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2025-06-20 | Howard Amster | Director | Buy | — | — |
| 2025-06-18 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-04-24 | Howard Amster | Director | G | — | — |
| 2025-03-11 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2025-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-02-21 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2025-02-14 | Karin Hirtler-Garvey | Director | Buy | — | — |
| 2025-02-13 | LOWELL W ROBINSON | Director | Buy | — | — |
| 2024-12-20 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2024-11-22 | Howard Amster | Director | G | — | — |
| 2024-06-21 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2024-06-18 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2024-06-14 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2024-03-13 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2024-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2024-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2024-02-27 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2023-09-26 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2023-09-22 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2023-08-16 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2023-06-21 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2023-06-16 | Howard Amster | Director | Buy | — | — |
| 2023-06-08 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2023-03-02 | Howard Amster | Director | Buy | — | — |
| 2023-02-23 | Howard Amster | Director | Buy | — | — |
| 2023-02-23 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2023-02-14 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-12-28 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-12-22 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-09-28 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | — | — |
| 2022-09-09 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| 2022-08-30 | David A Lorber | CHAIRMAN AND CEO | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CHAIRMAN AND CEO | 253,249 | — |
| — | Director | 248,657 | — |
| — | CHIEF FINANCIAL OFFICER | 3,428 | — |
| — | Director | 2,956 | — |
| — | Director | 1,500 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFXNZ quote page; the site-wide leaderboard is on the insider transactions hub.