RAND · Insider Trading
Rand Capital Corp
Every open-market purchase and sale reported by RAND officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2025-09-16 | Adam Samuel Gusky | Director | Buy | +1,030 | +$15.25K |
| 2025-05-29 | Adam Samuel Gusky | Director | Buy | +212 | +$3.34K |
| 2024-11-22 | Adam Samuel Gusky | Director | Buy | +375 | +$6.04K |
| 2024-03-13 | Benjamin E Godley | Director | Buy | +1,965 | +$27.41K |
| 2024-03-08 | Benjamin E Godley | Director | Buy | +1,035 | +$14.45K |
| 2023-08-18 | Benjamin E Godley | Director | Buy | +2,000 | +$25.98K |
| 2023-08-17 | Adam Samuel Gusky | Director | Buy | +2,814 | +$36.61K |
| 2023-06-15 | Cari L Jaroslawsky | Director | Buy | +45 | +$596 |
| 2023-06-08 | Cari L Jaroslawsky | Director | Buy | +420 | +$5.57K |
| 2023-06-05 | Adam Samuel Gusky | Director | Buy | +127 | +$1.65K |
| 2023-05-30 | Adam Samuel Gusky | Director | Buy | +141 | +$1.84K |
| 2023-05-22 | Adam Samuel Gusky | Director | Buy | +1,071 | +$13.81K |
| 2023-05-16 | Daniel P Penberthy | President and CEO | Buy | +500 | +$6.68K |
| 2023-05-11 | Robert M Zak | Director | Buy | +2,000 | +$26.92K |
| 2023-03-14 | Erland E Kailbourne | Director | Buy | +1,000 | +$13.68K |
| 2023-03-14 | Adam Samuel Gusky | Director | Buy | +2,636 | +$35.99K |
| 2022-12-07 | Adam Samuel Gusky | Director | Buy | +1,600 | +$23.20K |
| 2022-11-14 | Cari L Jaroslawsky | Director | Buy | +1,000 | +$14.98K |
| 2022-09-02 | Adam Samuel Gusky | Director | Buy | +803 | +$11.70K |
| 2022-08-26 | Adam Samuel Gusky | Director | Buy | +141 | +$2.09K |
| 2022-08-24 | Adam Samuel Gusky | Director | Buy | +148 | +$2.12K |
| 2022-06-08 | Daniel P Penberthy | President and CEO | Buy | +1,000 | +$15.30K |
| 2022-05-17 | Adam Samuel Gusky | Director | Buy | +113 | +$1.63K |
| 2022-05-17 | Erland E Kailbourne | Director | Buy | +1,000 | +$14.95K |
| 2022-05-11 | Benjamin E Godley | Director | Buy | +1,606 | +$23.93K |
| 2022-05-11 | Adam Samuel Gusky | Director | Buy | +9,044 | +$134.38K |
| 2022-03-15 | Erland E Kailbourne | Director | Buy | +1,000 | +$16.46K |
| 2022-03-15 | Adam Samuel Gusky | Director | Buy | +1,500 | +$23.60K |
| 2022-03-14 | Robert M Zak | Director | Buy | +2,000 | +$31.22K |
| 2021-12-13 | East Asset Management, LLC | 10%+ Owner | Buy | +9,300 | +$162.75K |
| 2021-12-06 | East Asset Management, LLC | 10%+ Owner | Buy | +3,761 | +$63.94K |
| 2021-12-03 | Erland E Kailbourne | Director | Buy | +1,532 | +$25.95K |
| 2021-12-01 | East Asset Management, LLC | 10%+ Owner | Buy | +2,814 | +$47.12K |
| 2021-11-26 | East Asset Management, LLC | 10%+ Owner | Buy | +697 | +$11.50K |
| 2021-11-17 | Adam Samuel Gusky | Director | Buy | +1,458 | +$23.69K |
| 2021-11-15 | Adam Samuel Gusky | Director | Buy | +702 | +$11.13K |
| 2020-09-08 | East Asset Management, LLC | 10%+ Owner | Buy | +2,603 | +$29.18K |
| 2020-09-02 | East Asset Management, LLC | 10%+ Owner | Buy | +7,224 | +$81.63K |
| 2020-08-28 | East Asset Management, LLC | 10%+ Owner | Buy | +5,000 | +$56.23K |
| 2020-08-24 | Adam Samuel Gusky | Director | Buy | +2,322 | +$26.43K |
| 2020-08-19 | Adam Samuel Gusky | Director | Buy | +1,599 | +$17.81K |
| 2020-06-05 | Adam Samuel Gusky | Director | Buy | +1,500 | +$16.38K |
| 2018-03-28 | Reginald B Newman II | Director | Buy | +5,000 | +$13.00K |
| 2018-01-23 | Reginald B Newman II | Director | Buy | +7,730 | +$21.26K |
| 2018-01-19 | Reginald B Newman II | Director | Buy | +20,000 | +$55.00K |
| 2017-07-28 | Utility Service Holding Co., Inc. | 10%+ Owner | Sell | −72,746 | −$226.54K |
| 2017-06-16 | Robert M Zak | Director | Buy | +20,000 | +$60.00K |
| 2017-06-16 | Reginald B Newman II | Director | Sell | −20,000 | −$60.00K |
| 2017-01-18 | Erland E Kailbourne | Director | Buy | +3,333 | +$10.64K |
| 2016-12-14 | Erland E Kailbourne | Director | Buy | +16,667 | +$50.00K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Adam Samuel Gusky | Director | 32,751 | $322.60K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the RAND quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.