PTA (Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund)
Insider Trading Activity
Every open-market purchase and sale reported by PTA officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2023-10-13 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2023-07-10 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2022-12-29 | Jerry Dorost | Vice President | Buy | — | — |
| 2022-12-28 | Jane F. Magpiong | Director | Buy | — | — |
| 2022-02-22 | Elaine Zaharis-Nikas | Vice President | Buy | — | — |
| 2022-02-16 | WILLIAM F SCAPELL | Vice President | Buy | — | — |
| 2021-12-21 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2021-08-18 | Elaine Zaharis-Nikas | Vice President | Buy | — | — |
| 2021-04-07 | Daphne L Richards | Director | Buy | — | — |
| 2021-04-01 | Ramona Lynn Rogers-Windsor | Director | Buy | — | — |
| 2021-03-08 | Gerald J. Maginnis | Director | Buy | — | — |
| 2021-02-03 | Elaine Zaharis-Nikas | Vice President | Buy | — | — |
| 2020-12-17 | Dean Junkans | Director | Buy | — | — |
| 2020-12-16 | Michael G Clark | Director | Buy | — | — |
| 2020-11-12 | Jane F. Magpiong | Director | Buy | — | — |
| 2020-10-30 | C Edward Ward Jr | Director | Buy | — | — |
| 2020-10-30 | Daphne L Richards | Director | Buy | — | — |
| 2008-05-08 | ALAN S PARSOW | Director | Buy | — | — |
| 2007-01-23 | DOMENIC P STANGHERLIN | Director | A | — | — |
| 2007-01-23 | MATTHEW W KAPLAN | Director | A | — | — |
| 2007-01-23 | GARY E HINDES | Director | A | — | — |
| 2007-01-23 | CAMERON WAITE | EVP, Strategic Operations | A | — | — |
| 2007-01-23 | PETER M ROSS | Director | A | — | — |
| 2007-01-23 | JAMES HEYER | Senior Vice President | A | — | — |
| 2007-01-23 | PATRICK E FALCONIO | Director | A | — | — |
| 2007-01-23 | FRANK GREBE | Director | A | — | — |
| 2007-01-23 | MARK D CLOUTIER | Senior VP, CFO & Treasurer | A | — | — |
| 2007-01-23 | WILLIAM W HUNT | President & CEO | A | — | — |
| 2007-01-23 | EUGENE J WOZNICKI | Director | A | — | — |
| 2007-01-23 | Stephen R La Pierre | Senior Vice President | A | — | — |
| 2007-01-23 | ALEXANDER CLARK | Director | A | — | — |
| 2007-01-08 | MARK D CLOUTIER | Senior V P, CFO & Treasurer | I | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 2,326,200 | — |
| — | Vice President | 14,656 | — |
| — | Director | 4,040 | — |
| — | Vice President | 3,000 | — |
| — | Vice President | 2,000 | — |
| — | Senior VP, CFO & Treasurer | 1,065 | — |
| — | Director | 1,000 | — |
| — | Director | 613 | — |
| — | Director | 600 | — |
| — | Director | 561 | — |
| — | Director | 400 | — |
| — | Director | 400 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the PTA quote page; the site-wide leaderboard is on the insider transactions hub.