PTA · Insider Trading
Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund
Every open-market purchase and sale reported by PTA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2023-10-13 | Ramona Lynn Rogers-Windsor | Director | Buy | +115 | +$1.99K |
| 2023-07-10 | Ramona Lynn Rogers-Windsor | Director | Buy | +125 | +$2.15K |
| 2022-12-29 | Jerry Dorost | Vice President | Buy | +2,000 | +$35.14K |
| 2022-12-28 | Jane F. Magpiong | Director | Buy | +175 | +$3.16K |
| 2022-02-22 | Elaine Zaharis-Nikas | Vice President | Buy | +2,300 | +$50.19K |
| 2022-02-16 | William F Scapell | Vice President | Buy | +3,000 | +$65.57K |
| 2021-12-21 | Ramona Lynn Rogers-Windsor | Director | Buy | +100 | +$2.37K |
| 2021-08-18 | Elaine Zaharis-Nikas | Vice President | Buy | +4,000 | +$102.16K |
| 2021-04-07 | Daphne L Richards | Director | Buy | +40 | +$998 |
| 2021-04-01 | Ramona Lynn Rogers-Windsor | Director | Buy | +200 | +$4.98K |
| 2021-03-08 | Gerald J. Maginnis | Director | Buy | +400 | +$9.98K |
| 2021-02-03 | Elaine Zaharis-Nikas | Vice President | Buy | +8,800 | +$222.87K |
| 2020-12-17 | Dean Junkans | Director | Buy | +1,000 | +$25.57K |
| 2020-12-16 | Michael G Clark | Director | Buy | +600 | +$15.54K |
| 2020-11-12 | Jane F. Magpiong | Director | Buy | +438 | +$10.99K |
| 2020-10-30 | C Edward Ward Jr | Director | Buy | +400 | +$10.00K |
| 2020-10-30 | Daphne L Richards | Director | Buy | +4,000 | +$100.00K |
| 2008-05-08 | Alan S Parsow | Director | Buy | +1,800 | +$9.09K |
| 2007-01-23 | Domenic P Stangherlin | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Matthew W Kaplan | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Gary E Hindes | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Cameron Waite | EVP, Strategic Operations | A | +6,257 deriv. | — |
| 2007-01-23 | Peter M Ross | Director | A | +3,128 deriv. | — |
| 2007-01-23 | James Heyer | Senior Vice President | A | +4,223 deriv. | — |
| 2007-01-23 | Patrick E Falconio | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Frank Grebe | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Mark D Cloutier | Senior VP, CFO & Treasurer | A | +4,223 deriv. | — |
| 2007-01-23 | William W Hunt | President & CEO | A | +39,104 deriv. | — |
| 2007-01-23 | Eugene J Woznicki | Director | A | +3,128 deriv. | — |
| 2007-01-23 | Stephen R La Pierre | Senior Vice President | A | +4,223 deriv. | — |
| 2007-01-23 | Alexander Clark | Director | A | +3,128 deriv. | — |
| 2007-01-08 | Mark D Cloutier | Senior V P, CFO & Treasurer | I | +1,065 | +$8.10K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PTA quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.