RAND (Rand Capital Corp)
Insider Trading Activity
Every open-market purchase and sale reported by RAND officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-09-16 | Adam Samuel Gusky | Director | Buy | — | — |
| 2025-05-29 | Adam Samuel Gusky | Director | Buy | — | — |
| 2024-11-22 | Adam Samuel Gusky | Director | Buy | — | — |
| 2024-03-13 | Benjamin E Godley | Director | Buy | — | — |
| 2024-03-08 | Benjamin E Godley | Director | Buy | — | — |
| 2023-08-18 | Benjamin E Godley | Director | Buy | — | — |
| 2023-08-17 | Adam Samuel Gusky | Director | Buy | — | — |
| 2023-06-15 | Cari L Jaroslawsky | Director | Buy | — | — |
| 2023-06-08 | Cari L Jaroslawsky | Director | Buy | — | — |
| 2023-06-05 | Adam Samuel Gusky | Director | Buy | — | — |
| 2023-05-30 | Adam Samuel Gusky | Director | Buy | — | — |
| 2023-05-22 | Adam Samuel Gusky | Director | Buy | — | — |
| 2023-05-16 | DANIEL P PENBERTHY | President and CEO | Buy | — | — |
| 2023-05-11 | ROBERT M ZAK | Director | Buy | — | — |
| 2023-03-14 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| 2023-03-14 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-12-07 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-11-14 | Cari L Jaroslawsky | Director | Buy | — | — |
| 2022-09-02 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-08-26 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-08-24 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-06-08 | DANIEL P PENBERTHY | President and CEO | Buy | — | — |
| 2022-05-17 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-05-17 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| 2022-05-11 | Benjamin E Godley | Director | Buy | — | — |
| 2022-05-11 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-03-15 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| 2022-03-15 | Adam Samuel Gusky | Director | Buy | — | — |
| 2022-03-14 | ROBERT M ZAK | Director | Buy | — | — |
| 2021-12-13 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2021-12-06 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2021-12-03 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| 2021-12-01 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2021-11-26 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2021-11-17 | Adam Samuel Gusky | Director | Buy | — | — |
| 2021-11-15 | Adam Samuel Gusky | Director | Buy | — | — |
| 2020-09-08 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2020-09-02 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2020-08-28 | East Asset Management, LLC | 10%+ Owner | Buy | — | — |
| 2020-08-24 | Adam Samuel Gusky | Director | Buy | — | — |
| 2020-08-19 | Adam Samuel Gusky | Director | Buy | — | — |
| 2020-06-05 | Adam Samuel Gusky | Director | Buy | — | — |
| 2018-03-28 | REGINALD B II NEWMAN | Director | Buy | — | — |
| 2018-01-23 | REGINALD B II NEWMAN | Director | Buy | — | — |
| 2018-01-19 | REGINALD B II NEWMAN | Director | Buy | — | — |
| 2017-07-28 | Utility Service Holding Co., Inc. | 10%+ Owner | Sell | — | — |
| 2017-06-16 | ROBERT M ZAK | Director | Buy | — | — |
| 2017-06-16 | REGINALD B II NEWMAN | Director | Sell | — | — |
| 2017-01-18 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| 2016-12-14 | ERLAND E KAILBOURNE | Director | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | 10%+ Owner | 1,652,592 | — |
| — | 10%+ Owner | 129,550 | — |
| — | Director | 90,000 | — |
| — | CEO | 35,810 | — |
| — | Director | 32,751 | — |
| — | Director | 25,000 | — |
| — | Director | 20,409 | — |
| — | Director | 19,113 | — |
| — | President and CEO | 16,769 | — |
| — | Director | 12,826 | — |
| — | Director | 12,556 | — |
| — | Director | 11,000 | — |
| — | Director | 1,465 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RAND quote page; the site-wide leaderboard is on the insider transactions hub.