RMCF · Insider Trading

Rocky Mountain Chocolate Factory, Inc. Common Stock

Every open-market purchase and sale reported by RMCF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
4
code P
Sales
5
code S
Reporting Insiders
17
current holders
RMCF — Recent Form 4 Transactions (latest 2026-10-20)
FiledInsiderRole TypeSharesValue
2026-10-20 Jacome Friscione Alberto Perez Director A +7,000 —
2026-10-20 Brian J Quinn Director A +7,000 —
2026-10-20 Melvin L Keating Director A +7,000 —
2026-09-22 Jacome Friscione Alberto Perez Director A +7,000 —
2026-09-22 Melvin L Keating Director A +7,000 —
2026-09-22 Brian J Quinn Director A +7,000 —
2026-09-09 Jeffrey Richart Geygan Director MIXED +42,917 —
2026-09-03 Melvin L Keating Director A +55,622 —
2026-09-03 Jacome Friscione Alberto Perez Director A +55,622 —
2026-09-03 Steven Lynn Craig Director A +55,622 —
2026-09-03 Brian J Quinn Director A +55,622 —
2026-08-26 Melvin L Keating Director A +7,000 —
2026-08-26 Brian J Quinn Director A +7,000 —
2026-08-26 Jacome Friscione Alberto Perez Director A +7,000 —
2026-07-13 Allen C Harper Interim CEO A +107,399 —
2026-05-08 Allen C Harper 10%+ Owner Sell −85,900 −$210.46K
2026-05-08 American Heritage Railways, Inc. 10%+ Owner Sell −85,900 −$210.46K
2026-04-16 American Heritage Railways, Inc. 10%+ Owner Sell −54,100 −$140.83K
2026-04-16 Allen C Harper 10%+ Owner Sell −54,100 −$140.83K
2026-03-05 Carrie E Cass CFO A +54,263 —
2026-01-22 Jeffrey Richart Geygan Interim CEO Buy +11,300 +$22.35K
2026-01-22 Jeffrey Richart Geygan Interim CEO Buy +90,400 +$178.82K
2026-01-15 Jacome Friscione Alberto Perez Director A +16,394 —
2025-12-22 Brian J Quinn Director A +25,248 —
2025-12-22 Melvin L Keating Director A +25,248 —
2025-12-22 Steven Lynn Craig Director A +25,248 —
2025-11-26 Jeffrey Richart Geygan Interim CEO J −6,915 −$11.21K
2025-11-26 GLOBAL VALUE INVESTMENT CORP. 10%+ Owner J −55,320 −$89.70K
2025-11-06 Jeffrey Richart Geygan Interim CEO MIXED +5,245 +$14.64K
2025-11-06 GVP 2021-A, L.P. — MIXED +41,960 +$117.15K
2025-10-28 Jeffrey Richart Geygan Interim CEO MIXED +4,575 +$12.21K
2025-10-28 Kathleen Geygan — MIXED +36,600 +$97.69K
2025-10-23 Jeffrey Richart Geygan Interim CEO Buy +186,696 +$317.61K
2025-10-23 Jeffrey Richart Geygan Interim CEO Buy +23,337 +$39.70K
2025-10-21 Jeffrey Richart Geygan Interim CEO MIXED +72,038 +$119.97K
2025-10-21 Shawn G Rice — MIXED +576,304 +$959.72K
2025-07-24 Jeffrey Richart Geygan Interim CEO MIXED −19,011 +$21.36K
2025-07-24 Kathleen Geygan — MIXED −152,088 +$170.85K
2025-06-17 Carrie E Cass CFO A +28,000 —
2025-03-14 Brian J Quinn Director A +11,091 —
2025-01-03 Steven Lynn Craig Director A +15,209 —
2025-01-03 Melvin L Keating Director A +15,209 —
2025-01-03 Allen C Harper Director A +15,209 —
2024-10-29 Jeffrey Richart Geygan Interim CEO MIXED +64,184 +$140.14K
2024-10-29 GLOBAL VALUE INVESTMENT CORP. 10%+ Owner MIXED +513,472 +$1.12M
2024-10-28 Starlette B Johnson Director A +10,320 +$18.37K
2024-10-28 Steven Lynn Craig Director A +16,610 +$29.57K
2024-10-28 Mark O Riegel Director A +22,472 +$40.00K
2024-10-28 Charles B Arnold Director A +4,152 +$7.39K
2024-10-25 Bradley Louis Radoff 10%+ Owner Sell −24,800 −$66.96K
RMCF — Current Insider Holders
InsiderRole Shares HeldValue
GVP 2021-A, L.P. — 1,973,134 $1.76M
Kathleen Geygan — 1,970,034 $1.76M
GLOBAL VALUE INVESTMENT CORP. 10%+ Owner 1,966,219 $1.76M
Jeffrey Richart Geygan Interim CEO 1,964,814 $1.75M
Shawn G Rice — 1,939,977 $1.73M
GVP 2021-A, LLC — 1,649,625 $1.47M
Allen C Harper Interim CEO 1,034,519 $923.41K
American Heritage Railways, Inc. 10%+ Owner 860,000 $767.64K
Bradley Louis Radoff 10%+ Owner 749,965 $669.42K
Steven Lynn Craig Director 364,289 $325.16K
Carrie E Cass CFO 124,263 $110.92K
Melvin L Keating Director 117,079 $104.50K
Brian J Quinn Director 112,961 $100.83K
Jacome Friscione Alberto Perez Director 93,016 $83.03K
Mark O Riegel Director 35,180 $31.40K
Starlette B Johnson Interim CEO 18,658 $16.65K
Charles B Arnold Director 4,152 $3.71K
RMCF Insider Trading FAQ
Who are the insiders at RMCF?
17 officers, directors and 10%+ beneficial owners currently report holdings in RMCF via SEC Form 4.
Are RMCF insiders buying or selling?
Across the 50 most recent Form 4 filings for RMCF, 4 were open-market purchases (code P) and 5 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is RMCF insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent RMCF filing is dated 2026-10-20.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the RMCF quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.