SWKHL · Insider Trading
SWK Holdings Corporation 9.00% Senior Notes due 2027
Every open-market purchase and sale reported by SWKHL officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-04-08 | Carlson Capital, L.P. | 10%+ Owner | J | −34,712,035 | — |
| 2025-06-18 | Robert K. Hatcher | Director | A | +3,858 | +$55.02K |
| 2025-06-18 | Laurie L. Dotter | Director | A | +3,858 | +$55.02K |
| 2025-06-18 | Jerry Albright | Director | A | +3,858 | +$55.02K |
| 2025-04-17 | Joe David Staggs JR | PRESIDENT | MIXED | +7,893 | −$89.49K |
| 2025-02-04 | Adam Rice | Chief Financial Officer | A | +9,175 | — |
| 2025-02-04 | Joe David Staggs JR | PRESIDENT | A | +36,700 | — |
| 2024-10-25 | Double Black Diamond Offshore Ltd | 10%+ Owner | J | −600,678 | — |
| 2024-07-08 | Adam Rice | Chief Financial Officer | A | +6,072 | — |
| 2024-07-01 | Laurie L. Dotter | Director | A | +3,253 | +$55.01K |
| 2024-07-01 | Jerry Albright | Director | A | +3,253 | +$55.01K |
| 2024-07-01 | Robert K. Hatcher | Director | A | +3,253 | +$55.01K |
| 2024-07-01 | Marcus Edward Pennington | Director | A | +4,304 | +$72.76K |
| 2024-04-03 | Laurie L. Dotter | Director | A | +815 | +$13.76K |
| 2024-04-03 | Jerry Albright | Director | A | +815 | +$13.76K |
| 2024-04-03 | Marcus Edward Pennington | Director | A | +1,866 | +$31.50K |
| 2024-04-03 | Robert K. Hatcher | Director | A | +815 | +$13.76K |
| 2024-03-05 | Joe David Staggs JR | PRESIDENT | A | +35,881 | — |
| 2024-01-04 | Laurie L. Dotter | Director | A | +766 | +$13.75K |
| 2024-01-04 | Robert K. Hatcher | Director | A | +766 | +$13.75K |
| 2024-01-04 | Jerry Albright | Director | A | +766 | +$13.75K |
| 2024-01-04 | Marcus Edward Pennington | Director | A | +1,532 | +$27.50K |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Joe David Staggs JR | PRESIDENT | 149,623 | $3.77M |
| Laurie L. Dotter | Director | 16,791 | $423.30K |
| Robert K. Hatcher | Director | 16,662 | $420.05K |
| Adam Rice | Chief Financial Officer | 15,247 | $384.38K |
| Jerry Albright | Director | 10,832 | $273.07K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the SWKHL quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.