SAR (SARATOGA INVESTMENT CORP. NEW)
Insider Trading Activity
Every open-market purchase and sale reported by SAR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-19 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2026-07-23 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2021-12-13 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2021-10-14 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2021-08-25 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2021-06-14 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | — | — |
| 2021-06-14 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2021-03-31 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2020-10-08 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2020-08-12 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-07-24 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-07-14 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-07-06 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | — | — |
| 2020-07-06 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2020-05-22 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-05-15 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-05-14 | Henri J Steenkamp | CFO, CCO, Treasurer, Secretary | Buy | — | — |
| 2020-05-13 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2020-05-11 | GEORGE CABELL III WILLIAMS | Director | Buy | — | — |
| 2020-05-11 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2019-09-12 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2019-09-12 | Henri J Steenkamp | CFO, CCO, Treasurer, Secretary | J | — | — |
| 2019-01-15 | Henri J Steenkamp | CFO, CCO, Treasurer& Secretary | Buy | — | — |
| 2018-10-02 | Henri J Steenkamp | CFO,CCO, Treasurer & Secretary | J | — | — |
| 2018-10-02 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2018-06-27 | Elizabeth Oberbeck | 10%+ Owner | Sell | — | — |
| 2018-05-24 | Christian L Oberbeck | CEO and Director | MIXED | — | — |
| 2017-09-20 | Henri J Steenkamp | CFO, CCO | J | — | — |
| 2017-09-20 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2017-04-17 | Christian L Oberbeck | CEO and Director | MIXED | — | — |
| 2016-08-02 | Henri J Steenkamp | Chief Financial Officer | J | — | — |
| 2016-08-02 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2016-07-07 | Christian L Oberbeck | CEO and Director | Buy | — | — |
| 2016-06-22 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2016-06-22 | MICHAEL J GRISIUS | President and Director | J | — | — |
| 2016-03-17 | MICHAEL J GRISIUS | President and Director | J | — | — |
| 2016-03-17 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2016-01-19 | Steven M Looney | Director | Buy | — | — |
| 2015-11-24 | Steven M Looney | Director | Buy | — | — |
| 2015-07-30 | Henri J Steenkamp | Chief Financial Officer | J | — | — |
| 2015-07-30 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2015-07-20 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2015-05-26 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2015-05-05 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2015-01-22 | GEORGE CABELL III WILLIAMS | Director | Buy | — | — |
| 2015-01-20 | GEORGE CABELL III WILLIAMS | Director | Buy | — | — |
| 2014-11-05 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2014-11-05 | MICHAEL J GRISIUS | President and Director | J | — | — |
| 2014-10-21 | Henri J Steenkamp | Chief Financial Officer | Buy | — | — |
| 2014-10-21 | GEORGE CABELL III WILLIAMS | Director | Sell | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO and Director | 726,674 | — |
| — | 10%+ Owner | 684,183 | — |
| — | President and Director | 132,239 | — |
| — | Director | 64,297 | — |
| — | CFO, Secretary, CCO | 47,373 | — |
| — | CFO, CCO, Treasurer and Sec. | 21,950 | — |
| — | Director | 2,508 | — |
| — | Director | 1,200 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SAR quote page; the site-wide leaderboard is on the insider transactions hub.