SMBK · Insider Trading

SmartFinancial, Inc.

Every open-market purchase and sale reported by SMBK officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings
50
most recent
Open-Market Buys
6
code P
Sales
7
code S
Reporting Insiders
18
current holders
SMBK — Recent Form 4 Transactions (latest 2026-09-14)
FiledInsiderRole TypeSharesValue
2026-09-14 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −230 −$11.97K
2026-08-04 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −430 −$22.68K
2026-06-12 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −400 −$18.00K
2026-06-10 Victor Lynn Barrett Director Buy +3,000 +$131.34K
2026-06-04 Cathy G Ackermann Director Buy +3,000 +$126.36K
2026-05-20 Geoffrey Alan Wolpert Director G — —
2026-05-20 Geoffrey Alan Wolpert Director G — —
2026-05-20 Geoffrey Alan Wolpert Director G −24,849 —
2026-05-04 Kelli D Shomaker Director Buy +290 +$11.98K
2026-04-24 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −500 −$20.93K
2026-03-11 Rebecca C Boyd CPO - CHIEF PEOPLE OFFICER A +1,913 —
2026-03-11 Ronald J Gorczynski EVP & CHIEF FINANCIAL OFFICER A +3,752 —
2026-03-11 Wesley Miller Welborn CHAIRMAN OF THE BOARD A +3,542 —
2026-03-11 Martin E Schrodt EVP, Chief Banking Officer A +1,998 —
2026-03-11 William Young Carroll Jr. PRESIDENT AND CEO A +9,450 —
2026-03-11 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER A +3,414 —
2026-03-11 Cynthia A Cain CAO - CHIEF ACCOUNTING OFFICER A +2,052 —
2026-03-11 Jarrod M Trumpp Chief Risk Officer A +990 —
2026-02-10 Wesley Miller Welborn CHAIRMAN OF THE BOARD Buy +835 +$36.01K
2026-01-30 Keith Edward Whaley Director A +808 —
2026-01-30 Steven B. Tucker Director A +808 —
2026-01-30 David Austin Ogle Director A +808 —
2026-01-30 Geoffrey Alan Wolpert Director A +808 —
2026-01-30 Cathy G Ackermann Director A +808 —
2026-01-30 Kelli D Shomaker Director A +808 —
2026-01-30 Victor Lynn Barrett Director A +808 —
2026-01-28 Kelli D Shomaker Director Buy +255 +$10.04K
2026-01-02 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER F −816 −$30.18K
2026-01-02 Cynthia A Cain CAO - CHIEF ACCOUNTING OFFICER F −445 −$16.46K
2026-01-02 Rebecca C Boyd CPO - CHIEF PEOPLE OFFICER F −445 −$16.46K
2026-01-02 William Young Carroll Jr. PRESIDENT AND CEO F −1,807 −$66.84K
2026-01-02 Ronald J Gorczynski EVP & CHIEF FINANCIAL OFFICER F −842 −$31.15K
2026-01-02 Wesley Miller Welborn CHAIRMAN OF THE BOARD F −1,305 −$48.27K
2025-12-11 Steven B. Tucker Director Sell −10,625 −$403.86K
2025-11-18 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −250 −$8.75K
2025-07-28 Jarrod M Trumpp Chief Risk Officer A +2,000 —
2025-07-24 Kelli D Shomaker Director A +767 —
2025-03-17 William Young Carroll Jr. PRESIDENT AND CEO F −471 −$14.92K
2025-02-04 Wesley Miller Welborn CHAIRMAN OF THE BOARD Buy +1,162 +$40.38K
2025-01-30 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER A +1,211 —
2025-01-30 Rebecca C Boyd CPO - CHIEF PEOPLE OFFICER A +3,177 —
2025-01-30 Wesley Miller Welborn CHAIRMAN OF THE BOARD A +6,295 —
2025-01-30 Cynthia A Cain CAO - CHIEF ACCOUNTING OFFICER A +3,261 —
2025-01-30 Ronald J Gorczynski EVP & CHIEF FINANCIAL OFFICER A +6,247 —
2025-01-30 William Young Carroll Jr. PRESIDENT AND CEO A +13,426 —
2025-01-30 Martin E Schrodt EVP, Chief Banking Officer A +3,207 —
2025-01-29 Rhett D. Jordan EVP & CHIEF CREDIT OFFICER Sell −350 −$12.52K
2025-01-21 Geoffrey Alan Wolpert Director A +1,026 —
2025-01-21 David Austin Ogle Director A +1,026 —
2025-01-17 Keith Edward Whaley Director A +1,026 —
SMBK — Current Insider Holders
InsiderRole Shares HeldValue
David Austin Ogle Director 238,385 $11.50M
William Young Carroll Jr. PRESIDENT AND CEO 175,760 $8.48M
Geoffrey Alan Wolpert Director 165,755 $8.00M
Victor Lynn Barrett Director 160,850 $7.76M
Ted Charles Miller Director 142,764 $6.89M
Wesley Miller Welborn CHAIRMAN OF THE BOARD 114,177 $5.51M
Keith Edward Whaley Director 87,369 $4.21M
Steven B. Tucker Director 50,722 $2.45M
Ronald J Gorczynski EVP & CHIEF FINANCIAL OFFICER 24,729 $1.19M
Cathy G Ackermann Director 21,931 $1.06M
Gary Wayne Petty Jr EVP & CHIEF RISK OFFICER 18,661 $900.21K
Rebecca C Boyd CPO - CHIEF PEOPLE OFFICER 12,342 $595.38K
Cynthia A Cain CAO - CHIEF ACCOUNTING OFFICER 12,214 $589.20K
Rhett D. Jordan EVP & CHIEF CREDIT OFFICER 11,142 $537.49K
Martin E Schrodt EVP, Chief Banking Officer 7,251 $349.79K
John M Presley Director 3,960 $191.03K
Jarrod M Trumpp Chief Risk Officer 2,990 $144.24K
Kelli D Shomaker Director 2,120 $102.27K
SMBK Insider Trading FAQ
Who are the insiders at SMBK?
18 officers, directors and 10%+ beneficial owners currently report holdings in SMBK via SEC Form 4.
Are SMBK insiders buying or selling?
Across the 50 most recent Form 4 filings for SMBK, 6 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.
How current is SMBK insider data?
Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SMBK filing is dated 2026-09-14.
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SMBK quote page; the site-wide leaderboard is on the insider transactions hub.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.