SPME (Sound Point Meridian Capital, Inc. 7.875% Series B Preferred Shares due 2030)

Insider Trading Activity

Every open-market purchase and sale reported by SPME officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
13
most recent
Open-Market Buys
6
code P
Sales
7
code S
Reporting Insiders
6
current holders
SPME — Recent Form 4 Transactions (latest 2026-02-18)
FiledInsiderRole TypeSharesValue
2026-02-18 Matthew E. Forstenhausler Director Buy
2026-02-18 Stephen Ketchum Chairman Buy
2026-02-02 ASSURED GUARANTY LTD 10%+ Owner Sell
2026-01-27 Assured Guaranty Municipal Holdings Inc. 10%+ Owner Sell
2026-01-14 ASSURED GUARANTY LTD 10%+ Owner Sell
2025-12-19 Matthew E. Forstenhausler Director Buy
2025-12-16 Ujjaval Desai Chief Executive Officer Buy
2025-11-19 AG Asset Strategies LLC 10%+ Owner Sell
2025-10-28 ASSURED GUARANTY LTD 10%+ Owner Sell
2025-10-22 Ujjaval Desai Chief Executive Officer Buy
2025-10-22 Stephen Ketchum Chairman Buy
2025-10-17 ASSURED GUARANTY LTD 10%+ Owner Sell
2025-10-14 AG Asset Strategies LLC 10%+ Owner Sell
SPME — Current Insider Holders
InsiderRole Shares HeldValue
10%+ Owner 5,280,154
10%+ Owner 5,269,690
10%+ Owner 5,269,453
Chairman 93,905
Chief Executive Officer 81,741
Director 9,644
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the SPME quote page; the site-wide leaderboard is on the insider transactions hub.