SAZ (Saratoga Investment Corp. 8.50% Notes due 2028)
Insider Trading Activity
Every open-market purchase and sale reported by SAZ officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-01-30 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2025-12-22 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2025-12-11 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2025-09-25 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2025-08-01 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2025-07-30 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | — | — |
| 2025-07-30 | Christian L Oberbeck | CEO & Director | J | — | — |
| 2024-12-03 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2024-11-06 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2024-10-08 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2024-08-27 | Henri J Steenkamp | CFO, CCO, Treasurer and Sec. | J | — | — |
| 2024-08-14 | Christian L Oberbeck | CEO and Director | J | — | — |
| 2023-12-15 | Christian L Oberbeck | CEO and Director | G | — | — |
| 2023-08-18 | Christian L Oberbeck | CEO, President and Director | J | — | — |
| 2023-05-08 | Christian L Oberbeck | CEO, Director and President | Buy | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | CEO and Director | 666,920 | — |
| — | CFO, CCO, Treasurer and Sec. | 43,527 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SAZ quote page; the site-wide leaderboard is on the insider transactions hub.