UTSI · Insider Trading
UTStarcom Holdings Corp Ordinary Shares (Cayman Islands)
Every open-market purchase and sale reported by UTSI officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.
| Filed | Insider | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-21 | Sean Shao | Director | Sell | −14,533 | −$34.54K |
| 2026-04-01 | Sean Shao | Director | Sell | −6,000 | −$13.90K |
| 2014-03-26 | SHAH CAPITAL MANAGEMENT | Director | Buy | +34,919 | +$89.39K |
| 2014-03-14 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | Buy | +2,000,000 | +$5.34M |
| 2014-01-23 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | — | — | — |
| 2014-01-22 | SHAH CAPITAL MANAGEMENT | 10%+ Owner | Buy | +1,000,000 | +$2.54M |
| 2014-01-21 | SOFTBANK HOLDINGS INC ET AL | 10%+ Owner | Sell | −14,651,625 | −$37.22M |
| 2011-07-08 | Linzhen Xie | Director | J | — | — |
| 2011-07-08 | Xiaoping Li | Director | J | — | — |
| 2011-07-08 | William Shiu Kau Wong | Director | J | −80,000 deriv. | — |
| 2011-07-08 | Baichuan Du | Director | J | −80,000 deriv. | — |
| 2011-07-08 | Ying (Jack) Lu | CEO & President | MIXED | −264,122 | — |
| 2011-07-08 | Hong Liang Lu | Director | A | +23,041 | — |
| 2011-07-08 | Hong Liang Lu | Director | J | −3,129,342 | — |
| 2011-07-08 | Edmond Cheng | Senior VP and CFO | MIXED | −210,700 | — |
| 2011-07-08 | Thomas J Toy | Director | J | −310,145 | — |
| 2011-06-20 | Ying (Jack) Lu | CEO & President | Sell | −35,878 | −$54.91K |
| 2011-06-20 | Hong Liang Lu | Director | A | +23,041 | — |
| 2010-10-04 | Baichuan Du | Director | A | +80,000 deriv. | — |
| 2010-10-04 | Hong Liang Lu | Director | A | +23,041 | — |
| 2010-10-04 | Bruce J Ryan | Director | A | +30,414 | — |
| 2010-10-04 | William Shiu Kau Wong | Director | A | +80,000 deriv. | — |
| 2010-10-04 | Thomas J Toy | Director | A | +144,239 | — |
| 2010-08-05 | Peter Blackmore | CEO & President | Sell | −5,076 | −$10.36K |
| 2010-08-04 | Peter Blackmore | CEO & President | Sell | −145,018 | −$300.19K |
| 2010-08-03 | Peter Blackmore | CEO & President | M | +87,500 | — |
| 2010-06-03 | Hong Liang Lu | Director | Sell | −58,543 | −$117.67K |
| 2010-06-01 | Henry Li | SVP and General Counsel | A | +200,000 | — |
| 2010-06-01 | Hong Liang Lu | Director | Sell | −30,000 | −$62.40K |
| 2010-06-01 | Edmond Cheng | Senior VP and CFO | A | +200,000 | — |
| 2010-05-28 | Hong Liang Lu | Director | Sell | −60,000 | −$124.09K |
| 2010-04-02 | Ying (Jack) Lu | Senior VP & COO | A | +300,000 | — |
| 2010-03-10 | Hong Liang Lu | Director | Sell | −158,497 | −$316.99K |
| 2010-03-03 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | −29,995 | −$61.76K |
| 2010-03-03 | Peter Blackmore | CEO & President | Sell | −94,013 | −$193.56K |
| 2010-03-02 | Peter Blackmore | CEO & President | M | +166,226 | — |
| 2010-03-02 | Viraj J Patel | Int CFO, VP, Controller & CAO | M | +75,987 | — |
| 2010-01-04 | Kenneth Luk | Senior VP and CFO | A | +300,000 | — |
| 2009-11-12 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | −4,646 | −$8.22K |
| 2009-10-01 | Allen U Lenzmeier | Director | A | +29,904 | — |
| 2009-10-01 | Thomas J Toy | Director | A | +79,187 | — |
| 2009-10-01 | Jeff Clarke | Director | A | +29,665 | — |
| 2009-10-01 | Bruce J Ryan | Director | A | +33,732 | — |
| 2009-09-17 | Hong Liang Lu | Director | Sell | −100,000 | −$201.00K |
| 2009-09-14 | Thomas J Toy | Director | Sell | −20,435 | −$40.05K |
| 2009-09-10 | Susan Marsch | SVP and General Counsel | Sell | −4,159 | −$8.40K |
| 2009-09-10 | Viraj J Patel | Int CFO, VP, Controller & CAO | Sell | −127,566 | −$254.46K |
| 2009-09-09 | Hong Liang Lu | Director | Sell | −25,860 | −$53.68K |
| 2009-09-08 | Hong Liang Lu | Director | Sell | −41,741 | −$69.29K |
| 2009-09-04 | Hong Liang Lu | Director | M | +439,182 | — |
| Insider | Role | Shares Held | Value |
|---|---|---|---|
| Sean Shao | Director | 10,000 | $22.55K |
Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.
Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.
Full filing history and per-insider positions are on the UTSI quote page; the site-wide leaderboard is on the insider transactions hub.
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.