PFXNZ · Insider Trading
PhenixFIN Corporation 5.25% Notes due 2028
Every open-market purchase and sale reported by PFXNZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-03 | David A Lorber | CHAIRMAN AND CEO | Buy | +8,656 | +$389.61K |
| 2026-05-14 | David A Lorber | CHAIRMAN AND CEO | Buy | +42,065 | +$1.68M |
| 2026-03-05 | Howard Amster | Director | Buy | +11,500 | +$489.44K |
| 2025-12-29 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +156 | +$7.07K |
| 2025-12-29 | David A Lorber | CHAIRMAN AND CEO | Buy | +1,705 | +$77.84K |
| 2025-12-19 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +37 | +$1.63K |
| 2025-12-17 | David A Lorber | CHAIRMAN AND CEO | Buy | +1,146 | +$51.19K |
| 2025-09-25 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +248 | +$11.84K |
| 2025-09-18 | Lowell W Robinson | Director | Buy | +130 | +$6.26K |
| 2025-09-15 | Lowell W Robinson | Director | Buy | +262 | +$12.59K |
| 2025-09-11 | Lowell W Robinson | Director | Buy | +284 | +$13.68K |
| 2025-09-08 | Lowell W Robinson | Director | Buy | +149 | +$7.18K |
| 2025-09-05 | David A Lorber | CHAIRMAN AND CEO | Buy | +600 | +$28.98K |
| 2025-08-21 | Lowell W Robinson | Director | Buy | +264 | +$13.00K |
| 2025-08-18 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +351 | +$17.29K |
| 2025-08-18 | Lowell W Robinson | Director | Buy | +247 | +$12.09K |
| 2025-08-12 | Lowell W Robinson | Director | Buy | +164 | +$8.05K |
| 2025-06-20 | Howard Amster | Director | Buy | −639 | −$31.51K |
| 2025-06-18 | David A Lorber | CHAIRMAN AND CEO | Buy | +1,000 | +$48.41K |
| 2025-04-24 | Howard Amster | Director | G | −200 | — |
| 2025-03-11 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +300 | +$16.15K |
| 2025-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | +2,000 | +$107.55K |
| 2025-02-21 | David A Lorber | CHAIRMAN AND CEO | Buy | +1,380 | +$70.95K |
| 2025-02-14 | Karin Hirtler-Garvey | Director | Buy | +500 | +$24.64K |
| 2025-02-13 | Lowell W Robinson | Director | Buy | +500 | +$24.41K |
| 2024-12-20 | David A Lorber | CHAIRMAN AND CEO | Buy | +12,871 | +$618.42K |
| 2024-11-22 | Howard Amster | Director | G | −6,934 | — |
| 2024-06-21 | David A Lorber | CHAIRMAN AND CEO | Buy | +958 | +$44.23K |
| 2024-06-18 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +1,000 | +$45.12K |
| 2024-06-14 | David A Lorber | CHAIRMAN AND CEO | Buy | +981 | +$44.09K |
| 2024-03-13 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +225 | +$10.13K |
| 2024-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | +2,402 | +$107.25K |
| 2024-03-05 | David A Lorber | CHAIRMAN AND CEO | Buy | +19,494 | +$878.79K |
| 2024-02-27 | David A Lorber | CHAIRMAN AND CEO | Buy | +2,788 | +$124.39K |
| 2023-09-26 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +50 | +$1.68K |
| 2023-09-22 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +200 | +$7.54K |
| 2023-08-16 | David A Lorber | CHAIRMAN AND CEO | Buy | +5,177 | +$192.30K |
| 2023-06-21 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +100 | +$3.35K |
| 2023-06-16 | Howard Amster | Director | Buy | +16,604 | +$608.58K |
| 2023-06-08 | David A Lorber | CHAIRMAN AND CEO | Buy | +3,200 | +$107.34K |
| 2023-03-02 | Howard Amster | Director | Buy | +6,955 | +$269.99K |
| 2023-02-23 | Howard Amster | Director | Buy | +12,109 | +$463.53K |
| 2023-02-23 | David A Lorber | CHAIRMAN AND CEO | Buy | +5,938 | +$225.25K |
| 2023-02-14 | David A Lorber | CHAIRMAN AND CEO | Buy | +3,063 | +$110.84K |
| 2022-12-28 | David A Lorber | CHAIRMAN AND CEO | Buy | +2,975 | +$102.91K |
| 2022-12-22 | David A Lorber | CHAIRMAN AND CEO | Buy | +1,025 | +$35.11K |
| 2022-09-28 | Ellida McMillan | CHIEF FINANCIAL OFFICER | Buy | +61 | +$2.18K |
| 2022-09-09 | David A Lorber | CHAIRMAN AND CEO | Buy | +9,362 | +$347.82K |
| 2022-08-30 | David A Lorber | CHAIRMAN AND CEO | Buy | +4,319 | +$163.98K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| David A Lorber | CHAIRMAN AND CEO | 253,249 | $6.08M |
| Howard Amster | Director | 248,657 | $5.97M |
| Ellida McMillan | CHIEF FINANCIAL OFFICER | 3,428 | $82.27K |
| Lowell W Robinson | Director | 2,956 | $70.94K |
| Karin Hirtler-Garvey | Director | 1,500 | $36.00K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PFXNZ quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.