SPME · Insider Trading

Sound Point Meridian Capital, Inc. 7.875% Series B Preferred Shares due 2030

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Every open-market purchase and sale reported by SPME officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

SPME — Recent Form 4 Transactions (latest 2026-02-18)

Filed	Insider	Role	Type	Shares	Value
2026-02-18	Matthew E. Forstenhausler	Director	Buy	+2,000	+$23.00K
2026-02-18	Stephen Ketchum	Chairman	Buy	+1,000	+$11.40K
2026-02-02	ASSURED GUARANTY LTD	10%+ Owner	Sell	−1,185	−$16.97K
2026-01-27	Assured Guaranty Municipal Holdings Inc.	10%+ Owner	Sell	−24,335	−$348.12K
2026-01-14	ASSURED GUARANTY LTD	10%+ Owner	Sell	−27,985	−$409.71K
2025-12-19	Matthew E. Forstenhausler	Director	Buy	+6,318	+$86.04K
2025-12-16	Ujjaval Desai	Chief Executive Officer	Buy	+3,162	+$43.05K
2025-11-19	AG Asset Strategies LLC	10%+ Owner	Sell	−510	−$8.36K
2025-10-28	ASSURED GUARANTY LTD	10%+ Owner	Sell	−13,690	−$228.05K
2025-10-22	Ujjaval Desai	Chief Executive Officer	Buy	+20,000	+$310.00K
2025-10-22	Stephen Ketchum	Chairman	Buy	+8,000	+$124.27K
2025-10-17	ASSURED GUARANTY LTD	10%+ Owner	Sell	−31,290	−$528.80K
2025-10-14	AG Asset Strategies LLC	10%+ Owner	Sell	−39,155	−$689.41K

SPME — Current Insider Holders

Insider	Role	Shares Held	Value
AG Asset Strategies LLC	10%+ Owner	5,280,154	$129.89M
Assured Guaranty Municipal Holdings Inc.	10%+ Owner	5,269,690	$129.63M
ASSURED GUARANTY LTD	10%+ Owner	5,269,453	$129.63M
Stephen Ketchum	Chairman	93,905	$2.31M
Ujjaval Desai	Chief Executive Officer	81,741	$2.01M
Matthew E. Forstenhausler	Director	9,644	$237.25K

SPME Insider Trading FAQ

Who are the insiders at SPME?

6 officers, directors and 10%+ beneficial owners currently report holdings in SPME via SEC Form 4.

Are SPME insiders buying or selling?

Across the 13 most recent Form 4 filings for SPME, 6 were open-market purchases (code P) and 7 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is SPME insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent SPME filing is dated 2026-02-18.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SPME quote page; the site-wide leaderboard is on the insider transactions hub.