WHF (WhiteHorse Finance, Inc.)

Insider Trading Activity

Every open-market purchase and sale reported by WHF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.

Form 4 Filings
23
most recent
Open-Market Buys
20
code P
Sales
3
code S
Reporting Insiders
8
current holders
WHF — Recent Form 4 Transactions (latest 2023-05-26)
FiledInsiderRole TypeSharesValue
2023-05-26 JOHN BOLDUC Director Buy
2023-05-23 JOHN BOLDUC Director Buy
2023-05-18 JOHN BOLDUC Director Buy
2023-05-15 JOHN BOLDUC Director Buy
2023-03-17 JOHN BOLDUC Director Buy
2022-12-15 JOHN BOLDUC Director Buy
2022-12-09 JOHN BOLDUC Director Buy
2022-12-07 JOHN BOLDUC Director Buy
2022-11-21 JOHN BOLDUC Director Buy
2022-11-18 JOHN BOLDUC Director Buy
2018-11-29 Stuart D Aronson Chief Executive Officer Buy
2018-11-15 Kevin Francis Burke Director Buy
2018-08-31 SAMI MNAYMNEH 10%+ Owner Sell
2018-08-31 ANTHONY TAMER 10%+ Owner Sell
2018-08-15 G STACY SMITH Director Sell
2012-12-10 Ethan M. Underwood Chief Operating Officer Buy
2012-12-10 RICK D PUCKETT Director Buy
2012-12-10 JOHN BOLDUC Director Buy
2012-12-10 James Demus Carvell III CHIEF EXECUTIVE OFFICER Buy
2012-12-10 SAMI MNAYMNEH 10%+ Owner Buy
2012-12-10 ANTHONY TAMER 10%+ Owner Buy
2012-12-07 JOHN BOLDUC Director Buy
2012-12-07 ANTHONY TAMER 10%+ Owner Buy
WHF — Current Insider Holders
InsiderRole Shares HeldValue
10%+ Owner 10,535,585
Director 367,516
10%+ Owner 265,638
Chief Executive Officer 18,000
Director 15,000
CHIEF EXECUTIVE OFFICER 6,667
Chief Operating Officer 6,667
Director 2,530
How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the WHF quote page; the site-wide leaderboard is on the insider transactions hub.