UTSI (UTStarcom Holdings Corp Ordinary Shares (Cayman Islands))
Insider Trading Activity
Every open-market purchase and sale reported by UTSI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-21 | Sean Shao | Director | Sell | — | — |
| 2026-04-01 | Sean Shao | Director | Sell | — | — |
| 2014-03-26 | SHAH CAPITAL MANAGEMENT | Director | Buy | — | — |
| 2014-03-14 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | Buy | — | — |
| 2014-01-23 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | — | — | — |
| 2014-01-22 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | Buy | — | — |
| 2014-01-21 | SOFTBANK HOLDINGS INC ET AL | 10%+ Owner | Sell | — | — |
| 2011-07-08 | Linzhen Xie | Director | J | — | — |
| 2011-07-08 | Xiaoping Li | Director | J | — | — |
| 2011-07-08 | William Shiu Kau Wong | Director | J | — | — |
| 2011-07-08 | Baichuan Du | Director | J | — | — |
| 2011-07-08 | Ying (Jack) Lu | CEO & President | MIXED | — | — |
| 2011-07-08 | HONG LIANG LU | Director | A | — | — |
| 2011-07-08 | HONG LIANG LU | Director | J | — | — |
| 2011-07-08 | Edmond Cheng | Senior VP and CFO | MIXED | — | — |
| 2011-07-08 | THOMAS J TOY | Director | J | — | — |
| 2011-06-20 | Ying (Jack) Lu | CEO & President | Sell | — | — |
| 2011-06-20 | HONG LIANG LU | Director | A | — | — |
| 2010-10-04 | Baichuan Du | Director | A | — | — |
| 2010-10-04 | HONG LIANG LU | Director | A | — | — |
| 2010-10-04 | BRUCE J RYAN | Director | A | — | — |
| 2010-10-04 | William Shiu Kau Wong | Director | A | — | — |
| 2010-10-04 | THOMAS J TOY | Director | A | — | — |
| 2010-08-05 | PETER BLACKMORE | CEO & President | Sell | — | — |
| 2010-08-04 | PETER BLACKMORE | CEO & President | Sell | — | — |
| 2010-08-03 | PETER BLACKMORE | CEO & President | M | — | — |
| 2010-06-03 | HONG LIANG LU | Director | Sell | — | — |
| 2010-06-01 | Henry Li | SVP and General Counsel | A | — | — |
| 2010-06-01 | HONG LIANG LU | Director | Sell | — | — |
| 2010-06-01 | Edmond Cheng | Senior VP and CFO | A | — | — |
| 2010-05-28 | HONG LIANG LU | Director | Sell | — | — |
| 2010-04-02 | Ying (Jack) Lu | Senior VP & COO | A | — | — |
| 2010-03-10 | HONG LIANG LU | Director | Sell | — | — |
| 2010-03-03 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | — | — |
| 2010-03-03 | PETER BLACKMORE | CEO & President | Sell | — | — |
| 2010-03-02 | PETER BLACKMORE | CEO & President | M | — | — |
| 2010-03-02 | Viraj J Patel | Int CFO, VP, Controller & CAO | M | — | — |
| 2010-01-04 | Kenneth Luk | Senior VP and CFO | A | — | — |
| 2009-11-12 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | — | — |
| 2009-10-01 | ALLEN U LENZMEIER | Director | A | — | — |
| 2009-10-01 | THOMAS J TOY | Director | A | — | — |
| 2009-10-01 | JEFF CLARKE | Director | A | — | — |
| 2009-10-01 | BRUCE J RYAN | Director | A | — | — |
| 2009-09-17 | HONG LIANG LU | Director | Sell | — | — |
| 2009-09-14 | THOMAS J TOY | Director | Sell | — | — |
| 2009-09-10 | Susan Marsch | SVP and General Counsel | Sell | — | — |
| 2009-09-10 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | — | — |
| 2009-09-09 | HONG LIANG LU | Director | Sell | — | — |
| 2009-09-08 | HONG LIANG LU | Director | Sell | — | — |
| 2009-09-04 | HONG LIANG LU | Director | M | — | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| — | Director | 2,193,112 | — |
| — | Executive VP & Vice Chairman | 111,724 | — |
| — | Executive V.P. and CFO | 86,677 | — |
| — | CEO & President | 84,664 | — |
| — | CEO & President | 47,010 | — |
| — | Senior VP and CFO | 25,000 | — |
| — | SVP, Int'l Sales & Marketing | 20,583 | — |
| — | SVP and General Counsel | 16,667 | — |
| — | Director | 11,356 | — |
| — | SVP, Human Resources | 10,304 | — |
| — | Director | 10,000 | — |
| — | Director | 7,271 | — |
| — | Director | 6,403 | — |
| — | Director | 5,593 | — |
| — | Int CFO, VP, Controller & CAO | 5,320 | — |
| — | President, UTS Personal Comm. | 3,401 | — |
| — | SVP and General Counsel | 1,851 | — |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the UTSI quote page; the site-wide leaderboard is on the insider transactions hub.