SHFSW · Insider Trading
SHF Holdings, Inc. Warrants
Every open-market purchase and sale reported by SHFSW officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-05-08 | Terrance Elliot Mendez | Director, CEO and CFO | MIXED | +99,924 deriv. | — |
| 2026-05-08 | Richard Carleton | Director | MIXED | +848 deriv. | — |
| 2026-05-08 | Jeffrey R. Kay | Chief Marketing Officer | MIXED | +4,118 deriv. | — |
| 2026-05-08 | Douglas Beck | PAO SVP of Finance Controller | A | +45,875 deriv. | — |
| 2026-05-08 | Michael Regan | Chief Inv. & Strat. Officer | MIXED | +49,993 deriv. | — |
| 2025-09-17 | Terrance Elliot Mendez | CEO and Interim CFO | A | +91,751 deriv. | — |
| 2025-09-17 | III Francis A Braun | Director | A | +53,144 deriv. | — |
| 2025-06-06 | Donald Emmi | Chief Legal Officer | MIXED | +2,167 | −$17.84K |
| 2025-04-29 | Jennifer Meyers | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Jonathan Summers | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Sundie Seefried | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Jonathon Niehaus | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Richard Carleton | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Doug Fagan | Director | A | +11,628 deriv. | — |
| 2025-04-28 | Karl Racine | Director | A | +11,628 deriv. | — |
| 2024-11-01 | Karl Racine | Director | A | +80,128 | — |
| 2023-12-18 | Sundie Seefried | Chief Executive Officer | Buy | +24,700 | +$23.74K |
| 2023-12-18 | Doug Fagan | Director | Buy | +15,000 | +$14.58K |
| 2023-12-13 | Dan Roda | EVP & Chief Operating Officer | Buy | +1,000 | +$1000 |
| 2023-12-12 | Donald Emmi | Chief Legal Officer | Buy | +7,500 | +$7.50K |
| 2023-12-12 | Jonathan Summers | Director | Buy | +8,000 | +$7.50K |
| 2023-12-12 | Sundie Seefried | Chief Executive Officer | Buy | +8,900 | +$8.57K |
| 2023-12-12 | Jonathon Niehaus | Director | Buy | +15,000 | +$13.11K |
| 2023-12-08 | John Darwin | Director | J | +2,000 | +$1.85K |
| 2023-12-07 | Sundie Seefried | Chief Executive Officer | Buy | +20,000 | +$17.54K |
| 2023-12-07 | Donald Emmi | Chief Legal Officer | Buy | +66,000 | +$57.42K |
| 2023-12-05 | Richard Carleton | Director | Buy | +45,000 | +$35.77K |
| 2023-12-05 | Sundie Seefried | Chief Executive Officer | Buy | +21,739 | +$16.97K |
| 2023-12-04 | Doug Fagan | Director | Buy | +13,000 | +$10.01K |
| 2023-11-27 | John Darwin | Director | J | −325,313 | −$234.23K |
| 2023-06-28 | Jonathan Summers | Director | J | +30,000 | +$15.60K |
| 2023-06-28 | John Darwin | Director | J | −97,096 | −$50.49K |
| 2023-06-12 | Jonathan Summers | Director | Buy | +8,000 | +$4.80K |
| 2023-06-12 | Dan Roda | EVP / Chief Operating Officer | Buy | +1,500 | +$885 |
| 2023-06-12 | Donald Emmi | Chief Legal Officer | Buy | +38,000 | +$22.38K |
| 2023-06-12 | Sundie Seefried | Chief Executive Officer | Buy | +19,500 | +$10.34K |
| 2023-06-12 | John Darwin | Director | Buy | +25,000 | +$14.75K |
| 2023-06-01 | Jennifer Meyers | Director | Buy | +10,000 | +$4.85K |
| 2023-05-30 | James H Dennedy | Chief Financial Officer | Buy | +50,000 | +$19.50K |
| 2023-05-30 | Richard Carleton | Director | Buy | +55,000 | +$24.90K |
| 2023-05-30 | John Darwin | Director | Buy | +15,000 | +$7.20K |
| 2023-05-25 | Donald Emmi | Chief Legal Officer | Buy | +141,012 | +$53.44K |
| 2023-05-25 | Jonathon Niehaus | Director | Buy | +50,000 | +$19.25K |
| 2023-05-24 | John Darwin | Director | Buy | +15,000 | +$6.00K |
| 2023-05-24 | Jennifer Meyers | Director | Buy | +11,870 | +$4.57K |
| 2023-05-24 | Doug Fagan | Director | Buy | +45,000 | +$17.69K |
| 2023-05-24 | James H Dennedy | Chief Financial Officer | MIXED | +166,667 | +$77.83K |
| 2022-10-07 | Donald Emmi | Chief Legal Officer | A | +350,000 deriv. | — |
| 2022-10-07 | Sundie Seefried | Chief Executive Officer | A | +550,000 deriv. | — |
| 2022-10-07 | Tyler Beuerlein | Chief Business Develop Officer | A | +350,000 deriv. | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Sundie Seefried | Chief Executive Officer | 2,421,005 | $24.21K |
| Richard Carleton | Director | 180,128 | $1.80K |
| Jonathon Niehaus | Director | 164,359 | $1.64K |
| Jonathan Summers | Director | 151,128 | $1.51K |
| Jennifer Meyers | Director | 101,998 | $1.02K |
| Karl Racine | Director | 80,128 | $801 |
| Doug Fagan | Director | 73,000 | $730 |
| Donald Emmi | Chief Legal Officer | 20,944 | $209 |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SHFSW quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.