WHF · Insider Trading

WhiteHorse Finance, Inc.

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Every open-market purchase and sale reported by WHF officers, directors and 10%+ beneficial owners on SEC Form 4, which must be filed within two business days of the transaction. Sales often reflect scheduled 10b5-1 plans or tax withholding rather than a directional view, so read counts alongside the size and the filer.

Form 4 Filings

most recent

Open-Market Buys

code P

Sales

code S

Reporting Insiders

current holders

WHF — Recent Form 4 Transactions (latest 2023-05-26)

Filed	Insider	Role	Type	Shares	Value
2023-05-26	John Bolduc	Director	Buy	+17,370	+$199.35K
2023-05-23	John Bolduc	Director	Buy	+13,134	+$152.35K
2023-05-18	John Bolduc	Director	Buy	+12,933	+$151.15K
2023-05-15	John Bolduc	Director	Buy	+4,450	+$52.19K
2023-03-17	John Bolduc	Director	Buy	+14,830	+$188.54K
2022-12-15	John Bolduc	Director	Buy	+7,690	+$99.97K
2022-12-09	John Bolduc	Director	Buy	+15,420	+$199.69K
2022-12-07	John Bolduc	Director	Buy	+23,070	+$298.76K
2022-11-21	John Bolduc	Director	Buy	+3,845	+$49.98K
2022-11-18	John Bolduc	Director	Buy	+7,868	+$102.27K
2018-11-29	Stuart D Aronson	Chief Executive Officer	Buy	+4,000	+$52.28K
2018-11-15	Kevin Francis Burke	Director	Buy	+2,530	+$34.40K
2018-08-31	Sami Mnaymneh	10%+ Owner	Sell	−972,622	−$13.50M
2018-08-31	Anthony Tamer	10%+ Owner	Sell	−972,622	−$13.50M
2018-08-15	G Stacy Smith	Director	Sell	−12,000	−$171.11K
2012-12-10	Ethan M. Underwood	Chief Operating Officer	Buy	+6,667	+$100.00K
2012-12-10	Rick D Puckett	Director	Buy	+15,000	+$225.00K
2012-12-10	John Bolduc	Director	Buy	+66,667	+$1.00M
2012-12-10	James Demus Carvell III	CHIEF EXECUTIVE OFFICER	Buy	+6,667	+$100.00K
2012-12-10	Sami Mnaymneh	10%+ Owner	Buy	+133,334	+$2.00M
2012-12-10	Anthony Tamer	10%+ Owner	Buy	+133,334	+$2.00M
2012-12-07	John Bolduc	Director	Buy	+3,500	+$49.14K
2012-12-07	Anthony Tamer	10%+ Owner	Buy	+3,500	+$49.10K

WHF Insider Trading FAQ

Who are the insiders at WHF?

No current Form 4 beneficial owners are on file for WHF.

Are WHF insiders buying or selling?

Across the 23 most recent Form 4 filings for WHF, 20 were open-market purchases (code P) and 3 were sales (code S). Sales frequently reflect scheduled 10b5-1 plans or tax withholding rather than a view on the stock.

How current is WHF insider data?

Form 4 must be filed within two business days of the transaction, so this is close to real time. The most recent WHF filing is dated 2023-05-26.

How to read Form 4 activity

Form 4 reports a change in beneficial ownership by an officer, director or 10%+ holder, and must be filed within two business days of the transaction — so this is close to real time, unlike the 45-day-lagged 13F institutional data.

Transaction codes matter more than the raw buy/sell count. Code P is an open-market purchase — an insider choosing to buy with their own money, which is the signal most research treats as informative. Code S is a sale, but sales are frequently pre-scheduled under a 10b5-1 plan or cover tax withholding on vesting equity, so a run of sales often says nothing directional. Codes A and M are grants and option exercises rather than open-market decisions.

Full filing history and per-insider positions are on the WHF quote page; the site-wide leaderboard is on the insider transactions hub.