SAR · Insider Trading
SARATOGA INVESTMENT CORP. NEW
Every open-market purchase and sale reported by SAR officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-13 | Christian L Oberbeck | CEO and Director | Buy | +30,000 | +$445.80K |
| 2026-09-10 | Christian L Oberbeck | CEO and Director | J | −290 | — |
| 2026-08-19 | Christian L Oberbeck | CEO and Director | J | −280 | — |
| 2026-07-23 | Christian L Oberbeck | CEO and Director | J | −2,560 | — |
| 2021-12-13 | Christian L Oberbeck | CEO and Director | G | −3,944 | — |
| 2021-10-14 | Christian L Oberbeck | CEO and Director | J | −346 | — |
| 2021-08-25 | Christian L Oberbeck | CEO and Director | J | −199 | — |
| 2021-06-14 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | +3,857 | — |
| 2021-06-14 | Christian L Oberbeck | CEO and Director | J | −13,877 | — |
| 2021-03-31 | Christian L Oberbeck | CEO and Director | J | −1,103 | — |
| 2020-10-08 | Christian L Oberbeck | CEO and Director | J | −165 | — |
| 2020-08-12 | Christian L Oberbeck | CEO and Director | Buy | +7,000 | +$122.89K |
| 2020-07-24 | Christian L Oberbeck | CEO and Director | Buy | +6,000 | +$104.46K |
| 2020-07-14 | Christian L Oberbeck | CEO and Director | Buy | +1,000 | +$15.99K |
| 2020-07-06 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | +3,587 | — |
| 2020-07-06 | Christian L Oberbeck | CEO and Director | J | −35,985 | — |
| 2020-05-22 | Christian L Oberbeck | CEO and Director | Buy | +5,000 | +$74.55K |
| 2020-05-15 | Christian L Oberbeck | CEO and Director | Buy | +8,000 | +$101.16K |
| 2020-05-14 | Henri J Steenkamp | CFO, CCO, Treasurer, Secretary | Buy | +2,000 | +$25.88K |
| 2020-05-13 | Christian L Oberbeck | CEO and Director | Buy | +3,000 | +$38.82K |
| 2020-05-11 | George Cabell Williams III | Director | Buy | +12,104 | +$154.45K |
| 2020-05-11 | Christian L Oberbeck | CEO and Director | Buy | +8,000 | +$104.88K |
| 2019-09-12 | Christian L Oberbeck | CEO and Director | J | −1,312 | — |
| 2019-09-12 | Henri J Steenkamp | CFO, CCO, Treasurer, Secretary | J | +1,312 | — |
| 2019-01-15 | Henri J Steenkamp | CFO, CCO, Treasurer& Secretary | Buy | +1,208 | +$26.58K |
| 2018-10-02 | Henri J Steenkamp | CFO,CCO, Treasurer & Secretary | J | +1,003 | — |
| 2018-10-02 | Christian L Oberbeck | CEO and Director | J | −1,003 | — |
| 2018-06-27 | Elizabeth Oberbeck | 10%+ Owner | Sell | −60,000 | −$1.53M |
| 2018-05-24 | Christian L Oberbeck | CEO and Director | MIXED | −2,939 | −$66.01K |
| 2017-09-20 | Henri J Steenkamp | CFO, CCO | J | +1,173 | — |
| 2017-09-20 | Christian L Oberbeck | CEO and Director | J | −1,173 | — |
| 2017-04-17 | Christian L Oberbeck | CEO and Director | MIXED | −1,373 | — |
| 2016-08-02 | Henri J Steenkamp | Chief Financial Officer | J | +1,414 | — |
| 2016-08-02 | Christian L Oberbeck | CEO and Director | J | −1,414 | — |
| 2016-07-07 | Christian L Oberbeck | CEO and Director | Buy | +1,586 | +$27.09K |
| 2016-06-22 | Christian L Oberbeck | CEO and Director | J | −2,050 | — |
| 2016-06-22 | Michael J Grisius | President and Director | J | +2,050 | — |
| 2016-03-17 | Michael J Grisius | President and Director | J | +49,148 | — |
| 2016-03-17 | Christian L Oberbeck | CEO and Director | J | −57,620 | — |
| 2016-01-19 | Steven M Looney | Director | Buy | +500 | +$7.27K |
| 2015-11-24 | Steven M Looney | Director | Buy | +550 | +$8.20K |
| 2015-07-30 | Henri J Steenkamp | Chief Financial Officer | J | +1,854 | — |
| 2015-07-30 | Christian L Oberbeck | CEO and Director | J | −1,854 | — |
| 2015-07-20 | Christian L Oberbeck | CEO and Director | J | −2,948 | — |
| 2015-05-26 | Christian L Oberbeck | CEO and Director | J | −8,564 | — |
| 2015-05-05 | Christian L Oberbeck | CEO and Director | J | −2,672 | — |
| 2015-01-22 | George Cabell Williams III | Director | Buy | +5,199 | +$79.79K |
| 2015-01-20 | George Cabell Williams III | Director | Buy | +6,301 | +$95.08K |
| 2014-11-05 | Christian L Oberbeck | CEO and Director | J | −32,765 | — |
| 2014-11-05 | Michael J Grisius | President and Director | J | +32,765 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Christian L Oberbeck | CEO and Director | 746,281 | $11.43M |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SAR quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.